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NORTHEAST SECURITIES CO.,LTD. — Investor Relations & Filings

Ticker · 000686 ISIN · CNE0000004H9 LEI · 300300E1002922000054 Shenzhen Stock Exchange Financial and insurance activities
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Filings indexed 2,673 across all filing types
Latest filing 2024-11-08 Legal Proceedings Report
Country CN China
Listing Shenzhen Stock Exchange 000686

About NORTHEAST SECURITIES CO.,LTD.

https://www.nesc.cn

Northeast Securities Co., Ltd. provides a comprehensive suite of financial services tailored for individual and institutional clients. Its core operations encompass securities brokerage, investment banking, asset management, and investment consulting. The firm facilitates capital raising through underwriting and sponsorship of equity and debt instruments, while also offering specialized financial advisory services. Additionally, the company engages in proprietary trading and provides wealth management solutions supported by dedicated research capabilities. By maintaining an extensive service network, the organization delivers integrated investment strategies and risk management solutions across various asset classes.

Recent filings

Filing Released Lang Actions
关于诉讼事项的进展公告
Legal Proceedings Report Classification · 95% confidence The document is an announcement regarding the progress of a litigation matter involving the company. It details the current stage of the lawsuit, the parties involved, the amount in dispute, and the potential impact on the company's financials. It references court decisions and ongoing legal proceedings but does not contain financial statements or detailed financial analysis. The document is a legal update rather than a full legal proceeding report or financial report. Therefore, it fits best under the category of Legal Proceedings Report (LTR). The document length is short and focused on litigation progress, not a full audit or annual report.
2024-11-08 Chinese
北京德恒律师事务所关于东北证券股份有限公司2024年第一次临时股东大会的法律意见
Declaration of Voting Results & Voting Rights Announcements Classification · 95% confidence The document is a legal opinion issued by a law firm regarding the legality and procedural compliance of the 2024 first extraordinary general meeting (临时股东大会) of Northeast Securities Co., Ltd. It details the convening, attendance, voting procedures, and results of the shareholders' meeting. The document does not contain financial statements or management discussion but focuses on the legal validation of the shareholder meeting process and voting outcomes. This type of document is typically classified as a Declaration of Voting Results & Voting Rights Announcements (DVA), as it officially reports the voting results and confirms the legitimacy of the shareholder meeting proceedings.
2024-11-01 Chinese
东北证券股份有限公司章程（2024年11月）
Governance Information Classification · 95% confidence The document is a detailed company charter or articles of association for Northeast Securities Co., Ltd., including comprehensive provisions on company structure, shareholder rights, board responsibilities, share issuance, and shareholder meeting procedures. It references Chinese company law, securities law, and regulatory approvals. The content is legal and governance-focused, detailing internal rules and governance practices rather than financial results or announcements. It is not an announcement, transcript, or report of financial performance but a governance document outlining the company's organizational and operational framework. Therefore, the document best fits the category of Governance Information (CGR). The document length and detail confirm it is the full governance document, not a brief announcement or summary.
2024-11-01 Chinese
2024年第一次临时股东大会决议公告
Declaration of Voting Results & Voting Rights Announcements Classification · 95% confidence The document is a detailed announcement of the resolutions passed at the 2024 first extraordinary general meeting (临时股东大会) of Dongbei Securities Co., Ltd. It includes information about the meeting date, attendance, voting results on various proposals, legal opinions from lawyers, and other procedural details. The content focuses on the official voting results and decisions made by shareholders during the meeting. There is no indication that this is a full annual or interim report, audit report, or earnings release. It is not a proxy solicitation or investor presentation. The document is not merely announcing the publication of a report but is itself the official record of voting outcomes at a shareholders meeting. Therefore, it fits the category of Declaration of Voting Results & Voting Rights Announcements (DVA). The document length is 2443 characters, which is consistent with a detailed voting results announcement rather than a full report. Confidence is high given the explicit voting data and meeting details provided.
2024-11-01 Chinese
东北证券股份有限公司2024年面向专业投资者公开发行公司债券（第四期）在深圳证券交易所上市的公告(1)
Capital/Financing Update Classification · 95% confidence The document is an announcement regarding the listing of a new corporate bond issuance by Northeast Securities Co., Ltd. on the Shenzhen Stock Exchange. It provides details about the bond issuance such as bond name, code, credit rating, issuance amount, term, interest rate, and listing date. The document is short (687 characters) and serves as a formal notice of the bond listing rather than a detailed financial report or a financing update with substantive financial data. This fits the category of Capital/Financing Update (CAP), which covers updates on company fundraising and financing activities.
2024-10-31 Chinese
关于召开2024年第一次临时股东大会的提示性公告
Proxy Solicitation & Information Statement Classification · 95% confidence The document is a detailed announcement about the convening of the company's 2024 first extraordinary general meeting of shareholders (临时股东大会). It includes information about the meeting date, voting procedures, proposals to be voted on, registration details, and proxy forms. It does not contain financial statements, audit results, or earnings data. It is not a report itself but an announcement and instructions related to a shareholder meeting. Therefore, it fits the category of a Proxy Solicitation & Information Statement (PSI), which includes materials sent to shareholders to provide information and request votes for meetings.
2024-10-30 Chinese

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