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Daiwa Securities Group Inc. — Investor Relations & Filings

Ticker · 8601 ISIN · JP3502200003 LEI · 353800WRC7Y23PWFJG38 SGX Financial and insurance activities
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Filings indexed 148 across all filing types
Latest filing 2024-02-13 Interim / Quarterly Rep…
Country JP Japan
Listing SGX 8601

About Daiwa Securities Group Inc.

https://www.daiwa-grp.jp/english/

Daiwa Securities Group Inc. is a comprehensive financial services holding company. The group's core operations are structured around several key segments: Retail, Wholesale, Asset Management, and Investment. The Retail division offers a wide range of financial products and consulting services to individual and corporate clients. The Wholesale division encompasses global markets and investment banking activities, providing services such as sales and trading of securities and derivatives, underwriting of stocks and bonds, and M&A advisory. The Asset Management segment focuses on the development and management of investment trusts and provides investment advisory services to pension funds and other institutional investors. The Investment division engages in principal investments. Supporting these operations are specialized subsidiaries, including a research institute and a banking entity, which contribute to the group's integrated service model.

Recent filings

Filing Released Lang Actions
四半期報告書－第87期第3四半期(2023/10/01－2023/12/31)
Interim / Quarterly Report Classification · 100% confidence The document is a 'Quarterly Report' (四半期報告書) for the third quarter of the 87th fiscal period of Daiwa Securities Group Inc. It contains detailed financial statements, management analysis (MDA), and segment information for the period from April 1, 2023, to December 31, 2023. It is a formal regulatory filing submitted to the Kanto Local Finance Bureau under the Financial Instruments and Exchange Act. As it is a comprehensive financial report for a period shorter than a full fiscal year, it is classified as an Interim/Quarterly Report. 9M 2024
2024-02-13 Japanese
訂正報告書（大量保有報告書・変更報告書）
Regulatory Filings
2024-02-08 Japanese
変更報告書
Major Shareholding Notification Classification · 100% confidence The document text is titled '株券等の大量保有の状況の開示に関する内閣府令 第一号様式 大量保有報告書' (Cabinet Office Ordinance on Disclosure of Large Volume Shareholdings Form No. 1 Large Shareholding Report) and specifically mentions '変更報告書 No.1' (Change Report No. 1). This structure and terminology are characteristic of Japanese regulatory filings concerning major share ownership changes, often filed under the Financial Instruments and Exchange Act (implied by the reference to Article 27-25 of the Act). This type of filing reports changes in ownership percentage exceeding certain thresholds (like 5% or 1%). Among the provided codes, 'MRQ' (Major Shareholding Notification) is the closest match for filings related to changes in significant share ownership levels crossing thresholds, even though the specific Japanese form is a 'Large Shareholding Report' (大量保有報告書). Since the document details the change in shareholding percentage (from 17.28% to 12.63%) and the transaction details, it directly relates to major shareholding notification rules.
2024-02-07 Japanese
臨時報告書
Board/Management Information Classification · 100% confidence The document is titled "臨時報告書" (Extraordinary Report/Timely Disclosure Report) and explicitly states in Section 1 that it is being filed pursuant to Article 24-5, Paragraph 4 of the Financial Instruments and Exchange Act and related regulations because the Board of Directors resolved on December 22, 2023, regarding a change in the Representative Executive Officer (CEO/President). Section 2 details the appointment of a new President (Akihiko Ogino) and the resignation of the current President (Seiji Nakata), effective in 2024. This content—announcement of changes in senior management—directly corresponds to the definition of Board/Management Information (MANG). Although it is a regulatory filing, MANG is the more specific category for management changes.
2023-12-22 Japanese
確認書
Report Publication Announcement Classification · 100% confidence The document is a 'Confirmation Letter' (Kakunin-sho) filed under Article 24-4-8 of the Financial Instruments and Exchange Act of Japan, which accompanies a Quarterly Report (Dai-ni shihanki hokokusho). Since the document is a formal regulatory filing confirming the accuracy of the quarterly report and does not contain the full financial statements themselves, it falls under the category of general regulatory filings.
2023-11-13 Japanese
四半期報告書－第87期第2四半期(2023/07/01－2023/09/30)
Interim / Quarterly Report Classification · 100% confidence The document is a 'Quarterly Report' (四半期報告書) for Daiwa Securities Group Inc. for the second quarter of the 87th fiscal year (period ending September 30, 2023). It contains detailed financial statements, management analysis (MDA), and segment information, which aligns with the definition of an Interim/Quarterly Report (IR). H1 2024
2023-11-13 Japanese

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