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NORTHEAST SECURITIES CO.,LTD. — Investor Relations & Filings

Ticker · 000686 ISIN · CNE0000004H9 LEI · 300300E1002922000054 Shenzhen Stock Exchange Financial and insurance activities
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Filings indexed 2,673 across all filing types
Latest filing 2025-08-25 Capital/Financing Update
Country CN China
Listing Shenzhen Stock Exchange 000686

About NORTHEAST SECURITIES CO.,LTD.

https://www.nesc.cn

Northeast Securities Co., Ltd. provides a comprehensive suite of financial services tailored for individual and institutional clients. Its core operations encompass securities brokerage, investment banking, asset management, and investment consulting. The firm facilitates capital raising through underwriting and sponsorship of equity and debt instruments, while also offering specialized financial advisory services. Additionally, the company engages in proprietary trading and provides wealth management solutions supported by dedicated research capabilities. By maintaining an extensive service network, the organization delivers integrated investment strategies and risk management solutions across various asset classes.

Recent filings

Filing Released Lang Actions
东北证券股份有限公司2025年面向专业投资者公开发行短期公司债券（第六期）票面利率公告
Capital/Financing Update Classification · 95% confidence The document is an announcement regarding the coupon interest rate for a short-term corporate bond issuance by Northeast Securities Co., Ltd. It includes details about the bond issuance scale, approval by the China Securities Regulatory Commission, the pricing inquiry process, and the final coupon rate determination. There is no financial statement or comprehensive report content, but rather a specific update on a financing activity related to bond issuance. This fits the definition of a Capital/Financing Update (CAP). The document length is short and focused on the bond issuance terms, not a full report or regulatory filing.
2025-08-25 Chinese
关于延长东北证券股份有限公司2025年面向专业投资者公开发行短期公司债券（第六期）簿记建档时间的公告
Capital/Financing Update Classification · 100% confidence The document is an announcement regarding the extension of the book-building time for a short-term corporate bond issuance by Northeast Securities Co., Ltd. It mentions regulatory approval from the China Securities Regulatory Commission and details about the bond issuance schedule. The content focuses on a financing activity update rather than a full financial report or earnings release. The document length is short (997 characters) and it is clearly an announcement about a capital market activity (bond issuance timing). Therefore, the most appropriate classification is Capital/Financing Update (CAP).
2025-08-25 Chinese
东北证券股份有限公司2025年面向专业投资者公开发行次级债券（第四期）在深圳证券交易所上市的公告
Capital/Financing Update Classification · 100% confidence The document is an official announcement regarding the listing of a specific bond issuance by Northeast Securities Co., Ltd. on the Shenzhen Stock Exchange. It provides detailed bond terms such as bond name, code, credit rating, issuance amount, interest rate, issuance and listing dates, and maturity date. The document is short (832 characters) and is clearly an announcement of the bond listing event rather than a detailed financial report or prospectus. It does not contain financial statements or management discussion. Therefore, it fits the category of Capital/Financing Update (CAP), which covers updates on company fundraising and capital structure changes.
2025-08-25 Chinese
关于召开2025年半年度网上业绩说明会的公告
Investor Presentation Classification · 95% confidence The document is an announcement about the scheduling of a half-year online earnings presentation (业绩说明会) for the company's 2025 semi-annual report. It states the date and time of the event and invites investors to participate and submit questions. The document does not contain actual financial data or the report itself but rather informs about the upcoming event related to the interim report. The document length is short (835 characters), and it is clearly an announcement rather than the report or transcript itself. Therefore, it fits best into the category of Investor Presentation (IP), as it is about a detailed presentation for investors focusing on financials and business performance.
2025-08-21 Chinese
东北证券股份有限公司2025年面向专业投资者公开发行次级债券（第四期）发行结果公告
Capital/Financing Update Classification · 100% confidence The document is titled as an "发行结果公告" which translates to "Issuance Results Announcement" for a subordinated bond issuance by Northeast Securities Co., Ltd. It details the issuance scale, pricing, subscription multiples, and allocation specifics. The document is short (1005 characters) and focuses on the results of a bond issuance rather than providing comprehensive financial data or a full report. It is an announcement about the capital raising activity, specifically the issuance of bonds, which fits the category of Capital/Financing Update (CAP).
2025-08-21 Chinese
东北证券股份有限公司2025年面向专业投资者公开发行短期公司债券（第六期）募集说明书摘要
Capital/Financing Update Classification · 95% confidence The document is a detailed prospectus summary for the 2025 public issuance of short-term corporate bonds by Northeast Securities Co., Ltd. It includes extensive financial data, risk factors, credit ratings, legal proceedings, and terms related to the bond issuance. The document is not a general annual or quarterly report but a specific financing document related to a bond issuance. It contains detailed information about the bond issuance, credit ratings, financial conditions, risks, and legal matters related to the bond offering. This matches the definition of a Capital/Financing Update (CAP), which covers updates on company fundraising and financing activities. The document is lengthy (15,000 characters) and contains substantive financial and operational details about the bond issuance, not merely an announcement or a brief summary. Therefore, the appropriate classification is CAP.
2025-08-21 Chinese

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