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NORTHEAST SECURITIES CO.,LTD. — Investor Relations & Filings

Ticker · 000686 ISIN · CNE0000004H9 LEI · 300300E1002922000054 Shenzhen Stock Exchange Financial and insurance activities
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Filings indexed 2,673 across all filing types
Latest filing 2026-04-24 Audit Report / Informat…
Country CN China
Listing Shenzhen Stock Exchange 000686

About NORTHEAST SECURITIES CO.,LTD.

https://www.nesc.cn

Northeast Securities Co., Ltd. provides a comprehensive suite of financial services tailored for individual and institutional clients. Its core operations encompass securities brokerage, investment banking, asset management, and investment consulting. The firm facilitates capital raising through underwriting and sponsorship of equity and debt instruments, while also offering specialized financial advisory services. Additionally, the company engages in proprietary trading and provides wealth management solutions supported by dedicated research capabilities. By maintaining an extensive service network, the organization delivers integrated investment strategies and risk management solutions across various asset classes.

Recent filings

Filing Released Lang Actions
2025年年度审计报告
Audit Report / Information Classification · 95% confidence The document is titled "审计报告及财务报表" (Audit Report and Financial Statements) for the fiscal year 2025, covering the period from January 1, 2025, to December 31, 2025. It includes an audit opinion from a certified public accounting firm (BDO China Shu Lun Pan Certified Public Accountants LLP), detailed financial statements such as consolidated balance sheets, profit and loss statements, cash flow statements, and notes to the financial statements. The document contains extensive financial data and detailed audit procedures, key audit matters, and management responsibilities. It is not a brief announcement or a certification letter but a full audit report with financial statements. Therefore, it fits the category of an Audit Report / Information (AR) rather than a full Annual Report (10-K) because it focuses on the audit opinion and financial statements without the broader management discussion and other sections typical of an Annual Report. The document length (15,000 characters) and content confirm it is a full audit report with financial statements, not just an announcement or a certification. FY 2025
2026-04-24 Chinese
关于会计政策变更的公告
Regulatory Filings Classification · 95% confidence The document is an announcement regarding changes in accounting policies by the company Northeast Securities. It details the reasons for the changes, the specific accounting standards involved, the impact on financial statement items, and the effective dates of the changes. The document explicitly states that these changes do not require board or shareholder approval and provides retrospective adjustments to prior period financial data. The content is focused on accounting policy changes and their effects, not on full financial statements or comprehensive financial performance reports. The document length is 2882 characters, which is relatively short and reads like an official announcement rather than a full report. Therefore, it is best classified as a Regulatory Filing (RNS) because it is an official disclosure about accounting policy changes without containing a full annual or interim report or audit report.
2026-04-24 Chinese
独立董事候选人声明与承诺（田大原）
Board/Management Information Classification · 95% confidence The document is a formal declaration and commitment statement by an independent director candidate for a company's board. It includes detailed attestations about the candidate's qualifications, independence, compliance with relevant laws and regulations, and commitments to fulfill the duties of an independent director. There are no financial statements, earnings data, or report summaries. The document is not an announcement of a report publication but a regulatory compliance statement related to board/management information. Therefore, it fits best under Board/Management Information (MANG). The document length is under 5,000 characters, but it is not a report publication announcement or certification letter; it is a declaration related to board membership.
2026-04-24 Chinese
关于召开2025年度股东会的通知
AGM Information Classification · 100% confidence The document is a detailed notice about the convening of the 2025 Annual General Meeting (AGM) of Northeast Securities Co., Ltd., including the meeting date, voting procedures, agenda items, proposals to be voted on, and instructions for shareholders. It includes information about board elections, profit distribution proposals, and other shareholder meeting matters. The document does not contain financial statements or detailed financial analysis but rather the meeting notice and related procedural information. This matches the definition of AGM Information (AGM-R), which covers presentations and materials shared during the AGM or notices about the AGM itself. The document length is 7291 characters, which is consistent with a full AGM notice rather than a brief announcement. Therefore, the correct classification is AGM Information (AGM-R).
2026-04-24 Chinese
2026年一季度报告
Interim / Quarterly Report Classification · 100% confidence The document is titled "2026年第一季度报告" which translates to "2026 First Quarter Report". It contains detailed financial data including consolidated balance sheets, profit and loss statements, cash flow statements, and extensive financial metrics for the first quarter of 2026. The document includes management assurances about the accuracy and completeness of the quarterly report, explanations of accounting adjustments, detailed shareholder information, and notes on company operations and financing activities. The length is substantial (15,000 characters) and the content is comprehensive, containing actual financial statements and analysis for a period shorter than a full fiscal year. This matches the definition of an Interim / Quarterly Report (IR). It is not an announcement of a report, nor a certification or a brief summary, but a full quarterly financial report. Q1 2026
2026-04-24 Chinese
关于拟续聘会计师事务所的公告
Audit Report / Information Classification · 95% confidence The document is an announcement regarding the proposed reappointment of an accounting firm (Lixin CPA Firm) as the auditor for the company's 2026 financial report and internal control audit. It details the auditor's qualifications, past performance, independence, audit fees, and the approval process by the audit committee and board of directors. The document does not contain any actual financial statements or audit reports but is a formal announcement of the intention to renew the audit engagement, pending shareholder approval. The document length is 2777 characters, which is relatively short and consistent with an announcement rather than a full audit report. Therefore, this document fits best into the category of Audit Report / Information (AR) as it relates to audit information and auditor appointment, but is not a full annual report or audit report itself. However, since it is specifically about the auditor appointment and related audit information, AR is the most appropriate classification. FY 2026
2026-04-24 Chinese

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