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NORTHEAST SECURITIES CO.,LTD. — Investor Relations & Filings

Ticker · 000686 ISIN · CNE0000004H9 LEI · 300300E1002922000054 Shenzhen Stock Exchange Financial and insurance activities
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Filings indexed 2,673 across all filing types
Latest filing 2026-04-16 Capital/Financing Update
Country CN China
Listing Shenzhen Stock Exchange 000686

About NORTHEAST SECURITIES CO.,LTD.

https://www.nesc.cn

Northeast Securities Co., Ltd. provides a comprehensive suite of financial services tailored for individual and institutional clients. Its core operations encompass securities brokerage, investment banking, asset management, and investment consulting. The firm facilitates capital raising through underwriting and sponsorship of equity and debt instruments, while also offering specialized financial advisory services. Additionally, the company engages in proprietary trading and provides wealth management solutions supported by dedicated research capabilities. By maintaining an extensive service network, the organization delivers integrated investment strategies and risk management solutions across various asset classes.

Recent filings

Filing Released Lang Actions
东北证券股份有限公司2025年面向专业投资者公开发行次级债券（第二期）2026年付息公告
Capital/Financing Update Classification · 95% confidence The document is an announcement regarding the interest payment (coupon payment) for a specific bond issued by Northeast Securities Co., Ltd. It details the bond's basic information, interest payment schedule, tax implications, and contact information. The document does not contain financial statements or comprehensive financial data but rather provides information about a scheduled coupon payment event. This fits the category of a Capital/Financing Update (CAP), as it relates to bond issuance and interest payment updates.
2026-04-16 Chinese
东北证券股份有限公司2026年面向专业投资者公开发行公司债券（第二期）票面利率公告
Capital/Financing Update Classification · 95% confidence The document is an announcement regarding the coupon rate (票面利率公告) for a corporate bond issuance by Northeast Securities Co., Ltd. It details the bond issuance scale, regulatory approval, pricing process, and issuance dates. The content focuses on financing activity, specifically the issuance of corporate bonds to professional investors. There is no financial statement or comprehensive report, but rather an update on capital raising terms. This fits the definition of a Capital/Financing Update (CAP). The document length is short and it is not a report publication announcement or certification. Therefore, the classification is CAP with high confidence.
2026-04-14 Chinese
关于延长东北证券股份有限公司2026年面向专业投资者公开发行公司债券（第二期）簿记建档时间的公告
Capital/Financing Update Classification · 95% confidence The document is an announcement regarding the extension of the book-building time for a corporate bond issuance by Northeast Securities Co., Ltd. It mentions the bond issuance details, regulatory approval, and the extension of the book-building period. There is no financial data, no report attached or referenced as being published, and no detailed financial statements or analysis. The content is clearly an update on a financing activity related to bond issuance. Therefore, the document fits the category of Capital/Financing Update (CAP). The document length is short and focused on a financing event, not a full report or regulatory filing.
2026-04-14 Chinese
东北证券股份有限公司2023年面向专业投资者公开发行次级债券（第一期）2026年兑付暨摘牌公告
Delisting Announcement Classification · 100% confidence The document is an announcement regarding the redemption (兑付) and delisting (摘牌) of a specific bond issued by Northeast Securities Co., Ltd. It provides details about the bond's maturity date, interest payment, last trading day, and delisting date. The content focuses on the bond's payment schedule and administrative details rather than presenting financial statements or detailed financial analysis. The document length is 2214 characters, which is relatively short and consistent with an announcement rather than a full report. The key terms such as '兑付暨摘牌公告' (redemption and delisting announcement) clearly indicate this is a delisting announcement related to the bond. Therefore, the appropriate classification is Delisting Announcement (DLST).
2026-04-10 Chinese
东北证券股份有限公司2026年面向专业投资者公开发行公司债券（第二期）发行公告
Capital/Financing Update Classification · 100% confidence The document is a detailed announcement regarding the issuance of a corporate bond by Northeast Securities Co., Ltd. in 2026. It includes information about the bond issuance amount, credit rating, underwriting, issuance schedule, subscription procedures, risk disclosures, and other terms related to the bond offering. The document is titled as an "发行公告" which translates to "Issuance Announcement" or "Offering Announcement." It is not a financial report, earnings release, or management discussion. It is a formal announcement of a capital market transaction related to bond issuance and financing activities. Therefore, the document fits best under the category of Capital/Financing Update (CAP). The document length is substantial and contains detailed issuance terms, confirming it is not a mere announcement of a report publication (RPA) or a regulatory filing (RNS).
2026-04-10 Chinese
东北证券股份有限公司2025年面向专业投资者公开发行公司债券更名公告
Capital/Financing Update Classification · 95% confidence The document is titled as a "更名公告" which translates to a "name change announcement" related to a company bond issuance by Northeast Securities Co., Ltd. It references regulatory approval from the China Securities Regulatory Commission and details the renaming of bond series due to staggered issuance and cross-year issuance. The document is short (1025 characters) and primarily serves to announce the change in the bond name without providing financial data or detailed financial statements. It does not contain financial results, management discussion, or detailed report content. Therefore, it is an announcement related to capital/financing activities, specifically about bond issuance naming. This fits best under the category "Capital/Financing Update (CAP)" which covers updates on company fundraising and financing activities.
2026-04-10 Chinese

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