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Hongta Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 601236 ISIN · CNE100003PY7 LEI · 300300E1004853000006 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 815 across all filing types
Latest filing 2021-11-23 Share Issue/Capital Cha…
Country CN China
Listing Shanghai Stock Exchange 601236

About Hongta Securities Co.,Ltd.

https://www.hongtastock.com/

Hongta Securities Co., Ltd. provides a broad spectrum of financial services, focusing on securities brokerage, investment banking, and asset management. The firm facilitates capital market transactions through underwriting and sponsorship of equity and debt instruments, alongside providing strategic financial advisory for corporate restructurings and acquisitions. Its service portfolio includes proprietary trading, margin trading, and short selling, catering to both retail and institutional investors. Additionally, the company offers specialized investment consulting and wealth management solutions. By integrating professional research with execution capabilities, the firm supports client objectives in investment and financing. The operational structure is designed to manage diverse financial products while maintaining a focus on risk management and regulatory compliance within the capital markets.

Recent filings

Filing Released Lang Actions
红塔证券股份有限公司关于完成工商登记变更的公告
Share Issue/Capital Change Classification · 95% confidence The document is an announcement from Hongta Securities Co., Ltd. regarding the completion of industrial and commercial registration changes following a public stock issuance. It includes details about the stock issuance, registration completion date, and updated company registration information such as legal representative, business scope, registered capital, and address. The document is short (748 characters) and serves as a formal notification of a corporate event related to capital changes and registration updates. It does not contain financial statements or detailed financial analysis, nor is it a report or presentation. The content fits best under the category of Share Issue/Capital Change announcements, as it relates to the completion of a share issuance and related registration changes.
2021-11-23 Chinese
红塔证券股份有限公司关于公司监事任职的公告
Board/Management Information Classification · 100% confidence The document is an announcement regarding the appointment of a company supervisor (监事) following a shareholder meeting resolution. It details the appointment date, regulatory compliance, and references prior announcements about the supervisor's resume. There is no financial data, no report attached or referenced as being published, and no mention of financial results or governance rules beyond the appointment. This fits the category of Board/Management Information (MANG), which covers announcements of changes in the company's board or senior management positions.
2021-11-15 Chinese
红塔证券股份有限公司章程
Governance Information Classification · 100% confidence The document is titled "红塔证券股份有限公司 章程" which translates to "Articles of Association of Hongta Securities Co., Ltd." It contains detailed chapters and sections about the company's organizational structure, shareholder rights, board of directors, management, financial accounting, profit distribution, audit, and procedures for shareholder meetings. The content is focused on the company's internal governance rules, shareholder meeting procedures, rights and obligations, and corporate governance practices. There is no indication of financial statements, audit opinions, earnings data, or announcements of voting results. The document is a comprehensive governance document outlining the company's internal rules and governance framework. Therefore, it fits the category of Governance Information (CGR).
2021-11-15 Chinese
北京德恒（昆明）律师事务所关于红塔证券股份有限公司2021 年第三次临时股东大会的法律意见
Declaration of Voting Results & Voting Rights Announcements Classification · 95% confidence The document is a legal opinion issued by a law firm regarding the convening, attendance, and voting procedures of a company's 2021 third extraordinary general meeting (临时股东大会). It details the legality and validity of the meeting process and voting results. The document does not contain financial statements or financial performance data, nor is it an announcement of a report publication. It is not a management or earnings report, nor a proxy solicitation. The content is focused on legal validation of a shareholder meeting and its resolutions, which aligns with the category of Declaration of Voting Results & Voting Rights Announcements (DVA). The document length is short (1596 characters), and it is a formal legal opinion on the shareholder meeting and voting results, not a full report or announcement of a report publication.
2021-11-15 Chinese
红塔证券股份有限公司2021年第三次临时股东大会决议公告
Declaration of Voting Results & Voting Rights Announcements Classification · 100% confidence The document is titled as a resolution announcement for the 2021 third extraordinary shareholders' meeting of Hongta Securities Co., Ltd. It details the meeting date, attendance, voting results on various proposals including amendments to the company's articles of association, election of supervisors, remuneration, and credit facility usage. It also includes legal witness statements confirming the legality of the meeting and voting process. The content is focused on the official announcement of voting results from a shareholders' meeting rather than the meeting materials or presentations themselves. The document length is about 5,179 characters, which is sufficient for a detailed voting results announcement. Therefore, this document fits the category of Declaration of Voting Results & Voting Rights Announcements (DVA).
2021-11-15 Chinese
红塔证券股份有限公司关于公司涉及诉讼的公告
Legal Proceedings Report Classification · 100% confidence The document is an announcement from Hongta Securities regarding a legal proceeding involving the company as plaintiff in a lawsuit. It details the case background, amounts involved, and the current status of the litigation, including the court acceptance of the case. There is no financial report, earnings data, or management discussion. The document is clearly a legal proceeding update and not a full audit report or annual report. Therefore, it fits the category of Legal Proceedings Report (LTR). The document length is short and focused solely on litigation information, confirming this classification.
2021-11-03 Chinese

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