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NORTHEAST SECURITIES CO.,LTD. — Investor Relations & Filings

Ticker · 000686 ISIN · CNE0000004H9 LEI · 300300E1002922000054 Shenzhen Stock Exchange Financial and insurance activities
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Filings indexed 2,673 across all filing types
Latest filing 2026-03-25 Capital/Financing Update
Country CN China
Listing Shenzhen Stock Exchange 000686

About NORTHEAST SECURITIES CO.,LTD.

https://www.nesc.cn

Northeast Securities Co., Ltd. provides a comprehensive suite of financial services tailored for individual and institutional clients. Its core operations encompass securities brokerage, investment banking, asset management, and investment consulting. The firm facilitates capital raising through underwriting and sponsorship of equity and debt instruments, while also offering specialized financial advisory services. Additionally, the company engages in proprietary trading and provides wealth management solutions supported by dedicated research capabilities. By maintaining an extensive service network, the organization delivers integrated investment strategies and risk management solutions across various asset classes.

Recent filings

Filing Released Lang Actions
东北证券股份有限公司2026年面向专业投资者公开发行短期公司债券（第一期）在深圳证券交易所上市的公告
Capital/Financing Update Classification · 95% confidence The document is an announcement regarding the listing of a short-term corporate bond issued by Northeast Securities Co., Ltd. on the Shenzhen Stock Exchange. It provides details about the bond issuance such as bond name, code, credit rating, issuance amount, interest rate, issuance and listing dates. The document is short (816 characters) and serves as a formal notice of the bond listing rather than a detailed financial report or prospectus. It does not contain financial statements, management discussion, or audit information. Therefore, it fits best into the category of Capital/Financing Update (CAP), which covers updates on company fundraising and financing activities.
2026-03-25 Chinese
东北证券股份有限公司2026年面向专业投资者公开发行短期公司债券（第一期）发行结果公告
Capital/Financing Update Classification · 100% confidence The document is titled as an issuance result announcement for a short-term corporate bond by Northeast Securities Co., Ltd. It details the issuance scale, pricing, subscription multiples, and confirms compliance with regulatory requirements. The document is an announcement of the results of a capital raising activity, specifically a bond issuance. It is not a full financial report, audit, or management discussion. The content fits the category of Capital/Financing Update, as it provides details on the issuance and subscription of new debt securities.
2026-03-19 Chinese
东北证券股份有限公司2024年面向专业投资者公开发行次级债券（第二期）2026年付息公告
Capital/Financing Update Classification · 95% confidence The document is an announcement regarding the interest payment for a specific bond issued by Northeast Securities Co., Ltd. It details the bond's basic information, interest payment schedule, tax implications, and contact information. The document is relatively short (2205 characters) and focuses on the payment of interest on a bond, which is a financing activity. It does not contain comprehensive financial statements or detailed financial analysis, so it is not an Annual Report, Interim Report, or Earnings Release. It is not a regulatory filing or certification. The content fits best under Capital/Financing Update (CAP) as it relates to bond issuance and interest payment details.
2026-03-19 Chinese
东北证券股份有限公司2025年面向专业投资者公开发行次级债券（第一期）2026年付息公告
Capital/Financing Update Classification · 95% confidence The document is an announcement regarding the interest payment (coupon payment) for a specific bond issued by Northeast Securities Co., Ltd. It details the bond's basic information, interest rate, payment dates, tax implications, and contact information. The document does not contain financial statements or comprehensive financial data but rather provides information about the bond interest payment schedule and related procedures. This fits the category of a Capital/Financing Update (CAP), as it relates to bond issuance and interest payment updates.
2026-03-19 Chinese
东北证券股份有限公司2026年面向专业投资者公开发行短期公司债券（第一期）票面利率公告
Capital/Financing Update Classification · 100% confidence The document is an announcement regarding the coupon interest rate for a short-term corporate bond issuance by Northeast Securities Co., Ltd. It includes details about the bond issuance scale, regulatory approval, pricing inquiry, and final coupon rate determination. The document does not contain financial statements or detailed financial performance data but rather provides an update on the bond issuance terms, specifically the coupon rate. This fits the definition of a Capital/Financing Update (CAP), which covers updates on company fundraising and financing activities.
2026-03-17 Chinese
关于延长东北证券股份有限公司2026年面向专业投资者公开发行短期公司债券（第一期）簿记建档时间的公告
Capital/Financing Update Classification · 95% confidence The document is an announcement regarding the extension of the book-building time for a short-term corporate bond issuance by Northeast Securities Co., Ltd. It mentions the bond issuance details, regulatory approval by the China Securities Regulatory Commission, and the extension of the book-building end time from 18:00 to 19:00 on March 17, 2026. The document is short (1013 characters) and serves as a notice about a capital market activity related to bond issuance and pricing. It does not contain financial statements or detailed financial data but is an update on financing activity. Therefore, it fits best under the category of Capital/Financing Update (CAP).
2026-03-17 Chinese

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