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SEALAND SECURITIES CO., LTD. — Investor Relations & Filings

Ticker · 000750 ISIN · CNE0000008K4 LEI · 300300E1000345000084 Shenzhen Stock Exchange Financial and insurance activities
Filings indexed 2,592 across all filing types
Latest filing 2021-03-19 Audit Report / Informat…
Country CN China
Listing Shenzhen Stock Exchange 000750

About SEALAND SECURITIES CO., LTD.

https://www.ghzq.com.cn

SEALAND SECURITIES CO., LTD. is a financial services provider offering a broad spectrum of capital market solutions. Its primary operations encompass securities brokerage, investment banking, asset management, and proprietary trading. The firm facilitates securities underwriting and sponsorship, provides financial advisory services for mergers and acquisitions, and manages various investment funds. It also offers margin trading, short selling, and investment consulting services to individual and institutional clients. Through its specialized subsidiaries, the company extends its reach into futures brokerage, direct investment, and alternative investment management. The organization emphasizes a client-centric approach, utilizing a comprehensive service network to support diverse financial requirements and investment strategies.

Recent filings

Filing Released Lang Actions
中信证券股份有限公司关于国海证券股份有限公司2020年度内部控制评价报告的核查意见
Audit Report / Information Classification · 95% confidence The document is titled as an internal control evaluation report verification opinion by CITIC Securities on Guohai Securities' 2020 internal control evaluation report. It discusses the scope, standards, and results of internal control evaluation, including financial and non-financial control deficiencies, and concludes on the effectiveness of internal controls. The document is a verification opinion by a sponsoring institution rather than the internal control report itself. It does not contain full financial statements or detailed financial data but rather an audit or review opinion on internal controls. This fits the definition of an Audit Report / Information (AR), which includes standalone audit reports and internal control evaluation results, excluding full annual reports. The document length is 4076 characters, which is sufficient for a substantive report rather than a mere announcement. Therefore, the classification is AR with high confidence. FY 2020
2021-03-19 Chinese
国海证券股份有限公司关于会计政策变更的公告
Regulatory Filings Classification · 95% confidence The document is an announcement from Guohai Securities regarding a change in accounting policy related to the adoption of a new lease accounting standard effective from January 1, 2021. It includes detailed explanations of the policy change, its impact on financial statements, and opinions from the board, independent directors, and supervisory board. The document is relatively short (2448 characters) and is an announcement of the accounting policy change rather than a full financial report or audit report. It does not contain actual financial statements or comprehensive financial data. Therefore, it is best classified as a Regulatory Filing (RNS), which covers miscellaneous regulatory announcements that do not fit other specific categories.
2021-03-19 Chinese
关于拟续聘会计师事务所的公告
Regulatory Filings Classification · 90% confidence The document is an announcement by Guohai Securities Co., Ltd. regarding the proposed reappointment of Deloitte Huayong as the auditor for the company's 2021 financial report and internal control audit. It details the auditor's qualifications, independence, audit fees, and the approval process by the board and independent directors. The document does not contain the audit report itself or detailed financial statements but is a formal announcement about the auditor appointment for the upcoming audit period. The document length is 3373 characters, which is relatively short and consistent with an announcement rather than a full audit report. Therefore, this document fits best under the category of Audit Report / Information (AR) as it relates to audit matters but is not the full annual report or audit report itself. However, since it is primarily an announcement about the auditor appointment and related procedures, and not the audit report or results, it is more appropriate to classify it as Regulatory Filings (RNS) because it does not contain substantive audit results or financial data but is a regulatory disclosure about audit firm appointment.
2021-03-19 Chinese
独立董事年度述职报告
Board/Management Information Classification · 95% confidence The document is a detailed report from independent directors of Guohai Securities Co., Ltd. for the year 2020. It includes their attendance at board and shareholder meetings, participation in board committees (audit, remuneration, nomination, risk control), independent opinions on major company matters, supervision of information disclosure, dividend and capital use, internal control execution, and other governance-related activities. The document is a formal annual statement of the independent directors' duties and activities for the year 2020, reflecting governance and management oversight rather than financial results or earnings. It is not a financial report like an Annual Report (10-K) or Interim Report (IR), nor is it a simple announcement or certification. It is a management/board-related report focusing on governance and oversight. Therefore, the most appropriate classification is Board/Management Information (MANG). The document length and content support a high confidence in this classification.
2021-03-19 Chinese
2020年年度报告
Annual Report Classification · 100% confidence The document is titled '2020 年年度报告' which translates to '2020 Annual Report'. It contains detailed sections including company overview, financial indicators, business summary, management discussion and analysis, governance, financial statements, and audit information. It mentions the audit by Deloitte Hua Yong accounting firm with an unqualified opinion, and includes comprehensive company information, subsidiaries, branch offices, and risk disclosures. The length is substantial (15,000 characters) and it contains actual financial data and analysis, not just an announcement or summary. Therefore, this document fits the definition of an Annual Report (10-K). FY 2020
2021-03-19 Chinese
国海证券股份有限公司2020年度董事会工作报告
Board/Management Information Classification · 95% confidence The document is titled '国海证券股份有限公司 2020 年度董事会工作报告' which translates to 'Guohai Securities Co., Ltd. 2020 Annual Board of Directors Work Report'. It is a detailed report from the board of directors covering the company's governance, strategic direction, business performance, risk management, and social responsibility for the year 2020. The content includes comprehensive discussion of company activities, financial results, governance improvements, and future plans. The length is over 7,000 characters, indicating a substantive report rather than a brief announcement. The document is clearly a Board/Management Information report, focusing on the board's work and management oversight rather than a full annual report or financial statements. Therefore, the appropriate classification is 'MANG' (Board/Management Information).
2021-03-19 Chinese

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