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INDUSTRIAL SECURITIES CO.,LTD. — Investor Relations & Filings

Ticker · 601377 ISIN · CNE100000V95 LEI · 300300E1011435000093 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,651 across all filing types
Latest filing 2021-10-29 Interim / Quarterly Rep…
Country CN China
Listing Shanghai Stock Exchange 601377

About INDUSTRIAL SECURITIES CO.,LTD.

https://mobile.xyzq.cn/

Industrial Securities Co., Ltd. is a comprehensive financial services provider specializing in capital market activities. The firm offers integrated solutions including securities brokerage, investment banking, asset management, and proprietary trading. Its investment banking division provides underwriting and sponsorship services for equity and debt offerings, alongside strategic financial advisory for mergers and acquisitions. The company also manages diverse investment portfolios through its asset management arm and provides institutional services such as research, margin trading, and short selling. Serving a broad client base of individual and institutional investors, the firm focuses on delivering professional financial consulting and wealth management services. It maintains a robust infrastructure for trading and investment research to support market participation and capital allocation.

Recent filings

Filing Released Lang Actions
兴业证券2021年第三季度报告
Interim / Quarterly Report Classification · 100% confidence The document is titled "2021 年第三季度报告" which translates to "2021 Third Quarter Report." It contains detailed financial data including income statements, balance sheets, cash flow statements, and notes for the third quarter of 2021. The document explicitly states it is a quarterly report and includes unaudited financial statements for the quarter ending September 30, 2021. The length of the document (15,000 characters) and the presence of comprehensive financial data confirm it is a full interim/quarterly financial report rather than a brief announcement or certification. Therefore, the document fits the definition of an Interim / Quarterly Report (IR). 9M 2021
2021-10-29 Chinese
兴业证券关于配股公开发行申请获中国证监会受理的公告
Capital/Financing Update Classification · 95% confidence The document is a short announcement from a company (兴业证券股份有限公司) stating that its application for a public offering of shares (配股公开发行申请) has been accepted for review by the China Securities Regulatory Commission (中国证监会). It mentions that the application materials are complete and that the company will disclose further information as required. The document is brief (448 characters) and does not contain financial statements or detailed financial data. It is an update on a capital raising process, specifically about the acceptance of the application for a share issuance. Therefore, it fits best under the category of Capital/Financing Update (CAP).
2021-10-25 Chinese
兴业证券2021年第一次临时股东大会决议公告
Declaration of Voting Results & Voting Rights Announcements Classification · 95% confidence The document is a detailed announcement of the resolutions passed at the 2021 first extraordinary general meeting (临时股东大会) of 兴业证券股份有限公司. It includes voting results for multiple proposals related to a rights issue (配股), such as issuance conditions, pricing, allotment, and authorization for the board to handle related matters. The document also includes attendance details, legal witness statements, and confirmation of the meeting's legality and validity. This is a formal announcement of shareholder voting results at a general meeting, not a full report or presentation. Therefore, it fits the category of Declaration of Voting Results & Voting Rights Announcements (DVA). The document length is sufficient and contains detailed voting data, confirming it is not a mere announcement of a report publication or a regulatory filing. Hence, the classification is DVA with high confidence.
2021-09-09 Chinese
国浩律师（上海）事务所关于兴业证券股份有限公司2021 年第一次临时股东大会的法律意见书
AGM Information Classification · 95% confidence The document is a legal opinion letter from a law firm regarding the legality and validity of the procedures, attendance, and voting results of a specific shareholders' meeting (the 2021 first extraordinary general meeting) of a company. It details the convening, attendance, voting procedures, and resolutions passed at the shareholders' meeting. It does not contain financial statements or financial performance data, nor is it a transcript or presentation. It is not an announcement of voting results but a legal opinion on the meeting's compliance and validity. This type of document is typically classified under AGM Information (AGM-R), as it relates to materials shared or issued in connection with a shareholders' meeting, specifically the legal opinion on the AGM proceedings.
2021-09-09 Chinese
兴业证券2021年度第三期短期融资券兑付完成的公告
Capital/Financing Update Classification · 95% confidence The document is a short announcement regarding the completion of payment (redemption) of a short-term financing bond issued by the company. It includes details such as issuance date, amount, interest rate, maturity, and confirmation of payment completion. The document length is only 457 characters, indicating it is a brief notice rather than a detailed financial report. This fits the category of Capital/Financing Update (CAP), which covers updates on company fundraising and financing activities. It is not an Annual Report, Interim Report, or Earnings Release, nor is it a regulatory filing or report publication announcement. Therefore, the correct classification is CAP.
2021-09-08 Chinese
兴业证券关于控股股东承诺全额认购可配售股份的公告
Capital/Financing Update Classification · 95% confidence The document is a short announcement (719 characters) regarding the controlling shareholder's commitment to fully subscribe to the company's allotable shares. It mentions the need for shareholder meeting approval and regulatory approval by the China Securities Regulatory Commission. There is no detailed financial data or report content, only a statement of commitment related to a capital raising event (share allotment). This fits the category of Capital/Financing Update (CAP) rather than a full report or regulatory filing. The document is not a report publication announcement or certification, but a formal announcement of a financing commitment.
2021-09-01 Chinese

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