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NORTHEAST SECURITIES CO.,LTD. — Investor Relations & Filings

Ticker · 000686 ISIN · CNE0000004H9 LEI · 300300E1002922000054 Shenzhen Stock Exchange Financial and insurance activities
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Filings indexed 2,673 across all filing types
Latest filing 2025-04-25 Interim / Quarterly Rep…
Country CN China
Listing Shenzhen Stock Exchange 000686

About NORTHEAST SECURITIES CO.,LTD.

https://www.nesc.cn

Northeast Securities Co., Ltd. provides a comprehensive suite of financial services tailored for individual and institutional clients. Its core operations encompass securities brokerage, investment banking, asset management, and investment consulting. The firm facilitates capital raising through underwriting and sponsorship of equity and debt instruments, while also offering specialized financial advisory services. Additionally, the company engages in proprietary trading and provides wealth management solutions supported by dedicated research capabilities. By maintaining an extensive service network, the organization delivers integrated investment strategies and risk management solutions across various asset classes.

Recent filings

Filing Released Lang Actions
2025年一季度报告
Interim / Quarterly Report Classification · 100% confidence The document is titled "2025 年第一季度报告" which translates to "2025 First Quarter Report." It contains detailed financial data including consolidated financial statements such as balance sheets, profit and loss statements, and cash flow statements for the first quarter of 2025. The document includes management assurances about the accuracy and completeness of the quarterly report, and it explicitly states that the report is unaudited. The presence of comprehensive financial data for a period shorter than a full fiscal year (quarterly data) and detailed analysis of financial metrics confirms this is an Interim / Quarterly Report. There is no indication that this is an announcement or a summary; the document contains substantive financial data and analysis. Therefore, the correct classification is Interim / Quarterly Report (IR). Q1 2025
2025-04-25 Chinese
东北证券股份有限公司2024年度可持续发展报告
Environmental & Social Information Classification · 95% confidence The document is a detailed report from Northeast Securities Co., Ltd. focusing on ESG (Environmental, Social, and Governance) performance and management for the year 2024. It includes extensive information on the company's governance structure, sustainability strategy, risk management, social responsibility, environmental performance data, and stakeholder engagement. The content is comprehensive and includes financial and non-financial data, strategic outlook, and detailed ESG disclosures. There is no indication that this is merely an announcement or a brief summary; rather, it is a full report on ESG performance and practices. Given the focus on ESG factors and sustainability reporting, this document fits the category of Environmental & Social Information (Code: SR).
2025-04-25 Chinese
东北证券股份有限公司2024年度独立董事述职报告（卢相君）
Board/Management Information Classification · 95% confidence The document is titled as an "Independent Director's Work Report for 2024" from Northeast Securities Co., Ltd. It details the independent director's activities, attendance at board and committee meetings, opinions on company governance, communication with auditors, and engagement with shareholders. The content focuses on the director's duties, governance oversight, and compliance with regulatory requirements rather than financial results or audit opinions. It is a detailed report on board/management activities and governance oversight by an independent director, not an annual report, audit report, or earnings release. Therefore, the document fits best under the category of Board/Management Information (MANG). The document length (5527 characters) and detailed content support this classification with high confidence.
2025-04-25 Chinese
东北证券股份有限公司2024年度独立董事述职报告（史际春）
Board/Management Information Classification · 95% confidence The document is titled as an "Independent Director's Work Report for 2024" from Northeast Securities Co., Ltd. It details the independent director's activities, attendance at meetings, opinions on company matters, communication with auditors, and governance oversight during the year 2024. The content focuses on the director's duties, governance, compliance, and supervisory roles rather than financial results or audit opinions alone. It is a detailed report on board/management activities and governance oversight by an independent director, not an annual report, audit report, or regulatory filing. Therefore, the document fits best under the category of Board/Management Information (MANG). The document length (5526 characters) and detailed content support this classification with high confidence.
2025-04-25 Chinese
东北证券股份有限公司董事会审计委员会关于会计师事务所2024年度履职情况评估暨履行监督职责情况的报告
Audit Report / Information Classification · 95% confidence The document is a detailed report from the Board Audit Committee evaluating the performance and supervision of the company's appointed accounting firm for the 2024 fiscal year. It discusses the audit firm's qualifications, the audit process, communication with auditors, and the audit committee's oversight activities. The document includes references to the audit of the 2024 financial statements and internal controls, and the issuance of an unqualified audit opinion. It is not the audit report itself but a supervisory report on the audit firm's performance and the audit committee's role. This fits the definition of an Audit Report / Information (AR), which includes standalone audit reports and results of internal or regulatory oversight related to audits, excluding the full annual report. The document length is under 5,000 characters but contains substantive content about audit supervision, not merely an announcement or certification. Therefore, the appropriate classification is AR with high confidence. FY 2024
2025-04-25 Chinese
关于2024年度利润分配方案的公告
Notice of Dividend Amount Classification · 95% confidence The document is an announcement regarding the 2024 annual profit distribution plan of Dongbei Securities Co., Ltd. It details the dividend payout per share, total cash dividends, and related financial figures such as net profit and retained earnings. The document includes references to the board meeting approving the plan and the upcoming shareholder meeting for final approval. It does not contain full financial statements or comprehensive financial performance data but focuses on the dividend distribution specifics. The document length is 2041 characters, which is relatively short and primarily serves as a formal announcement of the dividend plan rather than a full report. Therefore, it fits best under the category of Notice of Dividend Amount (DIV), which covers announcements of dividend amounts, payment dates, and details for shareholders.
2025-04-25 Chinese

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