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NORTHEAST SECURITIES CO.,LTD. — Investor Relations & Filings

Ticker · 000686 ISIN · CNE0000004H9 LEI · 300300E1002922000054 Shenzhen Stock Exchange Financial and insurance activities
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Filings indexed 2,673 across all filing types
Latest filing 2025-12-16 Capital/Financing Update
Country CN China
Listing Shenzhen Stock Exchange 000686

About NORTHEAST SECURITIES CO.,LTD.

https://www.nesc.cn

Northeast Securities Co., Ltd. provides a comprehensive suite of financial services tailored for individual and institutional clients. Its core operations encompass securities brokerage, investment banking, asset management, and investment consulting. The firm facilitates capital raising through underwriting and sponsorship of equity and debt instruments, while also offering specialized financial advisory services. Additionally, the company engages in proprietary trading and provides wealth management solutions supported by dedicated research capabilities. By maintaining an extensive service network, the organization delivers integrated investment strategies and risk management solutions across various asset classes.

Recent filings

Filing Released Lang Actions
关于延长东北证券股份有限公司2025年面向专业投资者公开发行次级债券（第七期）簿记建档时间的公告
Capital/Financing Update Classification · 95% confidence The document is an announcement regarding the extension of the book-building time for a specific bond issuance by Northeast Securities Co., Ltd. It details the bond issuance scale, regulatory approval, and the change in timing for the interest rate inquiry process. There is no financial data, report, or detailed analysis presented. The document is clearly an update on a capital market activity related to bond issuance and book-building process, which fits the category of Capital/Financing Update (CAP). The document length is short and it is not a report publication announcement or regulatory filing. Therefore, the classification is CAP with high confidence.
2025-12-16 Chinese
东北证券股份有限公司2025年面向专业投资者公开发行次级债券（第七期）发行公告
Capital/Financing Update Classification · 95% confidence The document is titled as an "发行公告" which translates to "Issuance Announcement" for a 2025 subordinated bond issuance by Northeast Securities Co., Ltd. It contains detailed terms of the bond issuance, including issuance scale, interest rates, issuance schedule, underwriting, subscription procedures, risk warnings, and other related information. The document is an official announcement regarding the issuance of bonds to professional investors, including details about the underwriting and subscription process. It does not contain financial statements, audit opinions, or management discussion and analysis. It is not a report of financial results or a regulatory filing about legal or governance matters. The document is lengthy (15,000 characters) and contains the full announcement text, not just a brief notice or a link to a report. Therefore, it fits best into the category of Capital/Financing Update (CAP), which covers updates on company fundraising and financing activities.
2025-12-12 Chinese
东北证券股份有限公司2025年面向专业投资者公开发行次级债券（第七期）募集说明书
Capital/Financing Update Classification · 95% confidence The document is titled as a "募集说明书" which translates to "Offering Prospectus" or "Bond Issuance Prospectus" for a 2025 public issuance of subordinated bonds by Northeast Securities Co., Ltd. It contains detailed information about the bond issuance, including issuer details, bond amount, credit ratings, financial data, risk factors, regulatory approvals, and legal disclaimers. The document is comprehensive and lengthy (15,000 characters), indicating it is the actual offering prospectus rather than a brief announcement or summary. This type of document is related to capital raising activities and financing updates. According to the filing definitions, updates on company fundraising or financing activities fall under the category "Capital/Financing Update" (CAP). It is not an annual report, audit report, earnings release, or any other category. Therefore, the correct classification is CAP with high confidence.
2025-12-12 Chinese
东北证券股份有限公司2025年面向专业投资者公开发行次级债券（第七期）信用评级报告
Audit Report / Information Classification · 95% confidence The document is a detailed credit rating report issued by a credit rating agency (联合资信评估股份有限公司) for Northeast Securities Co., Ltd. regarding its 2025 issuance of subordinated bonds (seventh tranche). It includes comprehensive financial data, credit rating results, company background, management analysis, industry analysis, and bond issuance details. The document is lengthy (15,000 characters) and contains substantive financial data and analysis, not merely an announcement or certification. It is not an annual report, earnings release, or management discussion but a standalone credit rating report focused on the bond issuance and creditworthiness assessment. This fits the category of an Audit Report / Information (AR), which includes standalone audit or credit rating reports and applied accounting principles or stress tests, excluding full annual reports. Therefore, the appropriate classification is AR with high confidence. 9M 2025
2025-12-12 Chinese
东北证券股份有限公司2025年面向专业投资者公开发行次级债券（第七期）募集说明书摘要
Capital/Financing Update Classification · 100% confidence The document is a detailed prospectus summary for the 2025 public issuance of subordinated bonds by Northeast Securities Co., Ltd. It includes extensive financial data, risk factors, credit ratings, regulatory approvals, and terms of the bond issuance. The document is not a general annual or quarterly report, nor is it a simple announcement or certification. It is a formal offering document related to capital raising through bond issuance, containing detailed financial and legal information about the bond and issuer. Therefore, it fits the category of Capital/Financing Update (CAP).
2025-12-12 Chinese
东北证券股份有限公司公开发行公司债券受托管理事务临时报告
Audit Report / Information Classification · 95% confidence The document is titled as a "受托管理事务临时报告" which translates to "Trustee Management Temporary Report" related to publicly issued corporate bonds by Northeast Securities Co., Ltd. It details bond issuance information, bond codes, issuance amounts, terms, interest rates, and maturity dates. It also discusses a significant corporate governance change (abolishment of the supervisory board) and its impact on debt repayment ability. The document references regulatory approvals and compliance with bond trustee management standards. The length is about 4055 characters, which is relatively short but contains substantive information about bond issuance and trustee management activities, not merely an announcement of a report. It is not a full annual or interim financial report, nor an earnings release or call transcript. It is a standalone report related to bond trustee management and compliance, fitting the category of Audit Report / Information (AR) which includes internal or regulatory stress tests and applied accounting principles related to bond issuance and trustee management. Therefore, the best classification is AR with high confidence. FY 2025
2025-12-05 Chinese

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