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Founder Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 601901 ISIN · CNE1000015Y8 LEI · 300300DSN6TINPUMGY45 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,860 across all filing types
Latest filing 2019-05-29 Board/Management Inform…
Country CN China
Listing Shanghai Stock Exchange 601901

About Founder Securities Co.,Ltd.

https://www.foundersc.com/

Founder Securities Co., Ltd. provides a comprehensive range of financial services. Core business activities include brokerage, investment banking, asset management, and investment consulting. The company also engages in futures brokerage, proprietary trading, and alternative investment services. It serves a diverse client base ranging from individual retail investors to large institutional entities. Key products include wealth management solutions, equity and debt underwriting, and specialized investment research. The firm focuses on leveraging its extensive branch network and digital platforms to deliver integrated financial solutions. It maintains a strong emphasis on risk management and technological innovation to support its capital market operations and advisory services.

Recent filings

Filing Released Lang Actions
第三届董事会第二十六次会议决议公告
Board/Management Information Classification · 95% confidence The document is a formal announcement from the board of directors of 方正证券股份有限公司 (Founder Securities Co., Ltd.) regarding resolutions passed at the 26th meeting of the third board of directors held on May 29, 2019. It includes details about the appointment of senior management personnel, termination of a related-party transaction, and a decision to stop dividend payments to a particular shareholder due to legal issues. The document contains voting results and detailed biographies of the newly appointed senior management. There are no financial statements or comprehensive financial data presented, nor is this a transcript of a call or a presentation. The content focuses on board decisions and management changes, which aligns with the category of Board/Management Information (MANG). The document length is 3378 characters, which is relatively short but contains substantive information about management appointments and board resolutions, not just an announcement of a report publication or a regulatory filing. Therefore, the best classification is MANG with high confidence.
2019-05-29 Chinese
关于召开2018年年度股东大会的通知
AGM Information Classification · 95% confidence The document is a notice about the convening of the 2018 Annual General Meeting (AGM) of 方正证券股份有限公司 (Founder Securities Co., Ltd.). It includes details such as the date and location of the meeting, voting procedures, agenda items to be discussed and voted on, and instructions for shareholders. The document does not contain the actual annual report or financial statements but refers to the meeting and the agenda for shareholder voting. The document length is 3692 characters, which is relatively short and consistent with a meeting notice rather than a full report. Therefore, this document is best classified as AGM Information (AGM-R).
2019-05-29 Chinese
关于公司涉及诉讼的进展公告
Legal Proceedings Report Classification · 100% confidence The document is an announcement from 方正证券股份有限公司 regarding the progress of litigation involving the company. It details the number of cases, amounts involved, court decisions, and the impact on the company's profits. The content focuses on legal proceedings and updates on lawsuits, including court judgments and appeals. There is no indication that this is a full audit report, annual report, or financial statement. The document is clearly a legal proceedings update, providing information about ongoing lawsuits and their financial implications. Therefore, the appropriate classification is Legal Proceedings Report (LTR). The document length is 1852 characters, which is sufficient for a detailed announcement but not a full financial report, and it is not a mere announcement of a report publication or certification.
2019-05-24 Chinese
2018年非公开发行公司债券（第一期）2019年付息公告
Capital/Financing Update Classification · 95% confidence The document is a detailed announcement regarding the interest payment (coupon payment) for a specific corporate bond issued by 方正证券股份有限公司 (Founder Securities Co., Ltd.). It includes bond details such as bond code, interest rate, payment dates, tax information, and involved parties. The document is not a full financial report, audit, or earnings release. It is not a regulatory filing or a report publication announcement since it contains substantive information about the bond interest payment. The content fits best with a Capital/Financing Update (CAP) as it relates to bond issuance and interest payment details, which are financing activities.
2019-05-21 Chinese
涉及诉讼的公告
Legal Proceedings Report Classification · 95% confidence The document is a public announcement from 方正证券股份有限公司 (Founder Securities Co., Ltd.) regarding a legal proceeding involving the company as the applicant in an enforcement case related to stock pledge repurchase transactions. It details the litigation status, involved parties, amounts, and potential impact on profits. The document is titled '涉及诉讼的公告' which translates to 'Announcement Regarding Litigation'. It does not contain financial statements or detailed financial data, nor is it a report or presentation. It is clearly an update on a legal matter, fitting the category of Legal Proceedings Report (LTR). The document length is 1092 characters, which is short and focused on legal information, not a full report or announcement of a report publication. Therefore, the appropriate classification is LTR with high confidence.
2019-05-15 Chinese
关于瑞士信贷对瑞信方正非公开协议单方面增资的进展公告
Capital/Financing Update Classification · 95% confidence The document is an announcement regarding the progress of a non-public capital increase by Credit Suisse in Ruixin Founder Securities, including details about board approvals, asset evaluations, and regulatory approvals. It does not contain financial statements or detailed financial performance data but rather updates on financing and capital structure changes. The document length is short (1314 characters) and focuses on capital increase progress and approvals, fitting the Capital/Financing Update category rather than a full financial report or regulatory filing. Therefore, the appropriate classification is Capital/Financing Update (CAP).
2019-05-15 Chinese

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