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NORTHEAST SECURITIES CO.,LTD. — Investor Relations & Filings

Ticker · 000686 ISIN · CNE0000004H9 LEI · 300300E1002922000054 Shenzhen Stock Exchange Financial and insurance activities
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Filings indexed 2,673 across all filing types
Latest filing 2025-07-14 Regulatory Filings
Country CN China
Listing Shenzhen Stock Exchange 000686

About NORTHEAST SECURITIES CO.,LTD.

https://www.nesc.cn

Northeast Securities Co., Ltd. provides a comprehensive suite of financial services tailored for individual and institutional clients. Its core operations encompass securities brokerage, investment banking, asset management, and investment consulting. The firm facilitates capital raising through underwriting and sponsorship of equity and debt instruments, while also offering specialized financial advisory services. Additionally, the company engages in proprietary trading and provides wealth management solutions supported by dedicated research capabilities. By maintaining an extensive service network, the organization delivers integrated investment strategies and risk management solutions across various asset classes.

Recent filings

Filing Released Lang Actions
2025年半年度业绩预告
Regulatory Filings Classification · 95% confidence The document is titled as a '2025年半年度业绩预告' which translates to '2025 Half-Year Performance Forecast'. It provides preliminary estimated financial results for the half-year period ending June 30, 2025, including net profit and earnings per share, but explicitly states that the data is preliminary, unaudited, and subject to change in the formal half-year report. The document length is short (987 characters) and it is a forecast or announcement of expected results rather than a full interim or quarterly report containing actual audited financial statements or detailed analysis. Therefore, it is not an Interim/Quarterly Report (IR) but rather a regulatory announcement of performance forecast. Given the nature and length, this fits best under Regulatory Filings (RNS) as a general regulatory announcement about preliminary earnings forecast, not a full financial report or earnings release.
2025-07-14 Chinese
东北证券股份有限公司2025年面向专业投资者公开发行次级债券（第三期）信用评级报告
Audit Report / Information Classification · 95% confidence The document is a detailed credit rating report issued by a credit rating agency (联合资信评估股份有限公司) for Northeast Securities Co., Ltd. regarding its 2025 issuance of subordinated bonds. It includes comprehensive financial data, credit rating opinions, company background, management analysis, industry analysis, and bond issuance details. The document is not an announcement or a brief summary but a full report with substantive financial and credit analysis. It is not an annual or interim report, earnings release, or regulatory filing. It is a standalone audit/credit rating report focused on creditworthiness and bond issuance. Therefore, the document fits best under the category of Audit Report / Information (AR). Q1 2025
2025-07-11 Chinese
东北证券股份有限公司2025年面向专业投资者公开发行次级债券（第三期）募集说明书
Capital/Financing Update Classification · 95% confidence The document is titled as a "募集说明书" which translates to "Offering Prospectus" or "Bond Issuance Prospectus" for a 2025 public issuance of subordinated bonds by Northeast Securities Co., Ltd. It contains detailed information about the bond issuance, including issuer details, credit ratings, financial data, risk factors, legal proceedings, and compliance statements. The document is lengthy (15,000 characters) and contains substantive financial and operational information related to the bond issuance. It is not an announcement of a report, nor a transcript, nor a regulatory filing or certification. It is a detailed capital/financing update document describing the bond issuance terms, risks, and related financial data. Therefore, the most appropriate classification is Capital/Financing Update (CAP).
2025-07-11 Chinese
东北证券股份有限公司2025年面向专业投资者公开发行次级债券（第三期）募集说明书摘要
Capital/Financing Update Classification · 95% confidence The document is a detailed prospectus summary for a 2025 public issuance of subordinated bonds by Northeast Securities Co., Ltd. It includes extensive financial data, risk factors, credit ratings, legal proceedings, and compliance information related to the bond issuance. The document is not a general annual or quarterly report, nor is it a simple announcement or certification. It is a comprehensive disclosure document related to a capital raising activity through bond issuance. Therefore, it fits best under the category of Capital/Financing Update (CAP). The document length and detail confirm it is not a mere announcement but a full disclosure document for the bond issuance.
2025-07-11 Chinese
东北证券股份有限公司2025年面向专业投资者公开发行次级债券（第三期）发行公告
Capital/Financing Update Classification · 95% confidence The document is a detailed announcement regarding the issuance of a subordinated bond by Northeast Securities Co., Ltd. in 2025. It includes extensive information about the bond issuance terms, credit ratings, issuance schedule, subscription procedures, risk disclosures, and regulatory compliance. The document is titled as an "发行公告" (issuance announcement) and contains no financial statements or management discussion and analysis. It is not a full financial report but rather a formal announcement of a capital raising event through bond issuance. This fits the definition of a Capital/Financing Update (CAP), which covers updates on company fundraising and financing activities. The document length is substantial and contains detailed procedural and regulatory information about the bond issuance, consistent with a CAP filing rather than a simple announcement or a report publication announcement. Therefore, the correct classification is CAP with high confidence.
2025-07-11 Chinese
东北证券股份有限公司2024年面向专业投资者公开发行公司债券（第二期）2025年付息公告
Capital/Financing Update Classification · 95% confidence The document is an announcement regarding the interest payment on a corporate bond issued by Northeast Securities Co., Ltd. It details the bond's basic information, interest payment schedule, tax implications, and contact information. There are no financial statements or comprehensive financial data presented, nor is this a report or transcript. The document is a formal notice about the bond interest payment date and related details, which fits the category of a Capital/Financing Update (CAP) as it relates to bond issuance and interest payment information.
2025-07-10 Chinese

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