Skip to main content
NORTHEAST SECURITIES CO.,LTD. logo

NORTHEAST SECURITIES CO.,LTD. — Investor Relations & Filings

Ticker · 000686 ISIN · CNE0000004H9 LEI · 300300E1002922000054 Shenzhen Stock Exchange Financial and insurance activities
Open in API
Filings indexed 2,673 across all filing types
Latest filing 2025-02-21 Board/Management Inform…
Country CN China
Listing Shenzhen Stock Exchange 000686

About NORTHEAST SECURITIES CO.,LTD.

https://www.nesc.cn

Northeast Securities Co., Ltd. provides a comprehensive suite of financial services tailored for individual and institutional clients. Its core operations encompass securities brokerage, investment banking, asset management, and investment consulting. The firm facilitates capital raising through underwriting and sponsorship of equity and debt instruments, while also offering specialized financial advisory services. Additionally, the company engages in proprietary trading and provides wealth management solutions supported by dedicated research capabilities. By maintaining an extensive service network, the organization delivers integrated investment strategies and risk management solutions across various asset classes.

Recent filings

Filing Released Lang Actions
关于职工监事变更的公告
Board/Management Information Classification · 95% confidence The document is an announcement regarding a change in the company's employee supervisor (职工监事) position, detailing the resignation of one supervisor and the election of a new one, including the new supervisor's personal resume. It does not contain financial data, audit information, or regulatory filings beyond the personnel change. This fits the category of Board/Management Information (MANG), which covers announcements of changes in the company's board of directors or senior management.
2025-02-21 Chinese
关于控股子公司之下属孙公司收到中国证券监督管理委员会《行政处罚决定书》的公告
Legal Proceedings Report Classification · 95% confidence The document is an official announcement from Dongbei Securities Co., Ltd. regarding an administrative penalty decision issued by the China Securities Regulatory Commission (CSRC) against a subsidiary's sub-subsidiary for futures contract manipulation. It details the investigation, findings, penalties, and the impact on the company. The document is relatively short (1655 characters) and serves as a regulatory announcement about a legal proceeding rather than a full legal proceeding report or financial report. It does not contain financial statements or detailed financial analysis. It is best classified as a Legal Proceedings Report (LTR) because it updates on significant regulatory/legal actions involving the company.
2025-02-21 Chinese
东北证券股份有限公司2025年面向专业投资者公开发行公司债券（第一期）在深圳证券交易所上市的公告
Capital/Financing Update Classification · 95% confidence The document is an announcement regarding the listing of a corporate bond issued by Northeast Securities Co., Ltd. on the Shenzhen Stock Exchange. It provides details about the bond issuance such as bond name, code, credit rating, issuance amount, term, interest rate, issuance and listing dates. The document is short (868 characters) and serves as a formal notice of the bond listing rather than a detailed financial report or a financing update with substantive financial data. It fits the category of Capital/Financing Update (CAP) as it relates to company fundraising and capital market activity.
2025-02-20 Chinese
东北证券股份有限公司2025年面向专业投资者公开发行短期公司债券（第二期）票面利率公告
Capital/Financing Update Classification · 95% confidence The document is an announcement regarding the coupon rate (票面利率公告) for a short-term corporate bond issuance by Northeast Securities Co., Ltd. It includes details about the bond issuance scale, regulatory approval, pricing inquiry, and issuance schedule. The document does not contain financial statements or detailed financial analysis but rather provides an update on the bond issuance terms, specifically the coupon rate. This fits the category of Capital/Financing Update (CAP), which covers updates on company fundraising and financing activities.
2025-02-19 Chinese
关于延长东北证券股份有限公司2025年面向专业投资者公开发行短期公司债券（第二期）簿记建档时间的公告
Capital/Financing Update Classification · 100% confidence The document is an announcement regarding the extension of the book-building time for a short-term corporate bond issuance by Northeast Securities Co., Ltd. It mentions regulatory approval from the China Securities Regulatory Commission and details about the bond issuance schedule. The content focuses on financing activity and capital market operations, specifically about bond issuance timing. The document length is short (666 characters) and it is clearly an announcement about a financing event rather than a full report or financial statement. Therefore, the appropriate classification is Capital/Financing Update (CAP).
2025-02-19 Chinese
关于职工监事辞职的公告
Board/Management Information Classification · 100% confidence The document is an announcement regarding the resignation of an employee supervisor (职工监事) from the company's supervisory board. It includes details about the resignation, the legal implications, and the company's plan to elect a replacement. There is no financial data, no mention of financial results, no regulatory certifications, or report publications. The content is about a change in the company's board/supervisory personnel. Therefore, it fits the category of Board/Management Information (MANG). The document length is short and focused on management change, not a report or announcement of a report publication.
2025-02-18 Chinese

Browse filings by year

28 years

Report missing filing

Can't find a specific document? Let us know and we'll add it within 24 hours.

We will notify you once the filing is added.
Report sent
Thank you. We will check the data and update it shortly.