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NORTHEAST SECURITIES CO.,LTD. — Investor Relations & Filings

Ticker · 000686 ISIN · CNE0000004H9 LEI · 300300E1002922000054 Shenzhen Stock Exchange Financial and insurance activities
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Filings indexed 2,678 across all filing types
Latest filing 2024-06-14 Audit Report / Informat…
Country CN China
Listing Shenzhen Stock Exchange 000686

About NORTHEAST SECURITIES CO.,LTD.

https://www.nesc.cn

Northeast Securities Co., Ltd. provides a comprehensive suite of financial services tailored for individual and institutional clients. Its core operations encompass securities brokerage, investment banking, asset management, and investment consulting. The firm facilitates capital raising through underwriting and sponsorship of equity and debt instruments, while also offering specialized financial advisory services. Additionally, the company engages in proprietary trading and provides wealth management solutions supported by dedicated research capabilities. By maintaining an extensive service network, the organization delivers integrated investment strategies and risk management solutions across various asset classes.

Recent filings

Filing Released Lang Actions
东北证券股份有限公司公开发行相关债券2024年跟踪评级报告
Audit Report / Information Classification · 95% confidence The document is a detailed credit rating report for Northeast Securities Co., Ltd. and its related bonds for the year 2024. It includes comprehensive financial data, credit ratings, bond issuance details, risk analysis, and company background. The report is issued by a credit rating agency (联合资信评估股份有限公司) and contains extensive financial and operational analysis, credit rating methodology, and outlook. It is not an announcement of a report but the full report itself, with substantive financial data and analysis. This fits the definition of an Audit Report / Information (AR) as it is a standalone credit rating report with applied financial analysis and evaluation, not a full annual report or earnings release. It is not a regulatory filing or announcement, nor a capital update or other category. Therefore, the best classification is AR with high confidence. FY 2023
2024-06-14 Chinese
第十一届董事会2024年第四次临时会议决议公告
Board/Management Information Classification · 95% confidence The document is a formal announcement of the resolutions passed at the fourth extraordinary meeting of the 11th Board of Directors of Northeast Securities Co., Ltd. It details the meeting date, attendance, voting results, and the approval of a specific report (the 2023 Cultural Construction Practice Self-Assessment Report). The document is short (640 characters) and serves as a notice of board meeting decisions rather than the full report itself. It does not contain financial statements or detailed management discussion. This fits the category of Board/Management Information (MANG), which covers announcements of changes or decisions by the board of directors or senior management.
2024-05-22 Chinese
关于参加网上集体业绩说明会的公告
Investor Presentation Classification · 90% confidence The document is an announcement about the company's participation in an online collective earnings explanation meeting organized by securities associations. It mentions the date and time of the event, the platform for investor interaction, and the involvement of company executives to answer questions about the 2023 operating results. The document does not contain actual financial data or detailed financial statements, nor is it a transcript of the event. It is a notice informing investors about the upcoming event, which aligns with the category of an Investor Presentation (IP) since it focuses on financial performance and investor communication through a presentation format.
2024-05-20 Chinese
2023年年度权益分派实施公告
Notice of Dividend Amount Classification · 100% confidence The document is an announcement regarding the implementation of the 2023 annual equity distribution (dividend) plan approved at the 2023 Annual General Meeting. It details the dividend amount, payment dates, record dates, and the method of distribution to shareholders. It does not contain full financial statements or comprehensive financial performance data, but rather focuses on the dividend distribution specifics. This matches the definition of a Notice of Dividend Amount (DIV) filing, which announces dividend amounts, payment dates, and details for shareholders.
2024-05-16 Chinese
第十一届董事会2024年第三次临时会议决议公告
Board/Management Information Classification · 100% confidence The document is a formal announcement of the resolutions passed at a board meeting of Dongbei Securities Co., Ltd. It details the convening of the 11th Board's third extraordinary meeting in 2024, including attendance, voting results, and election of a board committee member. There is no financial data, no mention of annual or interim reports, earnings, or other financial disclosures. The content focuses on board decisions and management appointments. Therefore, it fits the category of Board/Management Information (MANG). The document length is short and it is not an announcement of a report publication but a substantive announcement of board decisions.
2024-05-09 Chinese
北京德恒律师事务所关于东北证券股份有限公司2023年度股东大会的法律意见
Declaration of Voting Results & Voting Rights Announcements Classification · 95% confidence The document is a legal opinion issued by a law firm regarding the legality and procedural compliance of the 2023 Annual General Meeting (AGM) of Northeast Securities Co., Ltd. It details the convening, attendance, voting procedures, and results of the AGM. The document does not contain the actual annual report or financial statements but rather focuses on the legal validation of the AGM process and voting outcomes. This type of document is typically classified as Declaration of Voting Results & Voting Rights Announcements (DVA) because it reports on the official voting results and legality of the shareholder meeting proceedings.
2024-05-09 Chinese

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