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NORTHEAST SECURITIES CO.,LTD. — Investor Relations & Filings

Ticker · 000686 ISIN · CNE0000004H9 LEI · 300300E1002922000054 Shenzhen Stock Exchange Financial and insurance activities
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Filings indexed 2,673 across all filing types
Latest filing 2025-02-12 Capital/Financing Update
Country CN China
Listing Shenzhen Stock Exchange 000686

About NORTHEAST SECURITIES CO.,LTD.

https://www.nesc.cn

Northeast Securities Co., Ltd. provides a comprehensive suite of financial services tailored for individual and institutional clients. Its core operations encompass securities brokerage, investment banking, asset management, and investment consulting. The firm facilitates capital raising through underwriting and sponsorship of equity and debt instruments, while also offering specialized financial advisory services. Additionally, the company engages in proprietary trading and provides wealth management solutions supported by dedicated research capabilities. By maintaining an extensive service network, the organization delivers integrated investment strategies and risk management solutions across various asset classes.

Recent filings

Filing Released Lang Actions
东北证券股份有限公司2025年面向专业投资者公开发行公司债券（第一期）募集说明书
Capital/Financing Update Classification · 95% confidence The document is a detailed prospectus for a corporate bond issuance by Northeast Securities Co., Ltd. It includes extensive information about the bond issuance amount, credit ratings, financial data, risk factors, regulatory approvals, legal proceedings, and compliance matters. The document is titled as a "募集说明书" which translates to "Offering Prospectus" or "Bond Issuance Prospectus." It is not an annual or quarterly report, nor is it a simple announcement or presentation. It is a comprehensive disclosure document related to capital raising through bond issuance. This fits the category of Capital/Financing Update (CAP), which covers updates on company fundraising and financing activities. The document length (15,000 characters) and content confirm it is the full prospectus, not just an announcement or summary. Therefore, the correct classification is CAP with high confidence.
2025-02-12 Chinese
东北证券股份有限公司2025年面向专业投资者公开发行公司债券（第一期）信用评级报告
Audit Report / Information Classification · 95% confidence The document is a detailed credit rating report issued by a credit rating agency (联合资信评估股份有限公司) for Northeast Securities Co., Ltd. regarding its 2025 corporate bond issuance. It includes comprehensive financial data, credit rating methodology, company background, industry analysis, management and governance information, and bond issuance details. The document is lengthy (15,000 characters) and contains substantive financial analysis and data, not merely an announcement or summary. It is not an annual report, earnings release, or management discussion but a standalone credit rating report focused on the creditworthiness and bond issuance. This fits the definition of an Audit Report / Information (AR), which includes standalone audit or credit rating reports and applied accounting or financial assessments excluding full annual reports. Therefore, the correct classification is AR with high confidence. 9M 2024
2025-02-12 Chinese
东北证券股份有限公司2025年面向专业投资者公开发行公司债券（第一期）发行公告
Capital/Financing Update Classification · 95% confidence The document is titled as an "发行公告" (Issuance Announcement) for a corporate bond issuance by Northeast Securities Co., Ltd. It details the terms of the bond issuance, including the bond code, issuance scale, interest rate inquiry process, issuance schedule, underwriting, and risk disclosures. The document references regulatory approvals from the China Securities Regulatory Commission and Shenzhen Stock Exchange listing plans. It includes detailed procedural information for professional investors to participate in the bond issuance, including subscription forms and legal commitments. The document is not a financial report, earnings release, or management discussion but an official announcement of a capital raising event via bond issuance. Therefore, it fits the category of Capital/Financing Update (CAP). The document length is substantial and contains detailed issuance information, not merely a brief announcement or a report publication notice, so it is not RPA or RNS. Hence, the classification is CAP with high confidence.
2025-02-12 Chinese
东北证券股份有限公司2025年面向专业投资者公开发行公司债券（第一期）募集说明书摘要
Capital/Financing Update Classification · 95% confidence The document is a detailed summary of a bond issuance prospectus by Northeast Securities Co., Ltd. It includes extensive financial data, risk factors, credit ratings, regulatory approvals, legal proceedings, and compliance information related to the issuance of corporate bonds. The text references the bond issuance amount, credit ratings, financial performance over multiple years, regulatory approvals from the China Securities Regulatory Commission, and detailed risk disclosures. It is not a full annual or quarterly report but a specialized document focused on the bond issuance and related disclosures. This matches the description of a Capital/Financing Update (CAP), which covers company fundraising and financing activities. The document is lengthy (15,000 characters) and contains substantive financial and regulatory information about the bond issuance, not merely an announcement or a brief summary. Therefore, the appropriate classification is CAP with high confidence.
2025-02-12 Chinese
东北证券股份有限公司2025年面向专业投资者公开发行公司债券（第一期）更名公告
Capital/Financing Update Classification · 95% confidence The document is a short announcement (665 characters) regarding the renaming of a company bond issuance by Northeast Securities Co., Ltd. It references regulatory approval from the China Securities Regulatory Commission and details about the bond issuance name change due to phased issuance. There is no financial data, no detailed report content, and the document serves as a formal notice about the bond name change. This fits the category of a Capital/Financing Update (CAP) as it relates to bond issuance and capital structure changes, not a full report or regulatory filing. The document is not a report publication announcement or certification, but a direct update on financing activity.
2025-02-12 Chinese
2025年第一次临时股东大会决议公告
Declaration of Voting Results & Voting Rights Announcements Classification · 100% confidence The document is titled as a resolution announcement for the company's 2025 first extraordinary general meeting (临时股东大会决议公告). It details the meeting date, attendance, voting results on a specific agenda item (reappointment of the 2024 audit firm), and legal opinions confirming the validity of the meeting and voting process. There is no detailed financial data or comprehensive report content, but rather an official announcement of voting results from a shareholders meeting. This fits the definition of Declaration of Voting Results & Voting Rights Announcements (DVA). The document length is short (2382 characters) and focused on voting outcomes, not a full report or presentation.
2025-02-10 Chinese

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