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NORTHEAST SECURITIES CO.,LTD. — Investor Relations & Filings

Ticker · 000686 ISIN · CNE0000004H9 LEI · 300300E1002922000054 Shenzhen Stock Exchange Financial and insurance activities
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Filings indexed 2,673 across all filing types
Latest filing 2025-11-17 Regulatory Filings
Country CN China
Listing Shenzhen Stock Exchange 000686

About NORTHEAST SECURITIES CO.,LTD.

https://www.nesc.cn

Northeast Securities Co., Ltd. provides a comprehensive suite of financial services tailored for individual and institutional clients. Its core operations encompass securities brokerage, investment banking, asset management, and investment consulting. The firm facilitates capital raising through underwriting and sponsorship of equity and debt instruments, while also offering specialized financial advisory services. Additionally, the company engages in proprietary trading and provides wealth management solutions supported by dedicated research capabilities. By maintaining an extensive service network, the organization delivers integrated investment strategies and risk management solutions across various asset classes.

Recent filings

Filing Released Lang Actions
东北证券股份有限公司2025年面向专业投资者公开发行短期公司债券（第三期）跟踪评级报告
Regulatory Filings Classification · 30% confidence The document is a detailed credit rating tracking report (“跟踪评级报告”) issued by a third‐party rating agency (联合资信) on Northeast Securities Co. and its bond (“25 东北 D3”). It includes rating conclusions, methodology, financial analysis and detailed tables. It is not a company’s annual or quarterly report, earnings release, management discussion, proxy, dividend notice, M&A filing, or other defined category. There is no specific category for credit rating reports, so under our scheme it falls into the general “Regulatory Filings” fallback category.
2025-11-17 Chinese
东北证券股份有限公司2023年面向专业投资者公开发行公司债券（第一期）2025年付息公告
Capital/Financing Update Classification · 95% confidence The document is an announcement regarding the interest payment schedule and details for a corporate bond issued by Northeast Securities Co., Ltd. It includes information such as bond code, interest payment date, interest rate, tax information, and payment procedures. The document is short (2186 characters) and focuses on the payment of interest on a bond, which is a financing-related update. It does not contain financial statements or comprehensive financial data, nor is it a report or transcript. Therefore, it fits best under the category of Capital/Financing Update (CAP).
2025-11-13 Chinese
东北证券股份有限公司2025年第三次临时股东大会会议资料
AGM Information Classification · 95% confidence The document is titled as meeting materials for the "2025 Third Extraordinary General Meeting of Shareholders" of Northeast Securities Co., Ltd. It contains detailed proposals for amendments to the company's articles of association, governance rules, and appointment of the audit firm for 2025. The content is focused on governance, shareholder meeting procedures, and company bylaws rather than financial results or audit opinions. The document is a comprehensive set of materials prepared for a shareholders' meeting, which fits the definition of AGM Information (AGM-R). It is not an announcement of a report, nor a financial report itself, but rather the meeting materials presented at the AGM/EGM.
2025-11-12 Chinese
关于召开2025年第三次临时股东大会的通知
AGM Information Classification · 100% confidence The document is a notice about convening the 2025 third extraordinary general meeting of shareholders for Northeast Securities Co., Ltd. It details the meeting date, voting procedures, agenda items including amendments to the company charter, dismissal of the supervisory board, remuneration system revisions, and appointment of the 2025 audit firm. It includes instructions for registration, voting methods (both onsite and online), and proxy authorization forms. The document is a formal meeting notice and invitation to shareholders to participate and vote on specific proposals. It does not contain financial statements, audit reports, or earnings data. It is not a report itself but a notification about a shareholders meeting and related voting procedures. Therefore, it fits the category of AGM Information (AGM-R).
2025-11-12 Chinese
第十一届董事会2025年第七次临时会议决议公告
Board/Management Information Classification · 95% confidence The document is an announcement of the resolutions passed at the 7th extraordinary meeting of the 11th Board of Directors of Northeast Securities Co., Ltd. It details the meeting's convening, attendance, and the approval of amendments to the board and supervisory remuneration and assessment management system. It also mentions that the amendments will be submitted to the shareholders' meeting for approval and references related meeting materials disclosed elsewhere. The document is a formal announcement of board/management decisions and changes, not a full report or financial statement. Therefore, it fits the category of Board/Management Information (MANG). The document length is short and focused on board resolutions, not a full report or presentation.
2025-11-12 Chinese
东北证券股份有限公司2024年面向专业投资者公开发行公司债券（第五期）2025年付息公告
Capital/Financing Update Classification · 95% confidence The document is a public announcement regarding the interest payment on a corporate bond issued by Northeast Securities Co., Ltd. It details the bond's basic information, interest payment schedule, tax implications, and contact information. The document is short (2187 characters) and serves as a notice about the bond interest payment date and related details, rather than a financial report or detailed financial data. It does not contain financial statements or management discussion. This fits the category of a Capital/Financing Update (CAP), as it relates to bond issuance and interest payment information.
2025-11-12 Chinese

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