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NORTHEAST SECURITIES CO.,LTD. — Investor Relations & Filings

Ticker · 000686 ISIN · CNE0000004H9 LEI · 300300E1002922000054 Shenzhen Stock Exchange Financial and insurance activities
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Filings indexed 2,678 across all filing types
Latest filing 2025-01-08 Capital/Financing Update
Country CN China
Listing Shenzhen Stock Exchange 000686

About NORTHEAST SECURITIES CO.,LTD.

https://www.nesc.cn

Northeast Securities Co., Ltd. provides a comprehensive suite of financial services tailored for individual and institutional clients. Its core operations encompass securities brokerage, investment banking, asset management, and investment consulting. The firm facilitates capital raising through underwriting and sponsorship of equity and debt instruments, while also offering specialized financial advisory services. Additionally, the company engages in proprietary trading and provides wealth management solutions supported by dedicated research capabilities. By maintaining an extensive service network, the organization delivers integrated investment strategies and risk management solutions across various asset classes.

Recent filings

Filing Released Lang Actions
东北证券股份有限公司2025年面向专业投资者公开发行短期公司债券（第一期）发行公告
Capital/Financing Update Classification · 100% confidence The document is a detailed announcement regarding the issuance of short-term corporate bonds by Northeast Securities Co., Ltd. It includes extensive information about the bond issuance terms, credit ratings, issuance schedule, subscription procedures, risk disclosures, and regulatory compliance. The document is titled as an "issuance announcement" and contains no financial statements or earnings data. It is not a report of financial results but rather a formal announcement of a capital market transaction (bond issuance). Therefore, it fits the category of Capital/Financing Update (CAP). The document length and detail confirm it is not a brief announcement or a simple notice, but a full issuance announcement.
2025-01-08 Chinese
东北证券股份有限公司2025年面向专业投资者公开发行短期公司债券（第一期）信用评级报告
Audit Report / Information Classification · 95% confidence The document is a detailed credit rating report issued by a credit rating agency (联合资信评估股份有限公司) for Northeast Securities Co., Ltd. It includes comprehensive financial data, credit rating results, company background, business analysis, governance structure, and industry outlook. The report is dated December 24, 2024, and covers the credit rating for a 2025 short-term corporate bond issuance. It contains extensive financial tables, risk assessments, and management information. This is a standalone audit/credit rating report focused on creditworthiness and financial evaluation rather than a full annual or interim report. It is not an announcement or a brief summary but a full analytical report. Therefore, it fits best under the category of Audit Report / Information (AR). H1 2024
2025-01-08 Chinese
东北证券股份有限公司2025年面向专业投资者公开发行短期公司债券（第一期）募集说明书摘要
Capital/Financing Update Classification · 95% confidence The document is a detailed and lengthy disclosure related to a bond issuance by Northeast Securities Co., Ltd. It includes extensive financial data, credit ratings, risk factors, legal proceedings, compliance information, and terms related to the bond issuance. The document is titled as a "募集说明书" (Prospectus or Offering Circular) for a short-term corporate bond issuance aimed at professional investors. It contains substantive financial data, risk disclosures, and legal information typical of a bond prospectus. This is not a simple announcement or a brief summary but a comprehensive document providing detailed information about the bond issuance and the issuer's financial and operational status. Therefore, it fits best into the category of Capital/Financing Update (CAP), which covers updates on company fundraising and financing activities, including bond issuances.
2025-01-08 Chinese
东北证券股份有限公司2024年面向专业投资者公开发行短期公司债券更名公告
Capital/Financing Update Classification · 95% confidence The document is a short announcement regarding the renaming of a short-term corporate bond issued by Northeast Securities Co., Ltd. It references regulatory approval from the China Securities Regulatory Commission and details the new naming conventions for bond issuances across different years. The document does not contain financial statements, detailed financial data, or management discussion. It is primarily an official notice about a bond name change related to capital market instruments. Given the content and length (755 characters), this fits best as a Capital/Financing Update (CAP) rather than a full financial report or regulatory filing. It is not a report publication announcement or a certification. Therefore, the classification is CAP with high confidence.
2025-01-08 Chinese
关于调整对全资子公司净资本担保承诺额度的公告
Capital/Financing Update Classification · 95% confidence The document is an official announcement from Northeast Securities Co., Ltd. regarding the adjustment of the net capital guarantee commitment amount to its wholly-owned subsidiary. It includes details about the guarantee, board resolutions, financial data of the subsidiary, and regulatory compliance statements. The document is relatively short (2131 characters) and focuses on a specific corporate action related to capital guarantee commitments rather than presenting comprehensive financial statements or full financial performance. It is not an annual or interim report, nor an earnings release. It is a formal announcement about a capital/financing update related to guarantee commitments. Therefore, the most appropriate classification is Capital/Financing Update (CAP).
2024-12-30 Chinese
第十一届董事会2024年第七次临时会议决议公告
Board/Management Information Classification · 95% confidence The document is a formal announcement of resolutions passed at a board meeting of Dongbei Securities Co., Ltd. It details the convening of the 11th Board's 7th extraordinary meeting in 2024, voting results on specific proposals, and references to related documents. There is no financial data, earnings information, or report publication mentioned. The content focuses on board decisions and governance matters. Therefore, it fits the category of Board/Management Information (MANG). The document length is short and it is not a report or announcement of a report publication, so it is not RPA or RNS.
2024-12-30 Chinese

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