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NORTHEAST SECURITIES CO.,LTD. — Investor Relations & Filings

Ticker · 000686 ISIN · CNE0000004H9 LEI · 300300E1002922000054 Shenzhen Stock Exchange Financial and insurance activities
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Filings indexed 2,678 across all filing types
Latest filing 2024-10-22 Capital/Financing Update
Country CN China
Listing Shenzhen Stock Exchange 000686

About NORTHEAST SECURITIES CO.,LTD.

https://www.nesc.cn

Northeast Securities Co., Ltd. provides a comprehensive suite of financial services tailored for individual and institutional clients. Its core operations encompass securities brokerage, investment banking, asset management, and investment consulting. The firm facilitates capital raising through underwriting and sponsorship of equity and debt instruments, while also offering specialized financial advisory services. Additionally, the company engages in proprietary trading and provides wealth management solutions supported by dedicated research capabilities. By maintaining an extensive service network, the organization delivers integrated investment strategies and risk management solutions across various asset classes.

Recent filings

Filing Released Lang Actions
东北证券股份有限公司2024年面向专业投资者公开发行公司债券（第四期）票面利率公告
Capital/Financing Update Classification · 100% confidence The document is an announcement regarding the coupon rate for a corporate bond issuance by Dongbei Securities Co., Ltd. It specifies the bond issuance details, including the total amount, term, and the final coupon rate determined after investor inquiry. The document does not contain financial statements or detailed financial analysis but rather provides an update on the bond issuance terms. This fits the definition of a Capital/Financing Update (CAP), which covers updates on company fundraising and financing activities.
2024-10-22 Chinese
关于延长东北证券股份有限公司2024年面向专业投资者公开发行公司债券（第四期）簿记建档时间的公告
Capital/Financing Update Classification · 100% confidence The document is an announcement regarding the extension of the book-building time for a bond issuance by Northeast Securities Co., Ltd. It mentions the bond code, stock code, regulatory approval by the China Securities Regulatory Commission, and details about the timing of the book-building process. The document is short (719 characters) and serves as a notice about a financing activity rather than a full financial report or detailed financial data. It does not contain financial statements or results but is clearly related to capital raising activities. Therefore, it fits best under the category of Capital/Financing Update (CAP).
2024-10-22 Chinese
东北证券股份有限公司2024年面向专业投资者公开发行公司债券（第四期）发行公告
Capital/Financing Update Classification · 95% confidence The document is a detailed announcement regarding the public issuance of company bonds by Northeast Securities Co., Ltd. It includes information about the bond issuance scale, terms, interest rates, underwriting, subscription procedures, risk warnings, and regulatory approvals. The document is titled as an "Issuance Announcement" and contains no financial statements or earnings data. It is focused on the capital raising activity through bond issuance, including underwriting and subscription details. This fits the category of Capital/Financing Update (CAP), which covers updates on company fundraising and financing activities. The document is lengthy and detailed, not a mere announcement of a report publication, so it is not RPA. It is not an annual or interim report, nor an earnings release or regulatory filing. Therefore, the correct classification is CAP with high confidence.
2024-10-21 Chinese
东北证券股份有限公司2024年面向专业投资者公开发行公司债券（第四期）募集说明书摘要
Capital/Financing Update Classification · 95% confidence The document is a detailed prospectus summary for a corporate bond issuance by Northeast Securities Co., Ltd. It includes extensive financial data, risk factors, regulatory approvals, credit ratings, legal proceedings, and compliance information related to the bond issuance. The document is titled as a "募集说明书摘要" which translates to "Prospectus Summary" or "Offering Circular Summary" for a bond issuance. It is not an annual or quarterly report, nor is it a simple announcement or presentation. It is a comprehensive disclosure document related to capital raising through bond issuance, including financial and risk information relevant to investors. This fits the definition of a Capital/Financing Update (CAP) as it provides updates on company fundraising and financing activities, specifically the issuance of corporate bonds. The document length (15,000 characters) and content confirm it is the actual offering document, not just an announcement or summary notice. Therefore, the appropriate classification is CAP with high confidence.
2024-10-21 Chinese
东北证券股份有限公司2024年面向专业投资者公开发行公司债券（第四期）更名公告
Capital/Financing Update Classification · 95% confidence The document is a short announcement (654 characters) regarding the renaming of a bond issuance by Northeast Securities Co., Ltd. It references regulatory approval from the China Securities Regulatory Commission and clarifies the naming convention for a tranche of bonds issued in 2024. There is no financial data, detailed financial statements, or comprehensive report content. The document serves as an official notice about a name change related to a bond issuance, which falls under capital or financing updates rather than a full report or regulatory filing. Given the content and length, the best fitting category is Capital/Financing Update (CAP).
2024-10-21 Chinese
东北证券股份有限公司2024年面向专业投资者公开发行公司债券（第四期）募集说明书
Capital/Financing Update Classification · 95% confidence The document is a detailed "募集说明书" (Prospectus) for a public issuance of corporate bonds by Northeast Securities Co., Ltd. It includes extensive information about the bond issuance amount, credit ratings, financial data, risk factors, regulatory approvals, compliance, litigation, and investor protections. The document is not a simple announcement but a comprehensive disclosure document related to a capital raising activity through bond issuance. It does not fit categories like Annual Report, Earnings Release, or Regulatory Filings. It is clearly an update on financing activities and capital structure changes. Therefore, the most appropriate classification is Capital/Financing Update (CAP). The document length and detail confirm it is not a mere announcement but a full explanatory document on the bond issuance.
2024-10-21 Chinese

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