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NORTHEAST SECURITIES CO.,LTD. — Investor Relations & Filings

Ticker · 000686 ISIN · CNE0000004H9 LEI · 300300E1002922000054 Shenzhen Stock Exchange Financial and insurance activities
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Filings indexed 2,673 across all filing types
Latest filing 2026-03-02 Capital/Financing Update
Country CN China
Listing Shenzhen Stock Exchange 000686

About NORTHEAST SECURITIES CO.,LTD.

https://www.nesc.cn

Northeast Securities Co., Ltd. provides a comprehensive suite of financial services tailored for individual and institutional clients. Its core operations encompass securities brokerage, investment banking, asset management, and investment consulting. The firm facilitates capital raising through underwriting and sponsorship of equity and debt instruments, while also offering specialized financial advisory services. Additionally, the company engages in proprietary trading and provides wealth management solutions supported by dedicated research capabilities. By maintaining an extensive service network, the organization delivers integrated investment strategies and risk management solutions across various asset classes.

Recent filings

Filing Released Lang Actions
东北证券股份有限公司2026年面向专业投资者公开发行公司债券（第一期）发行公告
Capital/Financing Update Classification · 95% confidence The document is titled as an "发行公告" (Issuance Announcement) for a corporate bond issuance by 东北证券股份有限公司 in 2026. It details the bond issuance amount, terms, credit rating, underwriting, issuance schedule, subscription procedures, and risk disclosures. The document is an announcement of the bond issuance, including the offering details and subscription instructions, but it does not contain financial statements or detailed financial performance data. It is not a full financial report, audit report, or earnings release. It is also not a regulatory filing or a report publication announcement since it contains substantive information about the bond issuance itself. The document fits the category of Capital/Financing Update (CAP) as it provides detailed information about the company's fundraising activity through bond issuance.
2026-03-02 Chinese
东北证券股份有限公司2026年面向专业投资者公开发行公司债券（第一期）募集说明书摘要
Capital/Financing Update Classification · 95% confidence The document is a detailed prospectus summary for a 2026 corporate bond issuance by Northeast Securities Co., Ltd. It includes extensive information about the bond issuance, such as issuer details, bond terms, credit ratings, financial data, risk factors, regulatory approvals, and compliance statements. The document references regulatory approvals from the China Securities Regulatory Commission and Shenzhen Stock Exchange, and contains financial figures and risk disclosures typical of a bond offering prospectus. It is not a simple announcement or a brief summary but a substantive disclosure document intended for professional investors. This matches the characteristics of a Capital/Financing Update (CAP) filing, which covers company fundraising and financing activities. The document is lengthy (15,000 characters) and contains detailed financial and regulatory information about the bond issuance, confirming it is not merely an announcement or a report publication notice.
2026-03-02 Chinese
东北证券股份有限公司2026年面向专业投资者公开发行公司债券（第一期）信用评级报告
Audit Report / Information Classification · 95% confidence The document is a detailed credit rating report issued by a credit rating agency (联合资信评估股份有限公司) for Northeast Securities Co., Ltd. regarding its 2026 corporate bond issuance. It includes comprehensive financial data, credit rating methodology, company background, industry analysis, management and governance information, and bond issuance details. The document is not an announcement of a report but the full credit rating report itself, containing substantive financial data and analysis. It is not an annual report, earnings release, or any other category but fits best under Audit Report / Information (AR) as it is a standalone credit rating report assessing creditworthiness and financial health, which aligns with the description of AR filings (standalone audit reports, applied accounting principles, and results of internal or regulatory stress tests). The document length (15,000 characters) and content confirm it is a full report, not a brief announcement or certification. Therefore, the appropriate classification is AR with high confidence. 9M 2025
2026-03-02 Chinese
东北证券股份有限公司2026年面向专业投资者公开发行公司债券（第一期）募集说明书
Capital/Financing Update Classification · 100% confidence The document is a detailed募集说明书 (prospectus) for a 2026 public issuance of corporate bonds by Northeast Securities Co., Ltd. It includes extensive information about the bond issuance amount, credit ratings, financial data, risk factors, regulatory approvals, and legal compliance. The text references regulatory bodies such as the China Securities Regulatory Commission and Shenzhen Stock Exchange, and contains detailed financial and operational disclosures relevant to the bond issuance. This type of document is a capital/financing update related to fundraising activities and capital structure changes, specifically a bond issuance prospectus. It is not an annual or interim report, audit report, or earnings release, nor is it a simple announcement or certification. Therefore, the appropriate classification is Capital/Financing Update (CAP). The document length and detail confirm it is the full report, not just an announcement.
2026-03-02 Chinese
东北证券股份有限公司2025年面向专业投资者公开发行公司债券（第一期）2026年付息公告
Capital/Financing Update Classification · 95% confidence The document is an announcement regarding the interest payment (coupon payment) for a corporate bond issued by Northeast Securities Co., Ltd. It details the bond's basic information, interest rate, payment dates, tax implications, and payment procedures. The document does not contain financial statements or comprehensive financial data but rather provides information about the bond interest payment schedule and related details. This fits the category of a Capital/Financing Update (CAP), as it relates to the company's financing activities and bond issuance details.
2026-02-12 Chinese
东北证券股份有限公司2026年面向专业投资者公开发行短期公司债券跟踪评级报告
Audit Report / Information Classification · 95% confidence The document is titled as a "跟踪评级报告" which translates to "Tracking Rating Report" for short-term corporate bonds issued by Northeast Securities Co., Ltd. It contains detailed credit rating analysis, financial data, business and industry analysis, management and operational updates, and bond issuance details. The report is issued by a credit rating agency (联合资信评估股份有限公司) and includes comprehensive financial and operational information about the company and its bonds. This type of document is a standalone audit or credit rating report focusing on creditworthiness and financial health, not a full annual or quarterly report, nor an earnings release or investor presentation. It is not an announcement or a brief summary but a detailed credit rating report. Therefore, the most appropriate classification is Audit Report / Information (AR). 9M 2025
2026-02-11 Chinese

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