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Hongta Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 601236 ISIN · CNE100003PY7 LEI · 300300E1004853000006 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 815 across all filing types
Latest filing 2022-07-22 Governance Information
Country CN China
Listing Shanghai Stock Exchange 601236

About Hongta Securities Co.,Ltd.

https://www.hongtastock.com/

Hongta Securities Co., Ltd. provides a broad spectrum of financial services, focusing on securities brokerage, investment banking, and asset management. The firm facilitates capital market transactions through underwriting and sponsorship of equity and debt instruments, alongside providing strategic financial advisory for corporate restructurings and acquisitions. Its service portfolio includes proprietary trading, margin trading, and short selling, catering to both retail and institutional investors. Additionally, the company offers specialized investment consulting and wealth management solutions. By integrating professional research with execution capabilities, the firm supports client objectives in investment and financing. The operational structure is designed to manage diverse financial products while maintaining a focus on risk management and regulatory compliance within the capital markets.

Recent filings

Filing Released Lang Actions
红塔证券股份有限公司董事会审计委员会议事规则
Governance Information Classification · 95% confidence The document is titled "董事会审计委员会议事规则" which translates to "Board Audit Committee Meeting Rules." It details the composition, responsibilities, meeting procedures, and operational guarantees of the audit committee under the board of directors. It references company governance, internal audit, external audit, and compliance with laws and regulations. There is no financial data, no report or results, no announcement of voting or dividends, no legal proceedings, no capital changes, no earnings or annual report content. The document is a governance-related internal rules document about the audit committee's operation and duties. Therefore, it fits best under Governance Information (CGR). The document length is 3827 characters, which is relatively short but contains substantive governance rules, not just an announcement or notice, so it is not RPA or RNS.
2022-07-22 Chinese
红塔证券股份有限公司第七届董事会第九次会议决议公告
Board/Management Information Classification · 95% confidence The document is a formal announcement of resolutions passed at a board meeting of Hongta Securities Co., Ltd. It includes details about the nomination of board candidates, amendments to various internal governance rules, and the scheduling of a shareholders' meeting. It also contains biographies of the nominated directors. There are no financial statements, earnings data, or audit information. The content focuses on board decisions and management changes, specifically the nomination of new directors and amendments to board-related rules. Therefore, this document fits the category of Board/Management Information (MANG). The document length is 2597 characters, which is consistent with a detailed announcement rather than a full report or presentation.
2022-07-22 Chinese
红塔证券股份有限公司2022年半年度业绩预告
Regulatory Filings Classification · 95% confidence The document is a performance forecast for the first half of 2022, providing estimated net profit figures and comparisons to the previous year. It explicitly states that the forecast is preliminary and unaudited, and that the final accurate financial data will be disclosed in the formal half-year report. The document length is short (1024 characters), and it serves as an announcement of expected financial results rather than a comprehensive financial report. Therefore, it is not an Interim/Quarterly Report (IR) itself but rather a performance forecast announcement. Given the nature and length, this fits best under Regulatory Filings (RNS) as a general regulatory announcement about earnings forecast, not a full earnings release or interim report.
2022-07-14 Chinese
东吴证券股份有限公司关于红塔证券股份有限公司部分首次公开发行限售股股票上市流通的核查意见
Audit Report / Information Classification · 95% confidence The document is titled as an opinion from Dongwu Securities Co., Ltd. regarding the listing and circulation of restricted shares from Hongta Securities Co., Ltd. It discusses the verification and compliance with relevant laws and regulations concerning the unlocking and circulation of restricted shares after an IPO. The document includes detailed information about shareholding, lock-up periods, shareholder commitments, and the verification opinion of the sponsoring institution. It is a formal verification or audit opinion related to the share circulation and compliance, not a full annual or interim financial report, nor an earnings release or management discussion. It is not a simple announcement but a detailed verification opinion from the sponsor regarding the share circulation compliance. This fits the category of an Audit Report / Information (AR), as it is a standalone audit/verification opinion related to regulatory compliance and share circulation, not a full annual report or other category. FY 2022
2022-06-27 Chinese
红塔证券股份有限公司部分首次公开发行限售股上市流通公告
Share Issue/Capital Change Classification · 100% confidence The document is an announcement regarding the listing and circulation of previously restricted shares following the company's initial public offering (IPO). It details the number of shares becoming freely tradable, the dates of circulation, shareholder commitments, and regulatory compliance confirmations. It does not contain financial statements or detailed financial performance data, nor is it a report or presentation. The document is a formal announcement about share capital changes related to the lifting of restrictions on shares. This fits the category of Share Issue/Capital Change (SHA), which covers announcements about new share issues, stock splits, or other capital changes such as restricted shares becoming tradable.
2022-06-27 Chinese
红塔证券股份有限公司关于控股股东及一致行动人出具特定期间不减持公司股份承诺函的公告
Regulatory Filings Classification · 95% confidence The document is a public announcement from Hongta Securities Co., Ltd. regarding a commitment letter from the controlling shareholder and parties acting in concert not to reduce their shareholdings within a specified period. It details the shareholding structure and the commitment to maintain shares for 36 months after the lifting of restrictions. There is no financial data, no report attached or referenced as being published, and no mention of a meeting or voting results. The document is a regulatory announcement about shareholding commitments, which fits best under Regulatory Filings (RNS) as it does not fit other specific categories like Major Shareholding Notification (MRQ) because it is about a commitment not to reduce shares rather than a change in shareholding levels.
2022-06-27 Chinese

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