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Hongta Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 601236 ISIN · CNE100003PY7 LEI · 300300E1004853000006 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 815 across all filing types
Latest filing 2022-02-14 Share Issue/Capital Cha…
Country CN China
Listing Shanghai Stock Exchange 601236

About Hongta Securities Co.,Ltd.

https://www.hongtastock.com/

Hongta Securities Co., Ltd. provides a broad spectrum of financial services, focusing on securities brokerage, investment banking, and asset management. The firm facilitates capital market transactions through underwriting and sponsorship of equity and debt instruments, alongside providing strategic financial advisory for corporate restructurings and acquisitions. Its service portfolio includes proprietary trading, margin trading, and short selling, catering to both retail and institutional investors. Additionally, the company offers specialized investment consulting and wealth management solutions. By integrating professional research with execution capabilities, the firm supports client objectives in investment and financing. The operational structure is designed to manage diverse financial products while maintaining a focus on risk management and regulatory compliance within the capital markets.

Recent filings

Filing Released Lang Actions
红塔证券股份有限公司股份解除质押公告
Share Issue/Capital Change Classification · 95% confidence The document is a formal announcement regarding the release of pledged shares by a major shareholder of the company. It includes specific details about the number of shares released from pledge, the shareholder involved, and the remaining pledged shares. The document is short (805 characters) and focuses on share pledge status rather than financial results, management changes, or regulatory filings. This fits the category of a Share Issue/Capital Change announcement, specifically related to share pledge status changes, which falls under the 'SHA' code for share capital changes. It is not a full financial report, management change, or voting result announcement.
2022-02-14 Chinese
北京德恒（昆明）律师事务所关于红塔证券股份有限公司2022 年第一次临时股东大会的法律意见
Legal Proceedings Report Classification · 95% confidence The document is a legal opinion issued by a law firm regarding the convening, attendance, and voting procedures of a company's 2022 first extraordinary general meeting (临时股东大会). It details the legality and validity of the meeting process and voting results. It is not a report of the meeting itself, nor an announcement of voting results, but a legal opinion on the meeting's compliance with laws and company articles. This type of document fits best under Legal Proceedings Report (LTR) as it relates to legal opinions on corporate governance matters and compliance with regulations for shareholder meetings.
2022-02-09 Chinese
红塔证券股份有限公司关于公司董事任职的公告
Board/Management Information Classification · 100% confidence The document is an announcement regarding the appointment of new directors to the company's board, specifying the names, effective dates, and regulatory compliance related to their appointments. It does not contain financial data, audit information, or meeting materials, but focuses solely on changes in the company's board of directors. Therefore, it fits the category of Board/Management Information (MANG). The document length is short and it is not a report or presentation but an official announcement of management changes.
2022-02-09 Chinese
红塔证券股份有限公司2022年第一次临时股东大会决议公告
Declaration of Voting Results & Voting Rights Announcements Classification · 100% confidence The document is titled as a resolution announcement for the 2022 first extraordinary general meeting of shareholders of Hongta Securities Co., Ltd. It details the meeting date, location, attendance, voting results for director elections, and legal witness statements. The content focuses on the official announcement of voting results from a shareholders' meeting rather than the meeting materials or presentations themselves. The document length is relatively short (2258 characters) and it is a formal announcement of the voting outcomes. Therefore, it fits the category of Declaration of Voting Results & Voting Rights Announcements (DVA).
2022-02-09 Chinese
红塔证券股份有限公司股份解除质押公告
Share Issue/Capital Change Classification · 95% confidence The document is a short announcement regarding the release of pledged shares by a shareholder of the company. It includes specific details about the number of shares released from pledge, shareholder information, and dates. There is no financial data, no detailed report, and no mention of a full report being attached or published. The content fits the description of a share issue or capital change announcement related to share pledges being released. Therefore, the document is best classified as a Share Issue/Capital Change (SHA) filing.
2022-01-24 Chinese
红塔证券股份有限公司关于召开2022年第一次临时股东大会的通知
Proxy Solicitation & Information Statement Classification · 100% confidence The document is a detailed notice about convening the 2022 first extraordinary general meeting of shareholders for Hongta Securities Co., Ltd. It includes information about the meeting date, voting methods, agenda items (such as election of directors), voting procedures, attendance registration, and related attachments like proxy forms and cumulative voting explanations. There is no financial data or results reported, nor is it a transcript or presentation. It is clearly a formal announcement and notice for a shareholders meeting, not the meeting materials or results themselves. This fits the definition of a Proxy Solicitation & Information Statement (PSI), which are materials sent to shareholders to provide information and request votes for meetings.
2022-01-13 Chinese

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