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Hongta Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 601236 ISIN · CNE100003PY7 LEI · 300300E1004853000006 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 815 across all filing types
Latest filing 2022-04-29 Regulatory Filings
Country CN China
Listing Shanghai Stock Exchange 601236

About Hongta Securities Co.,Ltd.

https://www.hongtastock.com/

Hongta Securities Co., Ltd. provides a broad spectrum of financial services, focusing on securities brokerage, investment banking, and asset management. The firm facilitates capital market transactions through underwriting and sponsorship of equity and debt instruments, alongside providing strategic financial advisory for corporate restructurings and acquisitions. Its service portfolio includes proprietary trading, margin trading, and short selling, catering to both retail and institutional investors. Additionally, the company offers specialized investment consulting and wealth management solutions. By integrating professional research with execution capabilities, the firm supports client objectives in investment and financing. The operational structure is designed to manage diverse financial products while maintaining a focus on risk management and regulatory compliance within the capital markets.

Recent filings

Filing Released Lang Actions
红塔证券股份有限公司第七届监事会第六次会议决议公告
Regulatory Filings Classification · 95% confidence The document is a resolution announcement from the Supervisory Board of Hongta Securities regarding the approval of the company's 2022 first quarter report and the reappointment of the accounting firm. It includes voting results and confirms compliance with relevant laws and regulations. The document does not contain the actual financial statements or detailed financial data of the quarterly report but rather the Supervisory Board's opinion and approval of the report. The document length is short (757 characters) and serves as an official announcement of the Supervisory Board's resolutions, not the report itself. Therefore, it fits best under Regulatory Filings (RNS) as a formal announcement related to regulatory compliance and internal governance, rather than an Interim/Quarterly Report (IR) which would contain substantive financial data.
2022-04-29 Chinese
红塔证券股份有限公司第七届董事会第八次会议决议公告
Board/Management Information Classification · 95% confidence The document is a board meeting resolution announcement from Hongta Securities, detailing decisions made at the 7th Board's 8th meeting, including the reappointment of the auditing firm and approval to submit the 2022 Q1 report for shareholder review. It includes voting results and confirms compliance with legal and regulatory requirements. The document is short (700 characters) and primarily announces board decisions rather than providing full financial statements or detailed reports. It is not the actual quarterly report but a board resolution related to it. Therefore, it fits best under Board/Management Information (MANG).
2022-04-29 Chinese
红塔证券股份有限公司独立董事关于续聘会计师事务所事项的独立意见
Audit Report / Information Classification · 95% confidence The document is an independent opinion from the independent directors of Hongta Securities Co., Ltd. regarding the reappointment of an accounting firm (audit firm). It discusses the qualifications and independence of the audit firm and supports submitting the reappointment proposal to the shareholders' meeting. The document is short (749 characters) and does not contain any financial statements or detailed audit results. It is essentially an opinion letter related to audit matters, not a full audit report or annual report. According to the classification rules, standalone audit opinions or related documents that are not full audit reports fall under Audit Report / Information (AR). FY 2021
2022-04-29 Chinese
红塔证券股份有限公司关于续聘会计师事务所的公告
Audit Report / Information Classification · 95% confidence The document is an announcement regarding the reappointment of an accounting firm (信永中和会计师事务所) as the auditor for the company's 2022 annual report audit. It includes details about the accounting firm, its qualifications, independence, audit fees, and the approval process by the board and independent directors. The document does not contain actual financial statements or audit results but is a formal announcement of the auditor appointment. The document length is 3201 characters, which is relatively short and consistent with an announcement rather than a full audit report. Therefore, this document fits the category of Audit Report / Information (AR) as it relates to audit information but is not the full annual report or audit report itself. However, since it is primarily an announcement of the auditor appointment and related approvals, it is best classified as an Audit Report / Information (AR) rather than a full Annual Report (10-K) or Regulatory Filing (RNS). FY 2022
2022-04-29 Chinese
红塔证券股份有限公司股票交易异常波动公告
Regulatory Filings Classification · 95% confidence The document is a public announcement from Hongta Securities Co., Ltd. regarding abnormal stock price fluctuations over three consecutive trading days, with a cumulative price drop of 20%. It includes the company's self-inspection results, confirmation of no undisclosed material information, risk warnings to investors, and a board statement confirming no undisclosed matters affecting stock price. The document is short (1177 characters) and serves as a regulatory disclosure about stock price abnormality and related risk, not a financial report or detailed analysis. It fits the category of a Regulatory Filing (RNS) as it is a general regulatory announcement about stock trading behavior and compliance with exchange rules, without substantive financial data or report content.
2022-04-28 Chinese
关于红塔证券股份有限公司股票交易异常波动问询函的回函
Regulatory Filings Classification · 95% confidence The document is a response letter to an inquiry about abnormal stock trading fluctuations from a securities company. It addresses the absence of significant undisclosed information or major corporate actions affecting stock price volatility. The content is a regulatory communication related to stock trading behavior and disclosure compliance, not a financial report, announcement of voting results, or management change. It is a regulatory filing type document that does not fit into other specific categories.
2022-04-28 Chinese

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