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INDUSTRIAL SECURITIES CO.,LTD. — Investor Relations & Filings

Ticker · 601377 ISIN · CNE100000V95 LEI · 300300E1011435000093 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,651 across all filing types
Latest filing 2021-12-08 Board/Management Inform…
Country CN China
Listing Shanghai Stock Exchange 601377

About INDUSTRIAL SECURITIES CO.,LTD.

https://mobile.xyzq.cn/

Industrial Securities Co., Ltd. is a comprehensive financial services provider specializing in capital market activities. The firm offers integrated solutions including securities brokerage, investment banking, asset management, and proprietary trading. Its investment banking division provides underwriting and sponsorship services for equity and debt offerings, alongside strategic financial advisory for mergers and acquisitions. The company also manages diverse investment portfolios through its asset management arm and provides institutional services such as research, margin trading, and short selling. Serving a broad client base of individual and institutional investors, the firm focuses on delivering professional financial consulting and wealth management services. It maintains a robust infrastructure for trading and investment research to support market participation and capital allocation.

Recent filings

Filing Released Lang Actions
兴业证券第六届董事会第一次会议决议公告
Board/Management Information Classification · 95% confidence The document is an announcement of the resolutions passed at the first meeting of the sixth board of directors of 兴业证券股份有限公司. It details the election of the board chairman and the composition of various board committees. There is no financial data, no mention of annual or quarterly reports, no audit information, and no shareholder voting results beyond board committee appointments. The content clearly relates to changes and appointments in the company's board and management structure. Therefore, the document fits the category of Board/Management Information (MANG). The document length is short and it is not a report publication announcement or certification. Hence, the classification is MANG with high confidence.
2021-12-08 Chinese
兴业证券2021年第二次临时股东大会决议公告
Declaration of Voting Results & Voting Rights Announcements Classification · 100% confidence The document is a detailed announcement of the resolutions passed at the 2021 second extraordinary general meeting of shareholders of 兴业证券股份有限公司. It includes voting results for various board and supervisory board member elections and amendments to the company bylaws, as well as legal witness statements confirming the validity of the meeting and voting process. The content focuses on the official results of shareholder votes at a general meeting, which matches the definition of Declaration of Voting Results & Voting Rights Announcements (DVA). The document length is about 4786 characters, which is sufficient to contain detailed voting results rather than just an announcement of a report publication. Therefore, the correct classification is DVA.
2021-12-08 Chinese
兴业证券关于变更公司章程的公告
Governance Information Classification · 95% confidence The document is an announcement regarding amendments to the company's articles of association (公司章程). It details changes approved at a shareholders' meeting and includes a comparison table of old and new clauses. The content focuses on governance structure changes, committee responsibilities, and ESG integration. There are no financial statements, earnings data, or audit information. The document is not a full report but an official announcement of changes to governance documents. Therefore, it fits best under Governance Information (CGR). The document length is 2668 characters, which is relatively short but contains substantive governance content, not just a notice or link to a report, so it is not a Report Publication Announcement (RPA).
2021-12-08 Chinese
兴业证券关于股东权益变动的提示性公告
Major Shareholding Notification Classification · 95% confidence The document is an announcement regarding a change in shareholder equity, specifically a transfer of shares among existing shareholders without affecting the controlling shareholder or actual controller. It details the number of shares transferred and the impact on shareholding percentages. There is no indication of a full financial report, audit, or earnings release. The content fits the description of a Major Shareholding Notification, as it informs about changes in significant share ownership levels. The document length is short and focused on shareholding changes, not a full report or announcement of a report publication.
2021-11-29 Chinese
关于兴业证券股份有限公司配股申请文件反馈意见的回复
Capital/Financing Update Classification · 95% confidence The document is a detailed response to regulatory feedback from the China Securities Regulatory Commission (CSRC) regarding a proposed rights issue (配股) by Industrial Securities Co., Ltd. It includes extensive information on the share issuance plan, approvals by the board and shareholders, regulatory opinions, and legal and accounting verifications. The content focuses on the capital raising process, share allocation, legal compliance, and related procedural matters. This is clearly an update on a capital raising activity, specifically a rights issue, with detailed explanations and confirmations from intermediaries and legal counsel. It is not a full annual or interim financial report, nor an earnings release or audit report. It is not a proxy statement or voting results announcement. The document is substantive and lengthy, not a brief announcement or certification. Therefore, the most appropriate classification is Capital/Financing Update (CAP).
2021-11-29 Chinese
兴业证券关于《中国证监会行政许可项目审查一次反馈意见通知书》反馈意见回复的公告
Regulatory Filings Classification · 95% confidence The document is an announcement from a company (兴业证券股份有限公司) regarding its response to feedback from the China Securities Regulatory Commission (中国证监会) on an administrative licensing project review. It mentions the company's reply to feedback on a share allotment application and the uncertainty of approval. The document is short (601 characters) and primarily serves as a public disclosure of the company's reply to regulatory feedback, not the actual detailed report or financial data. It also states that the company will continue to disclose further progress. This fits the profile of a Regulatory Filing (RNS), as it is a regulatory announcement and does not contain financial statements or detailed report content. It is not a full report, earnings release, or capital update but a regulatory compliance disclosure.
2021-11-29 Chinese

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