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INDUSTRIAL SECURITIES CO.,LTD. — Investor Relations & Filings

Ticker · 601377 ISIN · CNE100000V95 LEI · 300300E1011435000093 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,651 across all filing types
Latest filing 2022-03-17 Capital/Financing Update
Country CN China
Listing Shanghai Stock Exchange 601377

About INDUSTRIAL SECURITIES CO.,LTD.

https://mobile.xyzq.cn/

Industrial Securities Co., Ltd. is a comprehensive financial services provider specializing in capital market activities. The firm offers integrated solutions including securities brokerage, investment banking, asset management, and proprietary trading. Its investment banking division provides underwriting and sponsorship services for equity and debt offerings, alongside strategic financial advisory for mergers and acquisitions. The company also manages diverse investment portfolios through its asset management arm and provides institutional services such as research, margin trading, and short selling. Serving a broad client base of individual and institutional investors, the firm focuses on delivering professional financial consulting and wealth management services. It maintains a robust infrastructure for trading and investment research to support market participation and capital allocation.

Recent filings

Filing Released Lang Actions
兴业证券关于非公开发行公司债券获得上海证券交易所挂牌转让无异议函的公告
Capital/Financing Update Classification · 95% confidence The document is an announcement from 兴业证券股份有限公司 regarding the receipt of a 'no objection letter' from the Shanghai Stock Exchange for a non-public issuance of corporate bonds. It confirms compliance with listing conditions and the validity period of the letter. The document is short (508 characters) and serves as a formal notification about a financing activity rather than a detailed financial report or audit. It does not contain financial statements or detailed analysis but rather an update on capital raising activities. Therefore, it fits best under the category of Capital/Financing Update (CAP).
2022-03-17 Chinese
兴业证券公告
Regulatory Filings Classification · 95% confidence The document is a short announcement from 兴业证券股份有限公司 (Industrial Securities Co., Ltd.) regarding recent stock price fluctuations and a summary of key financial data for the year 2021. It explicitly states that the financial data is unaudited and that the official 2021 Annual Report contains the audited figures. The document is only 580 characters long and serves as a public statement or clarification rather than the full annual report itself. It also includes a disclaimer about the accuracy and completeness of the announcement. Given the short length and the nature of the content, this fits the criteria of a Regulatory Filing (RNS) rather than a full Annual Report (10-K) or Report Publication Announcement (RPA).
2022-03-09 Chinese
兴业证券2021年度业绩快报公告
Earnings Release Classification · 95% confidence The document is titled '2021 年度业绩快报公告' which translates to '2021 Annual Performance Express Announcement'. It contains preliminary financial data for the year 2021, including revenue, profit, net assets, and other key financial metrics. The data is explicitly stated as preliminary and unaudited, with a note that the final audited data will be disclosed in the company's 2021 Annual Report. The document is relatively short (2099 characters) and serves as a quick earnings summary rather than a full detailed report. It does not contain comprehensive financial statements or detailed analysis typical of a full Annual Report (10-K). Instead, it is an initial announcement of yearly financial results, which aligns with the definition of an Earnings Release (ER). Therefore, the document should be classified as an Earnings Release (ER). FY 2021
2022-03-01 Chinese
兴业证券关于员工持股计划存续期即将届满的提示性公告
Regulatory Filings Classification · 95% confidence The document is a short announcement regarding the expiration of an employee stock ownership plan (员工持股计划) for the company 兴业证券股份有限公司. It provides details about the stock purchase, plan duration, and current holdings, but does not contain financial statements or detailed financial analysis. It is an update on a specific corporate action related to employee stock plans, not a full report or financial disclosure. The document length is only 1102 characters, indicating it is a brief announcement rather than a comprehensive report. Therefore, it fits best under Regulatory Filings (RNS), which is the fallback category for miscellaneous regulatory announcements that do not fit other specific categories.
2022-02-16 Chinese
关于兴业证券股份有限公司配股申请文件二次反馈意见的回复
Capital/Financing Update Classification · 95% confidence The document is a detailed response to the China Securities Regulatory Commission's (CSRC) second feedback on the application for a rights issue (配股) by Industrial Securities Co., Ltd. It includes extensive financial data, impairment loss details on repurchase financial assets, accounting treatment explanations, and compliance with securities issuance regulations. The content is focused on addressing regulatory feedback related to a capital raising process, specifically a rights issue, with detailed financial disclosures and audit confirmations. This aligns with a Capital/Financing Update (CAP) filing, as it pertains to updates and clarifications on the company's capital raising application and related financial matters. The document is lengthy (15,000 characters) and contains substantive financial and regulatory information, not merely an announcement or certification. Therefore, the appropriate classification is Capital/Financing Update (CAP).
2022-01-28 Chinese
兴业证券关于《中国证监会行政许可项目审查二次反馈意见通知书》反馈意见回复的公告
Regulatory Filings Classification · 95% confidence The document is a public announcement from a company (兴业证券股份有限公司) regarding its response to a second feedback notice from the China Securities Regulatory Commission (中国证监会) related to an administrative licensing project review. It mentions the company's reply to the feedback and the uncertainty about approval of a share allotment (配股) matter. The document is short (666 characters) and serves as a disclosure or update on regulatory feedback and the company's compliance and next steps. It does not contain financial statements, detailed financial data, or full report content. It is an announcement related to regulatory feedback and share allotment application progress, not a full report or financial filing. Therefore, it fits best under Regulatory Filings (RNS), which covers general regulatory announcements and compliance documents that do not fit other categories.
2022-01-28 Chinese

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