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NORTHEAST SECURITIES CO.,LTD. — Investor Relations & Filings

Ticker · 000686 ISIN · CNE0000004H9 LEI · 300300E1002922000054 Shenzhen Stock Exchange Financial and insurance activities
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Filings indexed 2,673 across all filing types
Latest filing 2025-10-28 Governance Information
Country CN China
Listing Shenzhen Stock Exchange 000686

About NORTHEAST SECURITIES CO.,LTD.

https://www.nesc.cn

Northeast Securities Co., Ltd. provides a comprehensive suite of financial services tailored for individual and institutional clients. Its core operations encompass securities brokerage, investment banking, asset management, and investment consulting. The firm facilitates capital raising through underwriting and sponsorship of equity and debt instruments, while also offering specialized financial advisory services. Additionally, the company engages in proprietary trading and provides wealth management solutions supported by dedicated research capabilities. By maintaining an extensive service network, the organization delivers integrated investment strategies and risk management solutions across various asset classes.

Recent filings

Filing Released Lang Actions
东北证券股份有限公司章程
Governance Information Classification · 100% confidence The document is a detailed company charter (章程) for Northeast Securities Co., Ltd., including comprehensive provisions on company governance, shareholder rights, board responsibilities, share issuance, share transfer, and other corporate governance matters. It references Chinese company law, securities law, and regulatory approvals. The document is lengthy (15,000 characters) and contains the full text of the company's articles of association, which is a governance document. It is not an announcement, transcript, or financial report. This type of document fits the category of Governance Information (CGR), which covers internal rules, board structure, and governance practices.
2025-10-28 Chinese
东北证券股份有限公司董事会议事规则
Governance Information Classification · 100% confidence The document is titled "东北证券股份有限公司董事会议事规则" which translates to "Northeast Securities Co., Ltd. Board Meeting Rules." It is a detailed set of rules governing the procedures, responsibilities, and operations of the company's board of directors. The content includes chapters on general provisions, meeting convening and holding, meeting deliberation and voting procedures, implementation of resolutions, meeting records, and supplementary provisions. It references relevant laws, company articles of association, and regulatory requirements. There is no financial data, earnings information, or audit content. It is not a report of financial results or an announcement of voting results. Instead, it is a governance document detailing internal rules and board structure. Therefore, the appropriate classification is Governance Information (CGR). The document length (5471 characters) supports it being a full governance document rather than a brief announcement.
2025-10-28 Chinese
关于修订《公司章程》及其附件的公告
Governance Information Classification · 95% confidence The document is a detailed announcement regarding the revision of the company's Articles of Association (公司章程) and its attachments, including shareholder meeting rules and board meeting rules. It references legal and regulatory frameworks such as the Company Law, Securities Law, and governance guidelines. The document includes detailed explanations of amendments to the Articles of Association and related governance documents. It is an official announcement of changes to the company's governance documents and bylaws, not a full annual report, audit report, or financial statement. The content focuses on governance structure and internal rules rather than financial performance or management discussion. Therefore, this document fits best under Governance Information (CGR), which covers reports detailing the company's internal rules, board structure, and governance practices.
2025-10-28 Chinese
2025年三季度报告
Interim / Quarterly Report Classification · 100% confidence The document is titled "2025 年第三季度报告" which translates to "2025 Third Quarter Report." It contains detailed financial data including consolidated financial statements such as balance sheets and profit and loss statements for the third quarter of 2025. The document includes comprehensive financial metrics, explanations of changes in financial data, shareholder information, management changes, and debt financing details. The length is substantial (15,000 characters), and it contains actual financial statements and substantive financial data for a period shorter than a full fiscal year (quarterly). Therefore, this document fits the definition of an Interim / Quarterly Report (IR). 9M 2025
2025-10-28 Chinese
关于2025年度中期利润分配方案的公告
Notice of Dividend Amount Classification · 95% confidence The document is an announcement from Dongbei Securities regarding the 2025 interim profit distribution plan. It details the cash dividend amount, the basis for distribution, and the approval process by the board and supervisory committee. The document does not contain full financial statements or comprehensive financial analysis but focuses on the dividend distribution specifics, including payment per share and total dividend amount. It is not a full interim or annual report but a formal announcement of dividend details. Therefore, it fits the category of Notice of Dividend Amount (DIV). The document length is short (1244 characters), and it is a direct announcement, not a report publication notice or certification.
2025-10-28 Chinese
东北证券股份有限公司2025年面向专业投资者公开发行次级债券（第六期）票面利率公告
Capital/Financing Update Classification · 95% confidence The document is an announcement regarding the coupon rate for a subordinated bond issuance by Dongbei Securities Co., Ltd. It includes details about the bond issuance scale, regulatory approval, pricing inquiry results, and issuance dates. The document is short (1149 characters) and primarily serves to inform about the bond coupon rate and issuance plan. It does not contain financial statements or detailed financial analysis. This fits the category of a Capital/Financing Update (CAP), which covers updates on company fundraising and financing activities.
2025-10-28 Chinese

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