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NORTHEAST SECURITIES CO.,LTD. — Investor Relations & Filings

Ticker · 000686 ISIN · CNE0000004H9 LEI · 300300E1002922000054 Shenzhen Stock Exchange Financial and insurance activities
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Filings indexed 2,673 across all filing types
Latest filing 2025-04-15 Earnings Release
Country CN China
Listing Shenzhen Stock Exchange 000686

About NORTHEAST SECURITIES CO.,LTD.

https://www.nesc.cn

Northeast Securities Co., Ltd. provides a comprehensive suite of financial services tailored for individual and institutional clients. Its core operations encompass securities brokerage, investment banking, asset management, and investment consulting. The firm facilitates capital raising through underwriting and sponsorship of equity and debt instruments, while also offering specialized financial advisory services. Additionally, the company engages in proprietary trading and provides wealth management solutions supported by dedicated research capabilities. By maintaining an extensive service network, the organization delivers integrated investment strategies and risk management solutions across various asset classes.

Recent filings

Filing Released Lang Actions
2025年第一季度业绩预告
Earnings Release Classification · 95% confidence The document is titled as a '2025年第一季度业绩预告' which translates to '2025 First Quarter Earnings Forecast'. It provides preliminary estimated financial results for the first quarter of 2025, including net profit and earnings per share, but explicitly states that the data is preliminary, unaudited, and subject to change upon the formal quarterly report release. The document length is short (1181 characters) and it is clearly an earnings forecast, not the actual quarterly report. This matches the definition of an Earnings Release (ER), which is an initial announcement of quarterly financial results with key highlights only, rather than a full Interim/Quarterly Report (IR) which would contain detailed financial statements and analysis. Therefore, the correct classification is Earnings Release (ER). Q1 2025
2025-04-15 Chinese
东北证券股份有限公司2025年面向专业投资者公开发行次级债券（第二期）募集说明书
Capital/Financing Update Classification · 95% confidence The document is titled as a "募集说明书" which translates to "Offering Prospectus" or "Bond Issuance Prospectus" for a 2025 public issuance of subordinated bonds by Northeast Securities Co., Ltd. It contains detailed information about the bond issuance, including issuer details, financial data, risk factors, credit ratings, legal and regulatory disclosures, and investor protections. The document is lengthy (15,000 characters) and contains substantive financial and operational information related to a capital raising activity through bond issuance. It is not an annual report, earnings release, or management discussion, but specifically a detailed disclosure document for a capital market transaction. This fits the category of Capital/Financing Update (CAP), which covers updates on company fundraising and financing activities. There is no indication that this is a regulatory announcement only or a report publication announcement. Therefore, the correct classification is CAP with high confidence.
2025-04-15 Chinese
东北证券股份有限公司2025年面向专业投资者公开发行次级债券（第二期）信用评级报告
Audit Report / Information Classification · 95% confidence The document is a detailed credit rating report issued by a credit rating agency (联合资信评估股份有限公司) for Northeast Securities Co., Ltd. regarding its 2025 issuance of subordinated bonds. It includes comprehensive financial data, credit rating opinions, company background, management analysis, industry analysis, and bond issuance details. The document is not an announcement of a report but the full credit rating report itself, containing substantive financial and operational analysis. It is not an annual report, earnings release, or any other category but fits best under Audit Report / Information (AR) as it is a standalone credit rating report assessing creditworthiness and financial health, which aligns with the description of AR filings (standalone audit reports, applied accounting principles, and results of internal or regulatory stress tests). The document length (15,000 characters) and content confirm it is a full report, not a brief announcement or certification. Therefore, the classification is AR with high confidence. 9M 2024
2025-04-15 Chinese
东北证券股份有限公司2025年面向专业投资者公开发行次级债券（第二期）发行公告
Capital/Financing Update Classification · 95% confidence The document is a detailed announcement regarding the issuance of subordinated bonds by Northeast Securities Co., Ltd. in 2025. It includes extensive information about the bond issuance terms, credit ratings, issuance schedule, subscription procedures, risk disclosures, and regulatory compliance. The document is titled as an "发行公告" (Issuance Announcement) and contains no financial statements or management discussion of financial results. It is not a report of financial performance but an announcement of a capital market transaction (bond issuance). The document is lengthy (15,000 characters) and contains detailed procedural and regulatory information about the bond issuance, including underwriting, subscription, and risk factors. This fits the definition of a Capital/Financing Update (CAP), which covers updates on company fundraising and financing activities. It is not a Regulatory Filing (RNS) because it is not a miscellaneous or fallback filing; it is a specific announcement of a bond issuance. It is not a Report Publication Announcement (RPA) because it is the announcement itself, not a notice about the timing or availability of a report. Therefore, the correct classification is CAP with high confidence.
2025-04-15 Chinese
东北证券股份有限公司2025年面向专业投资者公开发行次级债券（第二期）募集说明书摘要
Capital/Financing Update Classification · 95% confidence The document is a detailed bond issuance prospectus for Northeast Securities Co., Ltd., describing the issuance of a second tranche of subordinated corporate bonds. It includes extensive financial data, credit ratings, risk factors, legal proceedings, and compliance information related to the bond issuance. The document references regulatory approvals, credit rating reports, financial performance, and risk disclosures typical of a bond prospectus or capital market financing document. There is no indication that this is an annual report, earnings release, or management discussion. The focus on bond issuance, credit ratings, and related risks clearly identifies this as a Capital/Financing Update.
2025-04-15 Chinese
东北证券股份有限公司2025年面向专业投资者公开发行短期公司债券（第三期）发行结果公告
Capital/Financing Update Classification · 100% confidence The document is titled as an issuance result announcement for a short-term corporate bond by Northeast Securities Co., Ltd. It details the bond issuance scale, pricing, subscription multiples, and the parties involved in the subscription. The document includes specific issuance dates and confirms compliance with regulatory requirements. It is an announcement of the results of a capital raising activity, specifically a bond issuance. The document length is short (1005 characters), and it is not a full financial report but an issuance result announcement. Therefore, it fits best under the category of Capital/Financing Update (CAP).
2025-04-14 Chinese

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