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NORTHEAST SECURITIES CO.,LTD. — Investor Relations & Filings

Ticker · 000686 ISIN · CNE0000004H9 LEI · 300300E1002922000054 Shenzhen Stock Exchange Financial and insurance activities
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Filings indexed 2,673 across all filing types
Latest filing 2025-09-16 Regulatory Filings
Country CN China
Listing Shenzhen Stock Exchange 000686

About NORTHEAST SECURITIES CO.,LTD.

https://www.nesc.cn

Northeast Securities Co., Ltd. provides a comprehensive suite of financial services tailored for individual and institutional clients. Its core operations encompass securities brokerage, investment banking, asset management, and investment consulting. The firm facilitates capital raising through underwriting and sponsorship of equity and debt instruments, while also offering specialized financial advisory services. Additionally, the company engages in proprietary trading and provides wealth management solutions supported by dedicated research capabilities. By maintaining an extensive service network, the organization delivers integrated investment strategies and risk management solutions across various asset classes.

Recent filings

Filing Released Lang Actions
关于第一大股东解除质押及再质押所持公司部分股份的公告
Regulatory Filings Classification · 95% confidence The document is an announcement regarding the release and re-pledging of shares held by the company's largest shareholder. It details the number of shares released from pledge, the number of shares re-pledged, and the current pledge status of the shareholder's shares. There is no financial data, earnings information, or management discussion. The document is a formal disclosure about share pledge status, which fits the category of Regulatory Filings (RNS) as it is a regulatory announcement about share pledging activities and does not fit into more specific categories like Share Issue/Capital Change or Director's Dealing. The document length is short and it is a direct announcement, not a report or presentation.
2025-09-16 Chinese
东北证券股份有限公司2025年面向专业投资者公开发行次级债券（第五期）票面利率公告
Capital/Financing Update Classification · 95% confidence The document is an announcement regarding the coupon rate for a subordinated bond issuance by Dongbei Securities Co., Ltd. It includes details about the bond issuance scale, regulatory approval, pricing inquiry results, and issuance dates. The document does not contain financial statements or detailed financial analysis but rather provides an update on the bond issuance terms, specifically the coupon rate. This fits the definition of a Capital/Financing Update (CAP), which covers updates on company fundraising and financing activities. The document length is short and focused on the financing announcement, not a full report or regulatory filing. Therefore, the appropriate classification is CAP with high confidence.
2025-09-16 Chinese
关于延长东北证券股份有限公司2025年面向专业投资者公开发行次级债券（第五期）簿记建档时间的公告
Capital/Financing Update Classification · 95% confidence The document is an announcement regarding the extension of the bookbuilding time for a specific bond issuance by Northeast Securities Co., Ltd. It details the bond issuance scale, regulatory approval, and the change in timing for the interest rate inquiry process. There are no financial statements, management discussion, or detailed financial data. The document is a specific update on a capital market activity related to bond issuance and bookbuilding timing, which fits the category of Capital/Financing Update (CAP). The document length is short and focused on this financing activity, not a full report or regulatory filing. Therefore, the appropriate classification is CAP.
2025-09-16 Chinese
东北证券股份有限公司2025年面向专业投资者公开发行次级债券（第五期）募集说明书摘要
Capital/Financing Update Classification · 95% confidence The document is titled as a "募集说明书摘要" which translates to "Prospectus Summary" for a bond issuance by Northeast Securities Co., Ltd. It details the issuance of subordinated bonds (次级债券) aimed at professional investors, including information on the bond amount, credit ratings, financial status of the issuer, risk factors, legal proceedings, and compliance. The document includes detailed financial data, risk disclosures, and regulatory approvals related to the bond issuance. It is not a general annual or quarterly report, nor is it a simple announcement or presentation. It is a detailed offering prospectus summary for a capital raising activity through bond issuance. Therefore, the document fits best under the category of Capital/Financing Update (CAP).
2025-09-12 Chinese
东北证券股份有限公司2025年面向专业投资者公开发行次级债券（第五期）发行公告
Capital/Financing Update Classification · 100% confidence The document is titled as an "发行公告" (Issuance Announcement) for a subordinated bond issuance by Northeast Securities Co., Ltd. in 2025. It contains detailed terms and conditions of the bond issuance, including issuance scale, interest rate inquiry, subscription procedures, risk disclosures, and other issuance-related information. The document is an announcement of the bond issuance event and related subscription process rather than a financial report or earnings release. It does not contain financial statements or management discussion and analysis. It is not a report publication announcement because it is the primary announcement itself, not a notice about a report release. The document fits the category of Capital/Financing Update (CAP) as it provides updates on the company's fundraising activity and capital structure changes through bond issuance.
2025-09-12 Chinese
东北证券股份有限公司2025年面向专业投资者公开发行次级债券（第五期）信用评级报告
Audit Report / Information Classification · 95% confidence The document is titled as a "信用评级报告" (Credit Rating Report) for a specific bond issuance by Northeast Securities Co., Ltd. It contains detailed credit rating information, financial data, company background, management analysis, industry analysis, and bond issuance details. The document is comprehensive and lengthy (15,000 characters), containing substantive financial data and analysis. It is not an announcement of a report but the report itself. The content aligns with a credit rating report, which is a type of audit or financial evaluation report but not a full annual report or earnings release. Given the nature of the document as a standalone credit rating report with detailed financial and risk analysis, it fits best under the category of Audit Report / Information (AR). Q1 2025
2025-09-12 Chinese

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