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NORTHEAST SECURITIES CO.,LTD. — Investor Relations & Filings

Ticker · 000686 ISIN · CNE0000004H9 LEI · 300300E1002922000054 Shenzhen Stock Exchange Financial and insurance activities
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Filings indexed 2,673 across all filing types
Latest filing 2026-05-22 Regulatory Filings
Country CN China
Listing Shenzhen Stock Exchange 000686

About NORTHEAST SECURITIES CO.,LTD.

https://www.nesc.cn

Northeast Securities Co., Ltd. provides a comprehensive suite of financial services tailored for individual and institutional clients. Its core operations encompass securities brokerage, investment banking, asset management, and investment consulting. The firm facilitates capital raising through underwriting and sponsorship of equity and debt instruments, while also offering specialized financial advisory services. Additionally, the company engages in proprietary trading and provides wealth management solutions supported by dedicated research capabilities. By maintaining an extensive service network, the organization delivers integrated investment strategies and risk management solutions across various asset classes.

Recent filings

Filing Released Lang Actions
东北证券股份有限公司公开发行公司债券受托管理事务临时报告
Regulatory Filings Classification · 80% confidence The document is titled “公开发行公司债券受托管理事务临时报告” (“Interim Report on Trustee Management Affairs for Publicly Issued Corporate Bonds”). It details bond tranche names, codes, issuance sizes, interest rates, balances, terms, and trustee management matters including board elections and their impact on debt service. It is not a standalone financial statement (10-K, IR), not a call transcript (CT), nor an earnings release (ER). It’s not a simple notice of dividend or capital change, and does not fit other specialized categories. This is a regulatory disclosure filing under Chinese bond issuance rules, serving as a miscellaneous official regulatory submission. Therefore, it best fits the “Regulatory Filings” fallback category (RNS).
2026-05-22 Chinese
长城证券股份有限公司关于东北证券股份有限公司公司债券临时受托管理事务报告
Regulatory Filings Classification · 85% confidence The document is a temporary trustee management affairs report (“临时受托管理事务报告”) prepared by the bond trustee (Great Wall Securities) for Dongbei Securities’ various corporate bond issuances. It provides details on bond issuance status, trustee duties, and material events (including board and management changes) that affect bondholders’ interests. It is not a standalone annual report, audit, earnings release, or dividend notice; nor is it simply a board/management change announcement in isolation. It is a regulatory compliance filing with miscellaneous bond-trustee details, which falls under the general “Regulatory Filings” (RNS) catch-all category.
2026-05-22 Chinese
东北证券股份有限公司2025年年度权益分派实施公告
Notice of Dividend Amount Classification · 86% confidence The document is titled “2025年年度权益分派实施公告” and details the cash dividend per 10 shares, total amount, the record date, ex-dividend date, distribution procedures, and related logistics. This is a shareholder announcement specifying dividend amounts and payment details, corresponding to the “Notice of Dividend Amount” category.
2026-05-20 Chinese
东北证券股份有限公司关于控股子公司下属公司收到起诉书的公告
Legal Proceedings Report Classification · 95% confidence The document is a formal announcement by Northeast Securities disclosing that its subsidiary received an indictment (prosecution brief) from the Shanghai People’s Procuratorate for alleged futures market manipulation. It outlines the background of the case, legal basis, and potential risks, which falls squarely under reporting significant legal proceedings. This matches the definition of a Legal Proceedings Report (LTR).
2026-05-19 Chinese
北京德恒律师事务所关于东北证券股份有限公司2025年年度股东会的法律意见
Regulatory Filings Classification · 62% confidence The document is a formal legal opinion from a law firm on the legality of convening and holding the 2025 annual shareholders’ meeting, including a detailed verification of procedures and vote tallies. It is not the AGM presentation materials themselves (AGM-R), nor a pure voting results announcement by the company (DVA), and contains no substantive financial statements or audit data. It serves as a compliance/legal filing. Under our taxonomy, it best fits the fallback category for miscellaneous regulatory/legal filings: RNS.
2026-05-15 Chinese
关于完成董事会换届选举暨聘任高级管理人员、证券事务代表的公告
Board/Management Information Classification · 95% confidence The document is an official announcement by Northeast Securities concerning the completion of its Board of Directors re-election and the appointment of senior management and securities affairs representative. It details changes in board composition, committee memberships, and senior executive hires. This matches the definition of a Board/Management Information filing (announcement of changes in the company's board of directors or senior management).
2026-05-15 Chinese

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