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Founder Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 601901 ISIN · CNE1000015Y8 LEI · 300300DSN6TINPUMGY45 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,860 across all filing types
Latest filing 2019-09-25 Legal Proceedings Report
Country CN China
Listing Shanghai Stock Exchange 601901

About Founder Securities Co.,Ltd.

https://www.foundersc.com/

Founder Securities Co., Ltd. provides a comprehensive range of financial services. Core business activities include brokerage, investment banking, asset management, and investment consulting. The company also engages in futures brokerage, proprietary trading, and alternative investment services. It serves a diverse client base ranging from individual retail investors to large institutional entities. Key products include wealth management solutions, equity and debt underwriting, and specialized investment research. The firm focuses on leveraging its extensive branch network and digital platforms to deliver integrated financial solutions. It maintains a strong emphasis on risk management and technological innovation to support its capital market operations and advisory services.

Recent filings

Filing Released Lang Actions
关于公司涉及诉讼的进展公告
Legal Proceedings Report Classification · 100% confidence The document is an announcement from 方正证券股份有限公司 regarding the progress of litigation cases involving the company. It details the number of new cases, amounts involved, the stage of litigation (first instance and judgments), and the financial impact on the company's profits. The document does not contain full financial statements or comprehensive financial analysis but focuses on legal proceedings and their impact. It is not a full annual or interim report, nor an earnings release. The content fits the definition of a Legal Proceedings Report, which covers updates on significant lawsuits and regulatory actions involving the company.
2019-09-25 Chinese
关于公开征集第四届董事会董事候选人的公告
Board/Management Information Classification · 95% confidence The document is a detailed announcement from 方正证券股份有限公司 (Founder Securities Co., Ltd.) regarding the public solicitation of candidates for the fourth board of directors. It includes extensive information about the nomination process, qualifications required for directors (both independent and non-independent), legal and regulatory compliance references, and detailed forms and declarations related to director candidacy and qualifications. The content focuses on board/management information, specifically about board member nominations and qualifications, rather than financial results, audit reports, or other types of filings. There is no indication that this is an annual report, earnings release, or any other financial report. It is clearly an announcement related to board/management changes and nominations. Therefore, the appropriate classification is Board/Management Information (MANG). The document length and detail support a high confidence in this classification.
2019-09-20 Chinese
关于公开征集第四届监事会监事候选人（非职工代表监事）的公告
Board/Management Information Classification · 95% confidence The document is a public announcement by 方正证券股份有限公司 (Founder Securities Co., Ltd.) regarding the solicitation of candidates for the fourth Supervisory Board (监事会) non-employee representative supervisors. It includes detailed information about the nomination process, qualifications required, materials to be submitted, and legal compliance requirements. The document also contains attachments such as nomination letters, candidate commitments, and the application form for supervisory board qualifications issued by the China Securities Regulatory Commission (CSRC). The content is focused on governance and regulatory compliance related to board member nominations rather than financial results, audit opinions, or shareholder voting outcomes. It is not a financial report, earnings release, or voting results announcement. It is a formal governance-related announcement about board member candidate solicitation and qualification requirements. Therefore, the most appropriate classification is "Board/Management Information (MANG)" as it relates to changes and nominations in the company's supervisory board members.
2019-09-20 Chinese
关于全资子公司参与设立产业基金暨关联交易公告
Capital/Financing Update Classification · 95% confidence The document is an announcement from 方正证券股份有限公司 regarding a related party transaction involving its wholly-owned subsidiary participating in the establishment of an industrial fund. It details the transaction parties, amounts, and approvals by the board of directors. The document is an announcement of a corporate action related to financing and capital investment, specifically a related party transaction and fund establishment. It does not contain financial statements or detailed financial performance data, nor is it a report or transcript. The document length is 4226 characters, which is relatively short and focused on the announcement of the transaction and related approvals. Therefore, it fits best under Capital/Financing Update (CAP) as it updates on company fundraising and capital structure changes through the establishment of a fund and related party investment.
2019-09-20 Chinese
第三届监事会第十八次会议决议公告
Board/Management Information Classification · 95% confidence The document is a resolution announcement from the Supervisory Board of 方正证券股份有限公司 regarding the public solicitation of candidates for the fourth Supervisory Board. It includes details about the meeting, attendance, and voting results. There is no financial data, no mention of annual or quarterly reports, no audit information, and no executive changes. The document is an official announcement of a board-related decision, specifically about board candidate solicitation, which fits best under Board/Management Information (MANG). The document length is short and it is not a report publication announcement or certification. Therefore, the classification is MANG with high confidence.
2019-09-20 Chinese
第三届董事会第三十次会议决议公告
Board/Management Information Classification · 95% confidence The document is a formal announcement of resolutions passed at the 30th meeting of the third board of directors of 方正证券股份有限公司 (Founder Securities Co., Ltd.). It details decisions such as the public solicitation of board candidates, adjustments to senior management salaries, approval of performance bonuses, and approval of a related-party transaction involving the establishment of an industrial fund. The document includes voting results and mentions compliance with company bylaws and legal regulations. It does not contain financial statements or detailed financial performance data, nor is it a transcript or presentation. It is a board meeting resolution announcement, which fits the category of Board/Management Information (MANG). The document length is short (1577 characters), and it is not an announcement of a report publication but a substantive announcement of board decisions.
2019-09-20 Chinese

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