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Hongta Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 601236 ISIN · CNE100003PY7 LEI · 300300E1004853000006 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 815 across all filing types
Latest filing 2022-03-30 Audit Report / Informat…
Country CN China
Listing Shanghai Stock Exchange 601236

About Hongta Securities Co.,Ltd.

https://www.hongtastock.com/

Hongta Securities Co., Ltd. provides a broad spectrum of financial services, focusing on securities brokerage, investment banking, and asset management. The firm facilitates capital market transactions through underwriting and sponsorship of equity and debt instruments, alongside providing strategic financial advisory for corporate restructurings and acquisitions. Its service portfolio includes proprietary trading, margin trading, and short selling, catering to both retail and institutional investors. Additionally, the company offers specialized investment consulting and wealth management solutions. By integrating professional research with execution capabilities, the firm supports client objectives in investment and financing. The operational structure is designed to manage diverse financial products while maintaining a focus on risk management and regulatory compliance within the capital markets.

Recent filings

Filing Released Lang Actions
红塔证券股份有限公司2021年度审计报告
Audit Report / Information Classification · 100% confidence The document is titled as an "审计报告" which translates to "Audit Report" for the fiscal year 2021. It contains detailed financial statements including consolidated and parent company balance sheets, profit and loss statements, cash flow statements, changes in equity, and extensive notes to the financial statements. The report is issued by a certified public accounting firm with an unqualified opinion (无保留意见). The content includes audit opinions, basis for opinions, key audit matters, responsibilities of management and auditors, and detailed financial data. The length of the document (15,000 characters) and the presence of full financial statements confirm it is the actual audit report, not just an announcement or certification. Therefore, the document fits the category of Audit Report / Information (AR).
2022-03-30 Chinese
东吴证券股份有限公司关于红塔证券股份有限公司2021年度募集资金存放与使用情况的专项核查报告
Audit Report / Information Classification · 95% confidence The document is a detailed report on the storage and usage of raised funds (募集资金存放与使用情况的专项核查报告) for the fiscal year 2021 by Hongta Securities Co., Ltd. It includes specifics on the amount raised, management of the funds, actual usage, compliance with regulatory requirements, and an auditor's verification opinion. The document references regulatory guidelines and includes detailed financial tables on fund usage and balances. This type of document is a specialized audit or verification report focusing on the use of raised capital, not a full annual report or earnings release. It fits the category of an Audit Report / Information (AR) because it is a standalone audit-related report on the use of funds, including auditor's opinions and compliance checks, but not a full annual report or interim financial report.
2022-03-30 Chinese
红塔证券股份有限公司2021年度内部控制评价报告
Audit Report / Information Classification · 95% confidence The document is titled '2021 年度内部控制评价报告' which translates to '2021 Annual Internal Control Evaluation Report'. It discusses the evaluation of the company's internal control effectiveness as of December 31, 2021, including financial and non-financial internal control defects, audit opinions, and corrective actions. The document is detailed and contains substantive information about internal control evaluation, audit results, and management responsibilities. It is not a brief announcement or a certification letter but a comprehensive report on internal control evaluation. This type of document fits best under the category of Audit Report / Information (AR), as it focuses on internal control evaluation and audit results rather than a full annual report or other categories. FY 2021
2022-03-30 Chinese
红塔证券股份有限公司2021年年度报告摘要
Annual Report Classification · 95% confidence The document is titled as the "2021 年年度报告摘要" which translates to "2021 Annual Report Summary." It contains detailed financial data for the year 2021, including total assets, net profit, earnings per share, and quarterly breakdowns. It also includes business segment descriptions, shareholder information, and bond details. The presence of comprehensive financial statements and management discussion indicates this is a full annual report rather than a brief announcement or summary notice. The length of the document (6679 characters) and the detailed financial and operational data confirm it is the actual annual report content, not just an announcement or summary. Therefore, the document fits the definition of an Annual Report (10-K). FY 2021
2022-03-30 Chinese
红塔证券股份有限公司内部控制审计报告
Audit Report / Information Classification · 95% confidence The document is titled "内部控制审计报告" (Internal Control Audit Report) for the year ending December 31, 2021, issued by an accounting firm (信永中和会计师事务所) and addressed to the shareholders of 红塔证券股份有限公司. It contains detailed audit opinions on the effectiveness of the company's internal control over financial reporting, references to relevant auditing standards and internal control guidelines, and includes an internal control evaluation report by the company itself. The document is about the audit of internal controls rather than the full annual financial statements or management discussion and analysis. It is a standalone audit report focused on internal control effectiveness, which fits the definition of an Audit Report / Information (AR). The document length (9457 characters) is sufficient to contain substantive content, not just an announcement or certification. Therefore, the appropriate classification is AR with high confidence.
2022-03-30 Chinese
红塔证券股份有限公司2021年年度利润分配方案公告
Notice of Dividend Amount Classification · 95% confidence The document is titled as a profit distribution plan announcement for the year 2021 by Hongta Securities Co., Ltd. It details the dividend per share, total dividend amount, and the decision-making process including board and supervisory opinions. It explicitly states it is a profit distribution scheme to be submitted to the shareholders' meeting for approval. The document is short (1434 characters) and focuses on dividend distribution details rather than full financial statements or comprehensive annual report content. This matches the definition of a Notice of Dividend Amount (DIV), which announces dividend amounts, payment dates, and related shareholder details. It is not an Annual Report (10-K) or Earnings Release (ER) because it lacks comprehensive financial data or earnings highlights. It is not a Report Publication Announcement (RPA) because it contains substantive dividend distribution content rather than just announcing a report's availability.
2022-03-30 Chinese

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