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Daiwa Securities Group Inc. — Investor Relations & Filings

Ticker · 8601 ISIN · JP3502200003 LEI · 353800WRC7Y23PWFJG38 SGX Financial and insurance activities
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Filings indexed 148 across all filing types
Latest filing 2024-06-24 Governance Information
Country JP Japan
Listing SGX 8601

About Daiwa Securities Group Inc.

https://www.daiwa-grp.jp/english/

Daiwa Securities Group Inc. is a comprehensive financial services holding company. The group's core operations are structured around several key segments: Retail, Wholesale, Asset Management, and Investment. The Retail division offers a wide range of financial products and consulting services to individual and corporate clients. The Wholesale division encompasses global markets and investment banking activities, providing services such as sales and trading of securities and derivatives, underwriting of stocks and bonds, and M&A advisory. The Asset Management segment focuses on the development and management of investment trusts and provides investment advisory services to pension funds and other institutional investors. The Investment division engages in principal investments. Supporting these operations are specialized subsidiaries, including a research institute and a banking entity, which contribute to the group's integrated service model.

Recent filings

Filing Released Lang Actions
内部統制報告書－第87期(2023/04/01－2024/03/31)
Governance Information Classification · 100% confidence The document is titled "内部統制報告書" (Internal Control Report) and explicitly references the legal basis as "金融商品取引法第24条の４の４第１項" (Article 24-4-4, Paragraph 1 of the Financial Instruments and Exchange Act). It details the scope, criteria, and procedures for evaluating internal controls over financial reporting as of the fiscal year-end (March 31, 2024), concluding that the internal controls are effective. This structure and content precisely match the requirements for an Audit Report/Information filing, specifically concerning internal control assessments, which aligns best with the 'Audit Report / Information (AR)' definition, as it is a formal report on internal control effectiveness rather than a general annual report (10-K) or a simple announcement.
2024-06-24 Japanese
確認書
Audit Report / Information Classification · 98% confidence The document text contains Japanese characters and includes the phrase "有価証券報告書" (Yūka Shōken Hōkokusho), which translates to 'Securities Report' or 'Annual Securities Report'. The table headers specify the submission as a '確認書' (Confirmation Document) related to the '有価証券報告書' for the fiscal period ending March 31, 2024, submitted to the Kanto Local Finance Bureau Director. In the context of Japanese regulatory filings, the comprehensive annual report is the equivalent of the US 10-K. Since this document is a confirmation *of* the annual report's appropriateness, it is closely related to the annual reporting cycle. However, the core document being confirmed is the full annual report. Given the options, the closest match for a comprehensive annual financial report is '10-K'. If this were purely an announcement of the filing, RPA or RNS might apply, but this document explicitly deals with the content and confirmation of the annual filing itself, which is the primary annual disclosure. FY 2024
2024-06-24 Japanese
有価証券報告書－第87期(2023/04/01－2024/03/31)
Annual Report Classification · 100% confidence The document is a Japanese 'Yuka Shoken Hokokusho' (Securities Report), which is the Japanese equivalent of the US 10-K. It contains the mandatory cover page (Hyoshi) detailing the company name (Daiwa Securities Group Inc.), the fiscal year (April 1, 2023, to March 31, 2024), and the regulatory filing basis (Financial Instruments and Exchange Act). The presence of extensive XBRL-like tagging and financial data confirms it is the full annual report rather than an announcement. FY 2024
2024-06-24 Japanese
確認書
Audit Report / Information Classification · 95% confidence The document title explicitly states "訂正有価証券報告書" (Amended/Corrected Securities Report) and references the Financial Instruments and Exchange Act ("金融商品取引法"). A Securities Report (Yuka Shoken Hokokusho) in Japan is the equivalent of the US 10-K filing, representing the official annual report covering company activity and full financial performance. Although this is a *correction* to a previous filing, the core document type being addressed is the annual report structure. Given the options, 10-K is the closest equivalent for a comprehensive annual filing. However, the content provided is extremely short (660 characters) and appears to be a cover page or certification statement confirming the accuracy of the previously filed Securities Report, signed by the CEO and CFO. This structure strongly suggests it is a certification document related to the main report, rather than the full report itself. In the US context, a certification of accuracy for a 10-K is often filed separately or as part of an amendment. Since the document is short and focuses on confirming the accuracy of a prior filing (the 86th period annual report), it is a regulatory filing related to the annual report. Given the specific definitions, it is not a standard 10-K (which would be the full report), nor is it an Earnings Release (ER) or Interim Report (IR). It is a specific regulatory confirmation. Since there is no specific code for 'Amended Securities Report Confirmation', and it is a formal regulatory filing confirming the accuracy of the annual report, it falls closest to a general regulatory filing (RNS) or potentially an Audit Report (AR) if the confirmation relates to the audit opinion, but AR is defined as standalone audit reports. Given the context of confirming the accuracy of the annual report under securities law, and its brevity, RNS (Regulatory Filings) is the most appropriate fallback for a specific, non-standard confirmation document that isn't the full report itself. If '10-K' were interpreted broadly to include all related filings, it would be chosen, but following the 'MENU VS MEAL' rule, this is an announcement/confirmation, not the full meal (10-K). I will classify it as RNS as a specific regulatory confirmation document. FY 2023
2024-06-24 Japanese
訂正有価証券報告書－第86期(2022/04/01－2023/03/31)
Annual Report Classification · 100% confidence The document is a Japanese '有価証券報告書' (Yuuka Shouken Houkokusho), which is the Japanese equivalent of an Annual Report (10-K). The text explicitly mentions the fiscal year (第86期, 2022-04-01 to 2023-03-31) and the regulatory filing context under the Financial Instruments and Exchange Act. It contains extensive XBRL tagging and financial data, confirming it is the full annual report rather than an announcement. FY 2022
2024-06-24 Japanese
有価証券届出書（参照方式）
Regulatory Filings
2024-06-21 Japanese

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