Skip to main content
NORTHEAST SECURITIES CO.,LTD. logo

NORTHEAST SECURITIES CO.,LTD. — Investor Relations & Filings

Ticker · 000686 ISIN · CNE0000004H9 LEI · 300300E1002922000054 Shenzhen Stock Exchange Financial and insurance activities
Open in API
Filings indexed 2,673 across all filing types
Latest filing 2025-03-21 Capital/Financing Update
Country CN China
Listing Shenzhen Stock Exchange 000686

About NORTHEAST SECURITIES CO.,LTD.

https://www.nesc.cn

Northeast Securities Co., Ltd. provides a comprehensive suite of financial services tailored for individual and institutional clients. Its core operations encompass securities brokerage, investment banking, asset management, and investment consulting. The firm facilitates capital raising through underwriting and sponsorship of equity and debt instruments, while also offering specialized financial advisory services. Additionally, the company engages in proprietary trading and provides wealth management solutions supported by dedicated research capabilities. By maintaining an extensive service network, the organization delivers integrated investment strategies and risk management solutions across various asset classes.

Recent filings

Filing Released Lang Actions
东北证券股份有限公司2025年面向专业投资者公开发行次级债券（第一期）发行结果公告
Capital/Financing Update Classification · 95% confidence The document is titled as an "发行结果公告" which translates to "Issuance Results Announcement" for a subordinated bond issuance by Northeast Securities Co., Ltd. It details the issuance scale, pricing, subscription multiples, and the final amount issued. The document is an announcement of the results of a capital raising activity, specifically a bond issuance. It does not contain full financial statements or detailed financial performance data, but rather the outcome of a financing event. Therefore, it fits the category of Capital/Financing Update (CAP). The document length is short (1372 characters), but it contains substantive information about the issuance results, not just a notice of report publication or a regulatory filing. Hence, the classification is CAP with high confidence.
2025-03-21 Chinese
东北证券股份有限公司2022年面向专业投资者公开发行公司债券（第一期）2025年兑付暨摘牌公告
Delisting Announcement Classification · 100% confidence The document is an announcement regarding the redemption and delisting (摘牌公告) of a corporate bond issued by Northeast Securities Co., Ltd. It provides details about the bond's maturity date, interest payment, last trading day, and delisting date. The document does not contain financial statements or detailed financial analysis but rather informs investors about the bond's upcoming payment and removal from trading. This fits the definition of a Delisting Announcement (DLST), as it officially notifies about the bond's delisting and final payment schedule.
2025-03-21 Chinese
东北证券股份有限公司2024年面向专业投资者公开发行次级债券（第二期）2025年付息公告
Capital/Financing Update Classification · 95% confidence The document is an announcement regarding the interest payment (coupon payment) for a specific bond issued by Northeast Securities Co., Ltd. It details the bond's basic information, interest payment schedule, tax implications, and contact information. The document does not contain financial statements or comprehensive financial data but rather provides information about a scheduled coupon payment for a bond. This fits the category of a Capital/Financing Update (CAP), as it relates to bond issuance and interest payment updates.
2025-03-20 Chinese
东北证券股份有限公司2025年面向专业投资者公开发行次级债券（第一期）票面利率公告
Capital/Financing Update Classification · 95% confidence The document is an announcement regarding the coupon rate for a subordinated bond issuance by Dongbei Securities Co., Ltd. It includes details about the bond issuance size, regulatory approval, pricing inquiry, and final coupon rate determination. The document does not contain financial statements or detailed financial analysis but rather provides an update on a capital market activity related to bond issuance. This fits the definition of a Capital/Financing Update (CAP) as it relates to fundraising and capital structure changes.
2025-03-19 Chinese
关于延长东北证券股份有限公司2025年面向专业投资者公开发行次级债券（第一期）簿记建档时间的公告
Capital/Financing Update Classification · 100% confidence The document is an announcement regarding the extension of the book-building time for a specific bond issuance by Northeast Securities Co., Ltd. It details the bond issuance scale, regulatory approval, and the change in timing for the interest rate inquiry process. There are no financial statements, detailed financial data, or comprehensive report content. The document is short (945 characters) and serves as a formal notice about a financing activity. This fits the category of Capital/Financing Update (CAP), which covers updates on company fundraising and financing activities.
2025-03-19 Chinese
东北证券股份有限公司2025年面向专业投资者公开发行次级债券（第一期）募集说明书
Capital/Financing Update Classification · 100% confidence The document is a detailed bond issuance prospectus (募集说明书) for Northeast Securities Co., Ltd., describing the issuance of subordinated bonds to professional investors. It includes extensive financial data, credit ratings, risk factors, legal proceedings, and compliance information related to the bond issuance. The document is not a general annual or quarterly report but a specific capital market financing document focused on bond issuance. It is not a mere announcement or summary but a comprehensive disclosure document for a bond offering. Therefore, it fits the category of Capital/Financing Update (CAP).
2025-03-18 Chinese

Browse filings by year

28 years

Report missing filing

Can't find a specific document? Let us know and we'll add it within 24 hours.

We will notify you once the filing is added.
Report sent
Thank you. We will check the data and update it shortly.