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NORTHEAST SECURITIES CO.,LTD. — Investor Relations & Filings

Ticker · 000686 ISIN · CNE0000004H9 LEI · 300300E1002922000054 Shenzhen Stock Exchange Financial and insurance activities
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Filings indexed 2,673 across all filing types
Latest filing 2025-07-22 Capital/Financing Update
Country CN China
Listing Shenzhen Stock Exchange 000686

About NORTHEAST SECURITIES CO.,LTD.

https://www.nesc.cn

Northeast Securities Co., Ltd. provides a comprehensive suite of financial services tailored for individual and institutional clients. Its core operations encompass securities brokerage, investment banking, asset management, and investment consulting. The firm facilitates capital raising through underwriting and sponsorship of equity and debt instruments, while also offering specialized financial advisory services. Additionally, the company engages in proprietary trading and provides wealth management solutions supported by dedicated research capabilities. By maintaining an extensive service network, the organization delivers integrated investment strategies and risk management solutions across various asset classes.

Recent filings

Filing Released Lang Actions
东北证券股份有限公司2025年面向专业投资者公开发行短期公司债券（第四期）发行结果公告
Capital/Financing Update Classification · 95% confidence The document is titled as an "发行结果公告" which translates to "Issuance Results Announcement" for a short-term corporate bond issuance by Northeast Securities Co., Ltd. It details the issuance scale, pricing, subscription multiples, and confirms that insiders did not subscribe. The document is short (1261 characters) and focuses on the results of a bond issuance, not a full financial report or detailed financing update. This fits the definition of a Capital/Financing Update (CAP) as it provides updates on company fundraising and financing activities. It is not an announcement of a report publication, nor a regulatory filing or certification. Therefore, the correct classification is CAP with high confidence.
2025-07-22 Chinese
东北证券股份有限公司2025年面向专业投资者公开发行次级债券（第三期）在深圳证券交易所上市的公告
Capital/Financing Update Classification · 95% confidence The document is an announcement regarding the listing of a specific bond issuance by Northeast Securities Co., Ltd. on the Shenzhen Stock Exchange. It provides detailed bond terms such as issue amount, interest rate, maturity, and listing date. The document is short (791 characters) and serves as an official notice of the bond's listing rather than a financial report or detailed analysis. It does not contain financial statements, management discussion, or audit information. Therefore, it fits the category of Capital/Financing Update (CAP), which covers updates on company fundraising and capital structure changes.
2025-07-21 Chinese
东北证券股份有限公司2025年面向专业投资者公开发行短期公司债券（第四期）票面利率公告
Capital/Financing Update Classification · 95% confidence The document is an announcement regarding the coupon rate for a short-term corporate bond issuance by Northeast Securities Co., Ltd. It includes details about the bond issuance scale, the approval by the China Securities Regulatory Commission, the pricing inquiry process, and the final coupon rate determination. The document does not contain financial statements or detailed financial analysis but rather provides an update on the bond issuance terms, specifically the coupon rate. This fits the definition of a Capital/Financing Update (CAP), which covers updates on company fundraising and financing activities. The document length is short (1149 characters), and it is not merely announcing the publication of a report but providing substantive information about the bond issuance terms.
2025-07-18 Chinese
关于延长东北证券股份有限公司2025年面向专业投资者公开发行短期公司债券（第四期）簿记建档时间的公告
Capital/Financing Update Classification · 95% confidence The document is an announcement regarding the extension of the book-building time for a short-term corporate bond issuance by Northeast Securities Co., Ltd. It mentions regulatory approval from the China Securities Regulatory Commission and details about the bond issuance schedule. The content focuses on a financing activity update rather than a full financial report or earnings release. The document length is short (996 characters) and is clearly an announcement about a capital market activity (bond issuance timing). Therefore, the most appropriate classification is Capital/Financing Update (CAP).
2025-07-18 Chinese
东北证券股份有限公司2025年面向专业投资者公开发行次级债券（第三期）发行结果公告
Capital/Financing Update Classification · 100% confidence The document is titled as an "发行结果公告" which translates to "Issuance Results Announcement" for a bond issuance by Northeast Securities Co., Ltd. It details the issuance scale, pricing, subscription multiples, and allocation of the bond. The document does not contain financial statements or detailed financial analysis but rather announces the results of a capital raising activity (bond issuance). The document length is under 5,000 characters and is an announcement of issuance results, not a full financial report. Therefore, it fits the category of Capital/Financing Update (CAP).
2025-07-17 Chinese
东北证券股份有限公司2025年面向专业投资者公开发行短期公司债券（第四期）发行公告
Capital/Financing Update Classification · 95% confidence The document is titled as an "发行公告" which translates to "Issuance Announcement" for a short-term corporate bond by Northeast Securities Co., Ltd. It contains detailed terms and conditions of the bond issuance, including issuance scale, interest rate, issuance method, subscription procedures, risk disclosures, and other related information. The document is dated 2025 and references regulatory approvals and credit ratings. It is a formal announcement of a bond issuance event, not a financial report or earnings release. It does not contain financial statements or management discussion and analysis. The document is lengthy (15,000 characters) and comprehensive but is clearly an issuance announcement for a bond offering to professional investors. This fits the category of Capital/Financing Update (CAP), which covers updates on company fundraising and financing activities. Therefore, the correct classification is CAP with high confidence.
2025-07-17 Chinese

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