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NORTHEAST SECURITIES CO.,LTD. — Investor Relations & Filings

Ticker · 000686 ISIN · CNE0000004H9 LEI · 300300E1002922000054 Shenzhen Stock Exchange Financial and insurance activities
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Filings indexed 2,673 across all filing types
Latest filing 2025-05-14 Board/Management Inform…
Country CN China
Listing Shenzhen Stock Exchange 000686

About NORTHEAST SECURITIES CO.,LTD.

https://www.nesc.cn

Northeast Securities Co., Ltd. provides a comprehensive suite of financial services tailored for individual and institutional clients. Its core operations encompass securities brokerage, investment banking, asset management, and investment consulting. The firm facilitates capital raising through underwriting and sponsorship of equity and debt instruments, while also offering specialized financial advisory services. Additionally, the company engages in proprietary trading and provides wealth management solutions supported by dedicated research capabilities. By maintaining an extensive service network, the organization delivers integrated investment strategies and risk management solutions across various asset classes.

Recent filings

Filing Released Lang Actions
第十一届董事会2025年第三次临时会议决议公告
Board/Management Information Classification · 100% confidence The document is a formal announcement of a board meeting resolution by Dongbei Securities Co., Ltd. It details the convening of the 11th Board's third interim meeting in 2025, the attendance, the voting results on a specific agenda item (the 2024 cultural construction self-assessment report), and mentions the signing and sealing of the board resolution. There is no financial data, no detailed report content, and the document is relatively short (623 characters). It is clearly a board/management information announcement about a board meeting decision, not a full report or financial statement. Therefore, the appropriate classification is 'MANG' for Board/Management Information.
2025-05-14 Chinese
年度股东大会通知
AGM Information Classification · 100% confidence The document is a detailed notice about the convening of the 2024 Annual General Meeting (AGM) of Northeast Securities Co., Ltd. It includes information about the meeting date, voting procedures, agenda items to be voted on, and instructions for shareholders. The content focuses on the logistics and procedural details of the AGM rather than presenting financial results or reports themselves. It also references the availability of related reports and materials on a website but does not contain the reports themselves. The document length is about 9,373 characters, which is consistent with a detailed meeting notice rather than a full annual report or financial statement. Therefore, this document fits the category of AGM Information (AGM-R).
2025-04-25 Chinese
监事会决议公告
Regulatory Filings Classification · 95% confidence The document is a detailed announcement of the resolutions passed at the fifth meeting of the 11th Supervisory Board of Northeast Securities Co., Ltd. It includes approvals of various reports such as the 2024 Annual Report, 2024 Annual Financial Report, 2024 Profit Distribution Proposal, 2024 Internal Control Evaluation Report, and the 2025 First Quarter Report. It also discusses the election proposal for a non-employee supervisor and other supervisory board matters. The document is not the full annual report or financial statements themselves but a formal announcement of the supervisory board's resolutions regarding these reports and proposals. The document length is 3253 characters, which is relatively short and consistent with an announcement rather than a full report. It also references that the full 2024 Annual Report and other materials are disclosed elsewhere (on the cninfo website). Therefore, this document is best classified as a Regulatory Filing (RNS) because it is an official regulatory announcement of supervisory board meeting resolutions and approvals, not the full reports themselves.
2025-04-25 Chinese
东北证券股份有限公司2024年度独立董事述职报告（李东方）
Board/Management Information Classification · 95% confidence The document is titled as an "Independent Director's Work Report for 2024" from a specific independent director of the company. It details the director's activities, attendance at meetings, opinions on company matters, communication with auditors and shareholders, and overall governance involvement during the year 2024. The content focuses on the director's role and duties rather than financial results or audit opinions. It is a detailed report on board/management activities and governance oversight by an independent director, which aligns with the category of Board/Management Information (MANG). There is no indication that this is an annual report, audit report, or any other financial or regulatory filing. The length and detail confirm it is a substantive report, not a brief announcement or certification. Therefore, the appropriate classification is MANG with high confidence.
2025-04-25 Chinese
董事会决议公告
Board/Management Information Classification · 95% confidence The document is a detailed announcement of the resolutions passed at the 5th meeting of the 11th Board of Directors of Dongbei Securities Co., Ltd. It includes voting results on various reports and proposals related to the company's 2024 annual work, financial results, profit distribution, compliance, risk management, ESG reports, remuneration, and other governance matters. It also mentions that many of these reports and proposals will be submitted to the 2024 Annual General Meeting (AGM) for approval. The document is not the actual annual report or financial statements but a formal announcement of board meeting decisions and approvals. This fits the category of Board/Management Information (MANG), which covers announcements of changes or decisions by the board of directors or senior management. The document length (6242 characters) and content confirm it is not a brief notice or a report publication announcement but a substantive board meeting resolution announcement.
2025-04-25 Chinese
内部控制自我评价报告
Audit Report / Information Classification · 95% confidence The document is titled as an "Internal Control Evaluation Report" for the year 2024 by Northeast Securities Co., Ltd. It discusses the evaluation of internal control effectiveness as of December 31, 2024, including financial and non-financial internal control defects, evaluation scope, methodology, and conclusions. It also references regulatory compliance and an administrative penalty notice related to a subsidiary. The content is a detailed report on internal control evaluation, which aligns with the definition of an Audit Report / Information (AR) as it is a standalone audit-related report focusing on internal control evaluation and compliance, not a full annual report or other categories. The document length (5966 characters) supports it being a full report rather than a brief announcement. Therefore, the classification is AR with high confidence. FY 2024
2025-04-25 Chinese

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