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INDUSTRIAL SECURITIES CO.,LTD. — Investor Relations & Filings

Ticker · 601377 ISIN · CNE100000V95 LEI · 300300E1011435000093 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,651 across all filing types
Latest filing 2021-08-24 Capital/Financing Update
Country CN China
Listing Shanghai Stock Exchange 601377

About INDUSTRIAL SECURITIES CO.,LTD.

https://mobile.xyzq.cn/

Industrial Securities Co., Ltd. is a comprehensive financial services provider specializing in capital market activities. The firm offers integrated solutions including securities brokerage, investment banking, asset management, and proprietary trading. Its investment banking division provides underwriting and sponsorship services for equity and debt offerings, alongside strategic financial advisory for mergers and acquisitions. The company also manages diverse investment portfolios through its asset management arm and provides institutional services such as research, margin trading, and short selling. Serving a broad client base of individual and institutional investors, the firm focuses on delivering professional financial consulting and wealth management services. It maintains a robust infrastructure for trading and investment research to support market participation and capital allocation.

Recent filings

Filing Released Lang Actions
兴业证券第五届董事会第四十次会议决议公告
Capital/Financing Update Classification · 95% confidence The document is a detailed announcement of resolutions passed at a board meeting of a company regarding a proposed rights issue (配股) to raise capital. It includes voting results, descriptions of the proposed share issuance, pricing, use of proceeds, and plans for shareholder meetings to approve the proposals. The document is not a full financial report but rather a formal announcement of board decisions related to capital raising and the upcoming shareholder meeting. It does not contain financial statements or detailed financial analysis but focuses on corporate actions and approvals. This fits the category of a Capital/Financing Update (CAP), which covers updates on company fundraising and capital structure changes. The document length is about 4000 characters, which is consistent with an announcement rather than a full report. Therefore, the appropriate classification is CAP with high confidence.
2021-08-24 Chinese
兴业证券2021年第一次临时股东大会资料
AGM Information Classification · 95% confidence The document is titled as materials for the "2021 First Extraordinary General Meeting" of 兴业证券股份有限公司 (Industrial Securities Co., Ltd.). It contains detailed agenda, meeting instructions, and multiple proposals related to a rights issue (配股) or share offering to existing shareholders. The content includes legal and regulatory compliance statements referencing Chinese securities laws and regulations, detailed descriptions of the share issuance plan, pricing, subscription rights, and use of proceeds. It also includes financial data such as consolidated balance sheets and profit statements for multiple years, audited by reputable accounting firms. The document is comprehensive and clearly intended as materials for a shareholders meeting to approve a capital raising via rights issue. Given the nature of the document as detailed meeting materials for a shareholders meeting, including agenda, proposals, and supporting financial and legal information, it fits the definition of AGM Information (AGM-R). It is not a full annual report (10-K), nor a standalone audit report (AR), nor a capital/financing update (CAP) in the sense of a brief announcement. It is not a proxy solicitation or voting results announcement. It is a detailed presentation of the meeting agenda and proposals for the shareholders' vote. The document length (15,000 characters) and detailed content confirm it is the meeting materials themselves, not just an announcement of a report. Therefore, the correct classification is AGM Information (AGM-R).
2021-08-24 Chinese
兴业证券前次募集资金使用情况的鉴证报告
Audit Report / Information Classification · 95% confidence The document is a verification report issued by KPMG Huazhen LLP regarding the use of previously raised funds by 兴业证券股份有限公司 (Industrial Securities Co., Ltd.) as of June 30, 2021. It references compliance with the China Securities Regulatory Commission's regulations on the use of previously raised funds. The document includes detailed information about the fundraising, the use of funds, and an auditor's opinion on the accuracy and completeness of the report. It is not a full annual or interim financial report but a specialized audit/assurance report on the use of capital raised in a prior fundraising event. This fits the definition of an Audit Report / Information (AR) as it is a standalone audit report related to the use of funds and compliance with regulatory requirements, not a full annual report or earnings release. The document length (7925 characters) and content confirm it is the report itself, not just an announcement or certification letter. Therefore, the correct classification is AR with high confidence.
2021-08-24 Chinese
兴业证券关于公司前次募集资金使用情况的专项报告
Capital/Financing Update Classification · 95% confidence The document is titled as a "专项报告" (special report) on the usage of previously raised funds by 兴业证券股份有限公司 (Industrial Securities Co., Ltd.). It references regulatory requirements from the China Securities Regulatory Commission (CSRC) regarding the reporting of the use of previously raised funds within five accounting years. The document details the amount of funds raised, the dates of receipt, the banks involved, and the actual usage of the funds up to June 30, 2021. It also includes a verification report from an accounting firm (Deloitte) and a detailed table comparing the committed and actual investment amounts. The content is focused on the specific use and status of previously raised capital, which aligns with a report on capital usage rather than a general annual or interim financial report. This type of document is a specialized report on capital usage and fundraising compliance, which fits best under the category "Capital/Financing Update (CAP)" as it provides an update on the use of capital raised in a prior financing event. The document length is substantial (15,000 characters), and it contains detailed financial data and analysis related to capital usage, not just an announcement or certification, so it is not RPA or RNS. Therefore, the classification is CAP with high confidence.
2021-08-24 Chinese
兴业证券独立董事关于公司配股公开发行证券事项的独立意见
Capital/Financing Update Classification · 95% confidence The document is an independent opinion from the independent directors of 兴业证券股份有限公司 regarding a proposed rights issue (配股) for public offering of securities. It references compliance with relevant laws and regulations, fairness of pricing, and the use of raised funds. The document is short (788 characters) and focuses on the independent directors' opinion on a capital raising event rather than the full details of the capital raising or financial statements. This fits the category of a Capital/Financing Update (CAP), which covers updates on company fundraising and capital structure changes. It is not an Annual Report, Audit Report, or Regulatory Filing, nor is it a report publication announcement. Therefore, the best classification is CAP with high confidence.
2021-08-24 Chinese
兴业证券关于公司符合配股条件的说明
Capital/Financing Update Classification · 95% confidence The document is an official announcement from a company (兴业证券股份有限公司) regarding its compliance with conditions for a rights issue (配股), which is a form of share issuance to existing shareholders. The text extensively references relevant laws and regulations governing securities issuance, company law, and regulatory requirements for share offerings. It details the company's qualifications and compliance for conducting a share placement to original shareholders. There is no financial statement or report data, but rather a regulatory compliance statement related to capital raising. This fits the category of a Capital/Financing Update (CAP), as it concerns the company's fundraising activity and capital structure changes through a rights issue.
2021-08-24 Chinese

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