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Hongta Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 601236 ISIN · CNE100003PY7 LEI · 300300E1004853000006 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 815 across all filing types
Latest filing 2022-08-18 Governance Information
Country CN China
Listing Shanghai Stock Exchange 601236

About Hongta Securities Co.,Ltd.

https://www.hongtastock.com/

Hongta Securities Co., Ltd. provides a broad spectrum of financial services, focusing on securities brokerage, investment banking, and asset management. The firm facilitates capital market transactions through underwriting and sponsorship of equity and debt instruments, alongside providing strategic financial advisory for corporate restructurings and acquisitions. Its service portfolio includes proprietary trading, margin trading, and short selling, catering to both retail and institutional investors. Additionally, the company offers specialized investment consulting and wealth management solutions. By integrating professional research with execution capabilities, the firm supports client objectives in investment and financing. The operational structure is designed to manage diverse financial products while maintaining a focus on risk management and regulatory compliance within the capital markets.

Recent filings

Filing Released Lang Actions
红塔证券股份有限公司关联交易管理制度
Governance Information Classification · 95% confidence The document is titled as a management system for related party transactions of Hongta Securities Co., Ltd. It details the rules, principles, definitions, decision-making processes, disclosure requirements, and exemptions related to related party transactions. It references regulatory frameworks and internal governance procedures. The content is a governance and compliance policy document rather than a financial report, earnings release, or announcement. It does not contain financial statements or results, nor is it a notice or announcement of a report. It is a detailed governance-related document about internal rules and procedures for managing related party transactions, which fits the Governance Information (CGR) category.
2022-08-18 Chinese
红塔证券股份有限公司独立董事制度
Governance Information Classification · 95% confidence The document is a detailed policy document titled '红塔证券股份有限公司独立董事制度' which translates to 'Independent Director System of Hongta Securities Co., Ltd.' It outlines the rules, qualifications, duties, nomination, election, and protections of independent directors within the company. It references company laws, securities laws, and regulatory requirements, and includes procedural and governance details. There is no financial data, no earnings or audit information, no meeting minutes or voting results, no announcements of capital changes or legal proceedings. The content is focused on governance structure and internal rules regarding independent directors. Therefore, this document fits the category of Governance Information (CGR). The document length is 4549 characters, which is substantive and not a mere announcement or certification. Confidence is high due to the clear governance focus and detailed internal rules.
2022-08-18 Chinese
红塔证券股份有限公司关于公司监事会主席任职的公告
Board/Management Information Classification · 100% confidence The document is an announcement regarding the appointment of the chairman of the supervisory board (监事会主席) of the company. It references resolutions from the shareholders' meeting and supervisory board meeting, and provides details about the appointment and regulatory compliance. There is no financial data, no report attached or referenced as being published, and no mention of financial results or other report types. This fits the category of Board/Management Information (MANG), which covers announcements of changes in the company's board or senior management.
2022-08-18 Chinese
北京德恒（昆明）律师事务所关于红塔证券股份有限公司2022 年第二次临时股东大会的法律意见
Legal Proceedings Report Classification · 95% confidence The document is a legal opinion issued by a law firm regarding the convening, attendance, and voting procedures of the 2022 second extraordinary general meeting (临时股东大会) of Hongta Securities Co., Ltd. It details the legality and validity of the meeting process and resolutions passed. It does not contain financial statements or results, nor is it a report or announcement of financial performance. It is not a proxy solicitation or voting results announcement but a legal opinion on the meeting's compliance. Given the nature of the document as a legal opinion related to a shareholders' meeting, it best fits under Legal Proceedings Report (LTR).
2022-08-18 Chinese
红塔证券股份有限公司第七届监事会第八次会议决议公告
Board/Management Information Classification · 100% confidence The document is a formal announcement of a resolution passed at a supervisory board meeting of Hongta Securities Co., Ltd. It details the election of the chairman of the supervisory board, including voting results and meeting procedural compliance. There is no financial data, no mention of annual or interim reports, no audit information, and no regulatory filings beyond the announcement itself. The content fits the category of Board/Management Information as it concerns changes in the company's supervisory board leadership.
2022-08-18 Chinese
红塔证券股份有限公司2022年第二次临时股东大会决议公告
Declaration of Voting Results & Voting Rights Announcements Classification · 95% confidence The document is titled as a resolution announcement for the "2022 Second Extraordinary General Meeting of Shareholders" of Hongta Securities Co., Ltd. It details the meeting date, location, attendance, voting results on various proposals including reappointment of the accounting firm, amendments to internal governance documents, and election of board and supervisory members. The document includes voting percentages and legal witness statements confirming the legality of the meeting and voting process. There is no financial data or detailed financial performance analysis, nor is it a transcript or presentation. The document is an official announcement of the voting results from a shareholders' meeting, which fits the category of Declaration of Voting Results & Voting Rights Announcements (DVA). The document length is 3328 characters, which is consistent with an announcement rather than a full report. Therefore, the classification is DVA with high confidence.
2022-08-18 Chinese

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