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Founder Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 601901 ISIN · CNE1000015Y8 LEI · 300300DSN6TINPUMGY45 Shanghai Stock Exchange Financial and insurance activities
Filings indexed 1,860 across all filing types
Latest filing 2019-03-24 Capital/Financing Update
Country CN China
Listing Shanghai Stock Exchange 601901

About Founder Securities Co.,Ltd.

https://www.foundersc.com/

Founder Securities Co., Ltd. provides a comprehensive range of financial services. Core business activities include brokerage, investment banking, asset management, and investment consulting. The company also engages in futures brokerage, proprietary trading, and alternative investment services. It serves a diverse client base ranging from individual retail investors to large institutional entities. Key products include wealth management solutions, equity and debt underwriting, and specialized investment research. The firm focuses on leveraging its extensive branch network and digital platforms to deliver integrated financial solutions. It maintains a strong emphasis on risk management and technological innovation to support its capital market operations and advisory services.

Recent filings

Filing Released Lang Actions
2019年非公开发行公司债券(第二期)发行结果公告
Capital/Financing Update Classification · 100% confidence The document is an announcement regarding the issuance results of a non-public company bond by 方正证券股份有限公司. It details the bond issuance amount, price, term, and interest rate, and confirms the completion of the issuance. This fits the category of Capital/Financing Update, as it provides information on the company's financing activities and capital structure changes. The document is short and focused on the bond issuance result, not a full financial report or regulatory filing. Therefore, the appropriate classification is CAP (Capital/Financing Update).
2019-03-24 Chinese
2018年度业绩快报
Earnings Release Classification · 95% confidence The document is titled '2018年度业绩快报' which translates to '2018 Annual Performance Express Report' or '2018 Annual Results Summary'. It contains preliminary financial data for the year 2018, including revenue, profit, net income, earnings per share, and asset information. The data is explicitly stated as preliminary and unaudited, with a caution that the final audited data will be in the company's 2018 Annual Report. The document is relatively short (1368 characters) and serves as a quick announcement of financial results rather than a full detailed report. It does not contain comprehensive financial statements or detailed analysis typical of a full Annual Report (10-K). Instead, it is an initial announcement of yearly financial results, which aligns with the definition of an Earnings Release (ER). FY 2018
2019-03-19 Chinese
涉及诉讼的公告
Legal Proceedings Report Classification · 95% confidence The document is a public announcement from 方正证券股份有限公司 (Founder Securities Co., Ltd.) regarding ongoing litigation cases involving the company. It details the status of lawsuits, involved parties, amounts in dispute, and the potential impact on the company's profits. The document is titled as an announcement and does not contain financial statements or audit results. It is not a full annual or interim report, nor is it a certification or voting result. The content fits the category of Legal Proceedings Report, as it updates on significant lawsuits involving the company.
2019-03-08 Chinese
2019年2月财务数据简报
Regulatory Filings Classification · 95% confidence The document is a financial data brief for February 2019 from 方正证券股份有限公司 (Founder Securities Co., Ltd.). It discloses unaudited, non-consolidated financial data including revenue, net profit, and net assets for the parent company and subsidiaries. The document is short (665 characters) and explicitly states that the data is preliminary and final data will be in the periodic report. It is a monthly financial data summary, not a full financial report or annual/interim report. It is an announcement of financial data, not a detailed report or presentation. Therefore, it fits best as a Regulatory Filing (RNS) since it is a regulatory disclosure of financial data but not a full report like an Interim Report (IR) or Annual Report (10-K).
2019-03-06 Chinese
关于申请信用衍生品业务获得中国证监会无异议监管意见书的公告
Regulatory Filings Classification · 95% confidence The document is a public announcement by 方正证券股份有限公司 regarding the receipt of a regulatory opinion letter from the China Securities Regulatory Commission (中国证监会) approving the company's application to conduct credit derivative business. It details compliance requirements and regulatory conditions but does not contain financial statements, earnings data, or detailed report content. The document length is short (1004 characters) and it serves as an official regulatory announcement about business approval and regulatory compliance rather than a financial report or detailed filing. Therefore, it fits best under Regulatory Filings (RNS), which is the fallback category for regulatory announcements that do not fit other specific categories.
2019-03-04 Chinese
关于股东股份继续冻结的公告
Regulatory Filings Classification · 95% confidence The document is a public announcement from 方正证券股份有限公司 regarding the continued freezing of shareholder shares held by 北京政泉控股有限公司. It details the number of shares frozen, the legal basis (court notice), and the percentage of total shares affected. There is no financial data, no mention of financial results, no report attached or referenced, and no indication of management changes or voting results. This is a regulatory announcement about shareholder share status, specifically about share freezing, which fits best under Regulatory Filings (RNS) as it does not fit other more specific categories like Major Shareholding Notification (MRQ) because it is about freezing, not ownership changes crossing thresholds. The document is short and purely informational about a legal action affecting shares.
2019-03-04 Chinese

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