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NORTHEAST SECURITIES CO.,LTD. — Investor Relations & Filings

Ticker · 000686 ISIN · CNE0000004H9 LEI · 300300E1002922000054 Shenzhen Stock Exchange Financial and insurance activities
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Filings indexed 2,673 across all filing types
Latest filing 2025-06-12 Capital/Financing Update
Country CN China
Listing Shenzhen Stock Exchange 000686

About NORTHEAST SECURITIES CO.,LTD.

https://www.nesc.cn

Northeast Securities Co., Ltd. provides a comprehensive suite of financial services tailored for individual and institutional clients. Its core operations encompass securities brokerage, investment banking, asset management, and investment consulting. The firm facilitates capital raising through underwriting and sponsorship of equity and debt instruments, while also offering specialized financial advisory services. Additionally, the company engages in proprietary trading and provides wealth management solutions supported by dedicated research capabilities. By maintaining an extensive service network, the organization delivers integrated investment strategies and risk management solutions across various asset classes.

Recent filings

Filing Released Lang Actions
东北证券股份有限公司2025年面向专业投资者公开发行科技创新次级债券（第一期）发行结果公告
Capital/Financing Update Classification · 95% confidence The document is titled as an "发行结果公告" which translates to "Issuance Results Announcement" for a bond issuance by 东北证券股份有限公司. It details the issuance scale, pricing, subscription multiples, and allocation results of a specific bond offering. There is no detailed financial report or analysis, only the announcement of the issuance results. The document length is short (1028 characters), and it serves as an official announcement of the bond issuance outcome rather than a full financial report or detailed capital update. According to the filing definitions, this fits best under Capital/Financing Update (CAP) as it relates to company fundraising and capital structure changes.
2025-06-12 Chinese
东北证券股份有限公司2025年面向专业投资者公开发行科技创新次级债券（第一期）票面利率公告
Capital/Financing Update Classification · 95% confidence The document is an announcement regarding the coupon rate (票面利率公告) for a specific bond issuance by Northeast Securities Co., Ltd. It details the bond issuance scale, regulatory approval, pricing inquiry process, and final coupon rate determination. The content focuses on financing activity, specifically the issuance of a subordinated corporate bond. There is no financial report, earnings data, or management discussion. The document is not a report but an update on capital raising terms. Therefore, it fits best under Capital/Financing Update (CAP). The document length is short and contains substantive information about the bond issuance terms, not just a report publication announcement or regulatory filing. Confidence is high due to clear bond issuance and coupon rate announcement context.
2025-06-10 Chinese
关于延长东北证券股份有限公司2025年面向专业投资者公开发行科技创新次级债券（第一期）簿记建档时间的公告
Capital/Financing Update Classification · 95% confidence The document is an announcement regarding the extension of the book-building time for a bond issuance by Northeast Securities Co., Ltd. It mentions the bond issuance details, regulatory approval, and the extension of the subscription period. There is no financial data, report, or detailed analysis presented. The document is short (676 characters) and serves as a formal notice about a capital market activity related to bond issuance. This fits the category of Capital/Financing Update (CAP), which covers updates on company fundraising and financing activities.
2025-06-10 Chinese
东北证券股份有限公司2025年面向专业投资者公开发行科技创新次级债券（第一期）募集说明书
Capital/Financing Update Classification · 95% confidence The document is titled as a "募集说明书" which translates to "Offering Prospectus" or "Bond Issuance Prospectus" for a 2025 public issuance of subordinated bonds by Northeast Securities Co., Ltd. It contains detailed information about the bond issuance, including issuer details, bond amount, credit ratings, risk factors, financial data, regulatory approvals, and investor protections. The document is comprehensive and lengthy (15,000 characters), indicating it is the actual offering prospectus rather than a brief announcement. This type of document is a detailed capital/financing update related to bond issuance and fundraising activities. It does not fit categories like Annual Report, Audit Report, Earnings Release, or Regulatory Filings. It is not a report publication announcement since it is the primary document itself. Therefore, the most appropriate classification is Capital/Financing Update (CAP).
2025-06-09 Chinese
东北证券股份有限公司2025年面向专业投资者公开发行科技创新次级债券（第一期）募集说明书摘要
Capital/Financing Update Classification · 95% confidence The document is a detailed and lengthy (15,000 characters) disclosure related to the issuance of a specific bond by Northeast Securities Co., Ltd. It includes extensive information about the bond issuance, financial data, credit ratings, risk factors, legal and compliance matters, and investor protections. The document is titled as a "募集说明书摘要" which translates to "Prospectus Summary" or "Offering Circular Summary" for a bond issuance. It contains substantive financial data, risk disclosures, and detailed descriptions of the bond issuance process and terms. This is not a brief announcement or a simple notification but a comprehensive document related to capital raising through bond issuance. Therefore, it fits best under the category of Capital/Financing Update (CAP), which covers updates on company fundraising and financing activities. It is not an Annual Report, Earnings Release, or Regulatory Filing, nor is it a report publication announcement. The document is clearly about a bond issuance offering and related financial and risk disclosures, which aligns with CAP.
2025-06-09 Chinese
东北证券股份有限公司2025年面向专业投资者公开发行科技创新次级债券（第一期）发行公告
Capital/Financing Update Classification · 95% confidence The document is titled as an "发行公告" which translates to "Issuance Announcement" for a 2025 public issuance of a subordinated bond by Northeast Securities Co., Ltd. It contains detailed terms of the bond issuance, including issuer information, bond terms, issuance scale, credit rating, issuance schedule, subscription procedures, risk disclosures, and other related information. The document is an announcement of the bond issuance offering to professional investors, including the subscription form and instructions. It does not contain financial statements, audit results, or management discussion and analysis. It is not a report of financial results or a regulatory filing of a report. It is a detailed announcement related to capital raising activity, specifically a bond issuance. Therefore, the document fits best under the category of Capital/Financing Update (CAP). The document length is substantial and contains detailed issuance terms, not just a brief notice or a report publication announcement. Confidence is high given the clear content and context.
2025-06-09 Chinese

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