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Founder Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 601901 ISIN · CNE1000015Y8 LEI · 300300DSN6TINPUMGY45 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,860 across all filing types
Latest filing 2019-03-29 Audit Report / Informat…
Country CN China
Listing Shanghai Stock Exchange 601901

About Founder Securities Co.,Ltd.

https://www.foundersc.com/

Founder Securities Co., Ltd. provides a comprehensive range of financial services. Core business activities include brokerage, investment banking, asset management, and investment consulting. The company also engages in futures brokerage, proprietary trading, and alternative investment services. It serves a diverse client base ranging from individual retail investors to large institutional entities. Key products include wealth management solutions, equity and debt underwriting, and specialized investment research. The firm focuses on leveraging its extensive branch network and digital platforms to deliver integrated financial solutions. It maintains a strong emphasis on risk management and technological innovation to support its capital market operations and advisory services.

Recent filings

Filing Released Lang Actions
董事会审计委员会2018年度履职报告
Audit Report / Information Classification · 95% confidence The document is titled as the "Board Audit Committee 2018 Annual Performance Report" of 方正证券股份有限公司 (Founder Securities Co., Ltd.). It details the audit committee's activities, meetings, oversight of the 2017 annual audit, evaluation of internal controls, and audit plans for 2018. The content focuses on the audit committee's duties and their review of audit reports and internal controls, rather than presenting the full audit report or financial statements themselves. The document length is 3063 characters, which is relatively short and consistent with a committee report rather than a full audit report. It does not contain the full audit report or financial statements but rather a summary of the audit committee's work and oversight. Therefore, this document fits best under the category of Audit Report / Information (AR), which includes standalone audit reports and related committee reports on audit activities, excluding full annual reports. FY 2018
2019-03-29 Chinese
2018年度内部控制评价报告
Audit Report / Information Classification · 95% confidence The document is titled '2018 年度内部控制评价报告' which translates to '2018 Annual Internal Control Evaluation Report' for 方正证券股份有限公司 (Founder Securities Co., Ltd.). It discusses the evaluation of the company's internal control effectiveness as of December 31, 2018, including financial and non-financial internal control defects, audit opinions, and corrective actions. The document includes detailed internal control assessment criteria, scope, and results, as well as references to an independent audit report on internal control effectiveness. It also mentions legal proceedings related to regulatory investigations and lawsuits. The content is focused on internal control evaluation rather than a full annual report or financial statements. This type of document aligns with an Audit Report / Information (AR) category, which covers standalone audit reports and internal control evaluations, excluding full annual reports. The document length (7717 characters) and detailed content support classification as AR rather than a brief announcement or regulatory filing. Therefore, the appropriate classification is AR with high confidence. FY 2018
2019-03-29 Chinese
第三届董事会第二十三次会议决议公告
Board/Management Information Classification · 95% confidence The document is a detailed announcement of resolutions passed at a board meeting of 方正证券股份有限公司 (Founder Securities Co., Ltd.) held on March 29, 2019. It includes approvals of various reports related to the 2018 fiscal year, such as the 2018 Annual Report, financial statements, profit distribution plan, internal control evaluation report, social responsibility report, and other governance and operational matters. The document also mentions that these reports will be submitted to the shareholders' meeting for approval and are published on the Shanghai Stock Exchange website. The document is not the reports themselves but a formal announcement of the board's decisions and approvals regarding these reports and proposals. It is a typical board meeting resolution announcement, which falls under the category of Board/Management Information (MANG). The document length (4643 characters) and content confirm it is not a full annual report or financial report but a board meeting resolution announcement.
2019-03-29 Chinese
2018年度审计报告
Audit Report / Information Classification · 100% confidence The document is titled "2018 年度 审计报告" which translates to "2018 Annual Audit Report". It contains detailed financial statements including consolidated and parent company balance sheets, profit and loss statements, cash flow statements, changes in shareholders' equity, and extensive notes to the financial statements. The content includes key audit matters, auditor responsibilities, management responsibilities, and detailed financial data. The length is substantial (15,000 characters) and the document is the actual audit report, not an announcement or certification. Therefore, it fits the category of an Audit Report / Information (AR). FY 2018
2019-03-29 Chinese
日常关联交易公告
Regulatory Filings Classification · 95% confidence The document is a daily related-party transaction announcement by 方正证券股份有限公司 (Founder Securities Co., Ltd.). It details the approval process by the board, the estimated and actual transaction amounts for 2018 and 2019, the related parties involved, and the framework agreement terms. The document is relatively short (3361 characters) and focuses on disclosing ongoing related-party transactions rather than presenting financial statements or audit results. It does not contain comprehensive financial data or management discussion typical of annual or interim reports. It is not a certification or a voting result announcement. The content fits the category of a regulatory announcement about related-party transactions, which is best classified under Regulatory Filings (RNS) as it does not fit other more specific categories like Annual Report, Interim Report, or Capital Update. Therefore, the appropriate classification is Regulatory Filings (RNS) with high confidence.
2019-03-29 Chinese
2018年度社会责任报告
Environmental & Social Information Classification · 95% confidence The document is titled '2018年度社会责任报告' which translates to '2018 Corporate Social Responsibility Report'. It details the company's activities and performance in social responsibility for the year 2018, including environmental, social, governance practices, investor education, financial inclusion, and other CSR initiatives. The content focuses on the company's social responsibility practices rather than financial performance or regulatory filings. It references compliance with environmental disclosure guidelines and social responsibility frameworks, which aligns with ESG reporting. There is no indication that this is an annual financial report, audit report, earnings release, or any other financial or regulatory filing. Therefore, the document fits the category of Environmental & Social Information (ESG) report.
2019-03-29 Chinese

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