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NORTHEAST SECURITIES CO.,LTD. — Investor Relations & Filings

Ticker · 000686 ISIN · CNE0000004H9 LEI · 300300E1002922000054 Shenzhen Stock Exchange Financial and insurance activities
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Filings indexed 2,673 across all filing types
Latest filing 2025-08-15 Capital/Financing Update
Country CN China
Listing Shenzhen Stock Exchange 000686

About NORTHEAST SECURITIES CO.,LTD.

https://www.nesc.cn

Northeast Securities Co., Ltd. provides a comprehensive suite of financial services tailored for individual and institutional clients. Its core operations encompass securities brokerage, investment banking, asset management, and investment consulting. The firm facilitates capital raising through underwriting and sponsorship of equity and debt instruments, while also offering specialized financial advisory services. Additionally, the company engages in proprietary trading and provides wealth management solutions supported by dedicated research capabilities. By maintaining an extensive service network, the organization delivers integrated investment strategies and risk management solutions across various asset classes.

Recent filings

Filing Released Lang Actions
东北证券股份有限公司2025年面向专业投资者公开发行次级债券（第四期）募集说明书
Capital/Financing Update Classification · 95% confidence The document is titled as a "募集说明书" which translates to "Offering Prospectus" or "Bond Issuance Prospectus" for a 2025 public issuance of subordinated bonds by Northeast Securities Co., Ltd. It contains detailed information about the bond issuance including issuer details, bond amount, credit ratings, risk factors, financial data, legal proceedings, and compliance statements. The document is comprehensive and lengthy (15,000 characters), indicating it is the full prospectus rather than a brief announcement or summary. The content focuses on capital raising through bond issuance, with detailed financial and risk disclosures typical of a capital/financing update document. It is not an annual report, earnings release, or regulatory filing. Therefore, the most appropriate classification is Capital/Financing Update (CAP).
2025-08-15 Chinese
东北证券股份有限公司2024年面向专业投资者公开发行公司债券（第三期）2025年付息公告
Capital/Financing Update Classification · 95% confidence The document is an announcement regarding the interest payment schedule and details for a specific corporate bond issued by Northeast Securities Co., Ltd. It includes bond code, interest rate, payment dates, tax information, and contact details. The document is short (2264 characters) and focuses on the payment of interest on a bond, not a financial report or earnings release. It is a formal notice about bond interest payment rather than a report or financial statement. Therefore, it fits best under Capital/Financing Update (CAP), which covers updates on company fundraising and financing activities such as bond issuance and interest payments.
2025-08-07 Chinese
东北证券股份有限公司2025年面向专业投资者公开发行短期公司债券（第五期）在深圳证券交易所上市的公告
Capital/Financing Update Classification · 95% confidence The document is an official announcement regarding the listing of a short-term corporate bond issued by Northeast Securities Co., Ltd. on the Shenzhen Stock Exchange. It provides detailed bond issuance information such as bond name, code, credit rating, issuance amount, interest rate, issuance and listing dates. The document is short (810 characters) and serves as a formal notice of the bond's listing rather than a financial report or detailed financial statement. It does not contain financial results, management discussion, or audit information. Therefore, it fits the category of Capital/Financing Update (CAP), which covers updates on company fundraising and capital structure changes.
2025-08-01 Chinese
2025年第二次临时股东大会决议公告
Declaration of Voting Results & Voting Rights Announcements Classification · 95% confidence The document is titled as a resolution announcement for the "2025 Second Extraordinary General Meeting of Shareholders" of Northeast Securities Co., Ltd. It details the meeting date, attendance, voting results for board director elections, and legal opinions confirming the validity of the meeting and voting process. The content focuses on the official results of shareholder votes at a general meeting, including vote counts and percentages, and confirms the election of directors. There is no financial data, no presentation materials, no management discussion, and no report publication. The document is a formal announcement of voting results from a shareholder meeting, which fits the category of Declaration of Voting Results & Voting Rights Announcements (DVA). The document length is 2435 characters, which is consistent with an announcement rather than a full report. Therefore, the correct classification is DVA with high confidence.
2025-07-31 Chinese
第十一届董事会2025年第五次临时会议决议公告
Board/Management Information Classification · 95% confidence The document is an announcement of resolutions passed at a board meeting of Northeast Securities Co., Ltd. It details the convening of the 11th Board of Directors' 5th extraordinary meeting in 2025, including attendance, voting results, and election of board committee members. There is no financial data, no mention of annual or quarterly reports, earnings, or regulatory filings. The content focuses on board decisions and changes in board committee membership. Therefore, it fits the category of Board/Management Information (MANG). The document length is short and it is not a report publication announcement or certification. Hence, the classification is MANG with high confidence.
2025-07-31 Chinese
北京德恒律师事务所关于东北证券股份有限公司2025年第二次临时股东大会的法律意见
Regulatory Filings Classification · 95% confidence The document is a legal opinion issued by a law firm regarding the legality of the convening, procedures, attendance, and voting results of the 2025 second extraordinary general meeting (临时股东大会) of Northeast Securities Co., Ltd. It focuses on the legal compliance of the meeting process and the validity of the voting results. It does not contain financial statements, management discussion, or detailed financial data. It is not a report of the meeting results per se, but a legal opinion on the meeting's legality. This type of document is typically classified under Regulatory Filings (RNS) as it is a compliance/legal opinion related to a shareholder meeting rather than the meeting materials themselves (AGM-R) or voting results (DVA). The document length is under 5,000 characters and is a standalone legal opinion, not a report or announcement of a report publication. Therefore, the best fit is Regulatory Filings (RNS).
2025-07-31 Chinese

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