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Daiwa Securities Group Inc. — Investor Relations & Filings

Ticker · 8601 ISIN · JP3502200003 LEI · 353800WRC7Y23PWFJG38 SGX Financial and insurance activities
Filings indexed 148 across all filing types
Latest filing 2023-02-10 Regulatory Filings
Country JP Japan
Listing SGX 8601

About Daiwa Securities Group Inc.

https://www.daiwa-grp.jp/english/

Daiwa Securities Group Inc. is a comprehensive financial services holding company. The group's core operations are structured around several key segments: Retail, Wholesale, Asset Management, and Investment. The Retail division offers a wide range of financial products and consulting services to individual and corporate clients. The Wholesale division encompasses global markets and investment banking activities, providing services such as sales and trading of securities and derivatives, underwriting of stocks and bonds, and M&A advisory. The Asset Management segment focuses on the development and management of investment trusts and provides investment advisory services to pension funds and other institutional investors. The Investment division engages in principal investments. Supporting these operations are specialized subsidiaries, including a research institute and a banking entity, which contribute to the group's integrated service model.

Recent filings

Filing Released Lang Actions
確認書
Regulatory Filings Classification · 100% confidence The document is titled '確認書' (Confirmation Letter) and explicitly states it is filed under the Financial Instruments and Exchange Act Article 24-4-8. It serves as an officer certification regarding the accuracy of a quarterly report, rather than the quarterly report itself. According to the 'CERTIFICATION RULE', documents that are primarily officer certifications or attestations should be classified as Regulatory Filings (RNS). Q3 2022
2023-02-10 Japanese
四半期報告書-第86期第3四半期(2022/10/01-2022/12/31)
Interim / Quarterly Report Classification · 100% confidence The document is a 'Quarterly Report' (第3四半期報告書) for Daiwa Securities Group Inc. for the third quarter of the 86th fiscal year (covering Oct 1, 2022, to Dec 31, 2022). It contains detailed financial statements, management analysis (MDA), and segment reporting. According to the filing definitions, a comprehensive financial report for a period shorter than a full fiscal year is classified as an Interim/Quarterly Report (IR). 9M 2023
2023-02-10 Japanese
確認書
Regulatory Filings
2022-11-11 Japanese
四半期報告書-第86期第2四半期(令和4年7月1日-令和4年9月30日)
Interim / Quarterly Report
2022-11-11 Japanese
変更報告書
Major Shareholding Notification Classification · 100% confidence The document is a 'Large Shareholding Report' (大量保有報告書) filed in Japan, specifically a 'Change Report' (変更報告書). This type of filing is required when a shareholder's stake in a publicly traded company crosses certain thresholds (in this case, a decrease of over 1%). This falls under the category of 'Major Shareholding Notification' (MRQ) as it tracks significant changes in ownership levels.
2022-11-02 Japanese
変更報告書
Major Shareholding Notification Classification · 100% confidence The document is a 'Large Volume Holding Report' (大量保有報告書) filed in Japan, which is a regulatory requirement when an entity or group acquires a significant percentage of a company's shares. This specific document type is used to notify the market of major shareholding changes. In the provided filing categories, 'Major Shareholding Notification' (MRQ) is the correct classification for this type of disclosure.
2022-09-21 Japanese

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