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INDUSTRIAL SECURITIES CO.,LTD. — Investor Relations & Filings

Ticker · 601377 ISIN · CNE100000V95 LEI · 300300E1011435000093 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,651 across all filing types
Latest filing 2022-03-30 Audit Report / Informat…
Country CN China
Listing Shanghai Stock Exchange 601377

About INDUSTRIAL SECURITIES CO.,LTD.

https://mobile.xyzq.cn/

Industrial Securities Co., Ltd. is a comprehensive financial services provider specializing in capital market activities. The firm offers integrated solutions including securities brokerage, investment banking, asset management, and proprietary trading. Its investment banking division provides underwriting and sponsorship services for equity and debt offerings, alongside strategic financial advisory for mergers and acquisitions. The company also manages diverse investment portfolios through its asset management arm and provides institutional services such as research, margin trading, and short selling. Serving a broad client base of individual and institutional investors, the firm focuses on delivering professional financial consulting and wealth management services. It maintains a robust infrastructure for trading and investment research to support market participation and capital allocation.

Recent filings

Filing Released Lang Actions
兴业证券2021年度内部控制评价报告
Audit Report / Information Classification · 95% confidence The document is titled '2021 年度内部控制评价报告' which translates to '2021 Annual Internal Control Evaluation Report'. It discusses the evaluation of the company's internal control effectiveness as of December 31, 2021, including financial and non-financial internal control defects, audit opinions, and corrective actions. The document is a detailed report on internal control evaluation, including audit results by an external auditor (KPMG Huazhen). It is not an announcement or a brief summary but a substantive report containing evaluation conclusions and standards. This type of document fits the category of Audit Report / Information (AR), as it is a standalone internal control evaluation report with audit opinions, not a full annual report or other filing types. FY 2021
2022-03-30 Chinese
兴业证券关于召开2021年度业绩暨现金分红说明会的公告
Investor Presentation Classification · 95% confidence The document is an announcement about a scheduled investor meeting to discuss the 2021 annual performance and cash dividend. It specifies the date, time, format (online interactive session), and participation details. It references that the 2021 annual report has already been disclosed on March 31, 2022, and this meeting is to explain and answer questions about that report. The document does not contain the actual financial data or detailed report itself but is an invitation and information about the upcoming investor presentation event. Therefore, it fits the category of an Investor Presentation (IP) announcement rather than the Annual Report (10-K) or Earnings Release (ER). The document length is short and focused on the meeting details, consistent with an Investor Presentation notice.
2022-03-30 Chinese
兴业证券第六届监事会第三次会议决议公告
Regulatory Filings Classification · 95% confidence The document is a resolution announcement from the Supervisory Board of Industrial Securities Co., Ltd. It details the approval of various reports related to the 2021 fiscal year, including the 2021 Annual Report and its summary, audit reports, compliance reports, internal control evaluation, profit distribution plan, and other related documents. The document states that these reports still need to be submitted to the shareholders' meeting for approval. The document is relatively short (1928 characters) and serves as an announcement of the Supervisory Board's meeting resolutions rather than the full annual report itself. It does not contain the full financial statements or detailed financial data but rather summaries and approvals of reports. Therefore, it is best classified as a Regulatory Filing (RNS) because it is an official announcement of meeting resolutions and report approvals, not the full Annual Report (10-K) or Audit Report (AR).
2022-03-30 Chinese
兴业证券独立董事关于第六届董事会第四次会议相关事项事前认可意见
Board/Management Information Classification · 95% confidence The document is a statement from independent directors providing prior approval opinions on matters to be discussed at the company's sixth board meeting. It references regulatory rules and company bylaws, and discusses approval of audit firm reappointment and related party transactions. The content is about board-level approvals and opinions rather than financial results, audit reports, or shareholder meeting materials. It does not contain financial statements or earnings data, nor is it a report or announcement of voting results. This fits best under Board/Management Information (MANG), which covers announcements of changes or opinions from the board or senior management.
2022-03-30 Chinese
兴业证券关于预计2022年日常关联交易的公告
Regulatory Filings Classification · 95% confidence The document is an announcement from 兴业证券股份有限公司 regarding the expected daily related party transactions for the year 2022. It details the nature, amounts, and counterparties of these related party transactions, including historical data from 2021 and projections for 2022. The document includes tables of transaction categories, amounts, and descriptions, and discusses compliance with relevant laws and governance procedures. It is not a full financial report but rather a regulatory announcement about related party transactions that will be submitted for shareholder approval. The document length is about 5,324 characters, which is sufficient for a detailed announcement but does not contain comprehensive financial statements or management discussion typical of annual or interim reports. It is not a certification or a proxy solicitation. Therefore, the document best fits the category of a Regulatory Filing (RNS), as it is a regulatory announcement about related party transactions that does not fit other more specific categories.
2022-03-30 Chinese
兴业证券关于续聘会计师事务所的公告
Regulatory Filings Classification · 95% confidence The document is an announcement regarding the reappointment of an accounting firm (KPMG Huazhen) to provide audit services for the company's 2022 financial report and internal control audit. It details the qualifications, independence, and audit fees related to the accounting firm, as well as the approval process by the board and independent directors. The document does not contain any actual audit report, financial statements, or audit results, but rather is a formal announcement about the selection and continuation of the audit firm. Therefore, it is not an Audit Report (AR) itself but an announcement related to audit services. Given the nature and content, this fits best under Regulatory Filings (RNS), which is the fallback category for announcements that do not fit other specific categories and are not full reports themselves. The document length is about 2500 characters, which is relatively short and consistent with an announcement rather than a full report.
2022-03-30 Chinese

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