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NORTHEAST SECURITIES CO.,LTD. — Investor Relations & Filings

Ticker · 000686 ISIN · CNE0000004H9 LEI · 300300E1002922000054 Shenzhen Stock Exchange Financial and insurance activities
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Filings indexed 2,678 across all filing types
Latest filing 2024-08-06 Capital/Financing Update
Country CN China
Listing Shenzhen Stock Exchange 000686

About NORTHEAST SECURITIES CO.,LTD.

https://www.nesc.cn

Northeast Securities Co., Ltd. provides a comprehensive suite of financial services tailored for individual and institutional clients. Its core operations encompass securities brokerage, investment banking, asset management, and investment consulting. The firm facilitates capital raising through underwriting and sponsorship of equity and debt instruments, while also offering specialized financial advisory services. Additionally, the company engages in proprietary trading and provides wealth management solutions supported by dedicated research capabilities. By maintaining an extensive service network, the organization delivers integrated investment strategies and risk management solutions across various asset classes.

Recent filings

Filing Released Lang Actions
东北证券股份有限公司2024年面向专业投资者公开发行公司债券（第三期）募集说明书
Capital/Financing Update Classification · 95% confidence The document is titled as a "募集说明书" which translates to "Offering Circular" or "Prospectus" for a corporate bond issuance by 东北证券股份有限公司 (Northeast Securities Co., Ltd.). It details the issuance of company bonds, including the bond amount, credit ratings, financial data, risk factors, regulatory approvals, and compliance statements. The document is comprehensive and contains detailed financial and risk information related to the bond issuance. It is not an annual or quarterly report, nor an earnings release or management discussion. It is a detailed disclosure document related to capital raising through bond issuance. This fits the category of Capital/Financing Update (CAP), which covers updates on company fundraising and financing activities. The document length (15,000 characters) and content confirm it is the actual offering document, not just an announcement or summary. Therefore, the correct classification is CAP with high confidence.
2024-08-06 Chinese
东北证券股份有限公司2024年面向专业投资者公开发行公司债券（第三期）信用评级报告
Audit Report / Information Classification · 95% confidence The document is a detailed credit rating report issued by a credit rating agency (联合资信评估股份有限公司) for Northeast Securities Co., Ltd. regarding its 2024 issuance of corporate bonds (third tranche). It includes comprehensive financial data, credit rating methodology, risk analysis, company background, and bond issuance details. The document is lengthy (15,000 characters), contains substantive financial data and analysis, and is not merely an announcement or certification. It is a standalone credit rating report related to a bond issuance, which fits the category of an Audit Report / Information (AR) because it is a specialized report on creditworthiness and financial evaluation, not a full annual report or earnings release. It is not a regulatory filing or announcement, nor a capital/financing update in the sense of a simple announcement. Therefore, the best classification is AR with high confidence. Q1 2024
2024-08-06 Chinese
东北证券股份有限公司2024年面向专业投资者公开发行公司债券（第三期）发行公告
Capital/Financing Update Classification · 95% confidence The document is titled as an "发行公告" (Issuance Announcement) for a corporate bond issuance by Northeast Securities Co., Ltd. It details the bond issuance terms, scale, pricing, issuance schedule, underwriting, and risk disclosures. It includes information about the bond's rating, issuance process, investor eligibility, and regulatory approvals. The document is an announcement related to the issuance of corporate bonds, not a financial report or audit. It does not contain financial statements or earnings data but rather provides detailed information about the bond issuance process and terms. This fits the category of Capital/Financing Update (CAP), which covers updates on company fundraising and financing activities.
2024-08-06 Chinese
东北证券股份有限公司2024年面向专业投资者公开发行公司债券（第二期）在深圳证券交易所上市的公告
Capital/Financing Update Classification · 95% confidence The document is an announcement regarding the listing of a new corporate bond issuance by Northeast Securities Co., Ltd. on the Shenzhen Stock Exchange. It provides details about the bond issuance such as bond name, code, credit rating, issuance amount, term, interest rate, and listing date. The document is short (707 characters) and serves as a formal notice of the bond listing event rather than a detailed financial report or analysis. It does not contain financial statements, management discussion, or audit information. Therefore, it fits best under the category of Capital/Financing Update (CAP), which covers updates on company fundraising and financing activities.
2024-07-17 Chinese
东北证券股份有限公司2024年面向专业投资者公开发行公司债券（第二期）发行结果公告
Capital/Financing Update Classification · 95% confidence The document is titled as an "发行结果公告" which translates to "Issuance Results Announcement" for a corporate bond issuance by Northeast Securities Co., Ltd. It details the bond issuance scale, pricing, subscription multiples, and use of proceeds. The document is an announcement of the results of a financing activity (bond issuance), not a full financial report or regulatory filing. It does not contain financial statements or management discussion but focuses on the capital raising event. Therefore, it fits the category of Capital/Financing Update (CAP). The document length is short (1024 characters), but it contains substantive issuance results, not just a notice of report publication, so it is not RPA or RNS.
2024-07-12 Chinese
东北证券股份有限公司2024年面向专业投资者公开发行公司债券（第二期）票面利率公告
Capital/Financing Update Classification · 95% confidence The document is an announcement regarding the coupon interest rate for a corporate bond issuance by Dongbei Securities Co., Ltd. It includes details about the bond issuance scale, interest rate inquiry process, and final coupon rate determination. The document is short (838 characters) and focuses on financing activity, specifically the issuance of bonds and their terms. There is no financial statement or comprehensive report content. This fits the definition of a Capital/Financing Update (CAP) rather than a full financial report or regulatory filing. Therefore, the appropriate classification is CAP with high confidence.
2024-07-10 Chinese

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