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Founder Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 601901 ISIN · CNE1000015Y8 LEI · 300300DSN6TINPUMGY45 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,860 across all filing types
Latest filing 2019-07-08 Regulatory Filings
Country CN China
Listing Shanghai Stock Exchange 601901

About Founder Securities Co.,Ltd.

https://www.foundersc.com/

Founder Securities Co., Ltd. provides a comprehensive range of financial services. Core business activities include brokerage, investment banking, asset management, and investment consulting. The company also engages in futures brokerage, proprietary trading, and alternative investment services. It serves a diverse client base ranging from individual retail investors to large institutional entities. Key products include wealth management solutions, equity and debt underwriting, and specialized investment research. The firm focuses on leveraging its extensive branch network and digital platforms to deliver integrated financial solutions. It maintains a strong emphasis on risk management and technological innovation to support its capital market operations and advisory services.

Recent filings

Filing Released Lang Actions
2019年6月财务数据简报
Regulatory Filings Classification · 95% confidence The document is a brief financial data announcement for June 2019 from 方正证券股份有限公司 (Founder Securities Co., Ltd.). It includes key financial figures such as operating income, net profit, and net assets for the parent company and subsidiaries. The document states that the data is unaudited and non-consolidated, and it is presented as a monthly financial data brief. The length is short (677 characters), and it is clearly a financial data summary rather than a full interim or annual report. It is not a full financial report but a financial data update announcement. Therefore, it fits best under the category of Regulatory Filings (RNS) as a general regulatory announcement of financial data that does not constitute a full interim or annual report.
2019-07-08 Chinese
关于获准设立30家分支机构的公告
Regulatory Filings Classification · 95% confidence The document is an official announcement from 方正证券股份有限公司 regarding the approval to establish 30 branch offices. It references a regulatory approval from the China Securities Regulatory Commission (湖南证监局) and details the locations of the new branches. The content is about organizational expansion and regulatory permission rather than financial results, management changes, or shareholder votes. It is not a report, financial statement, or meeting material. This fits best under a general regulatory announcement category that covers miscellaneous filings not fitting other specific categories.
2019-07-05 Chinese
2018年非公开发行公司债券（第二期）（品种二）2019年付息公告
Capital/Financing Update Classification · 95% confidence The document is a notice regarding the interest payment (coupon payment) for a specific corporate bond issued by 方正证券股份有限公司 (Founder Securities Co., Ltd.). It details the bond's basic information, interest rate, payment date, tax implications for investors, and the entities involved in the payment process. The document is an announcement about the payment of interest on a bond, not a financial report or audit. It does not contain financial statements or management discussion but rather provides operational details about the bond interest payment. Given the content and nature, this fits best under a Capital/Financing Update (CAP) as it relates to bond issuance and interest payment updates.
2019-07-02 Chinese
2018年非公开发行公司债券（第二期）（品种一）本息兑付和摘牌公告
Delisting Announcement Classification · 100% confidence The document is an announcement regarding the payment of principal and interest and the delisting (摘牌) of a specific bond issued by 方正证券股份有限公司. It includes details such as bond code, payment dates, interest rates, and tax information related to the bond interest. The document does not contain financial statements or comprehensive financial data but rather informs about the bond's redemption and delisting from the exchange. The key phrase '债券摘牌公告' (bond delisting announcement) and the description of the bond being delisted on a specific date clearly indicate this is a Delisting Announcement. The document length is about 3,000 characters, consistent with an announcement rather than a full report. Therefore, the appropriate classification is DLST (Delisting Announcement).
2019-07-01 Chinese
关于高级管理人员任职的公告
Board/Management Information Classification · 100% confidence The document is an announcement regarding the appointment of senior management personnel at 方正证券股份有限公司 (Founder Securities Co., Ltd.). It details the board meeting decisions and regulatory approvals for the appointments of a vice president and a chief information officer. There are no financial statements, earnings data, or report publications. The content clearly fits the category of announcing changes in senior management rather than any financial report or other filing types.
2019-06-27 Chinese
关于控股股东部分股权涉及诉讼的公告
Legal Proceedings Report Classification · 100% confidence The document is an announcement from 方正证券股份有限公司 regarding a litigation case involving its controlling shareholder and related parties. It details the filing of a lawsuit at the Beijing First Intermediate People's Court concerning the validity of a 2003 equity transfer agreement and potential changes in shareholding proportions. The document explicitly states it is an announcement about ongoing legal proceedings and does not contain financial statements, audit results, or other report data. It is not a full annual or interim report, nor a certification or voting result. The content fits the category of Legal Proceedings Report, as it updates on significant lawsuits involving the company.
2019-06-21 Chinese

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