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Daiwa Securities Group Inc. — Investor Relations & Filings

Ticker · 8601 ISIN · JP3502200003 LEI · 353800WRC7Y23PWFJG38 SGX Financial and insurance activities
Filings indexed 148 across all filing types
Latest filing 2021-11-16 Major Shareholding Noti…
Country JP Japan
Listing SGX 8601

About Daiwa Securities Group Inc.

https://www.daiwa-grp.jp/english/

Daiwa Securities Group Inc. is a comprehensive financial services holding company. The group's core operations are structured around several key segments: Retail, Wholesale, Asset Management, and Investment. The Retail division offers a wide range of financial products and consulting services to individual and corporate clients. The Wholesale division encompasses global markets and investment banking activities, providing services such as sales and trading of securities and derivatives, underwriting of stocks and bonds, and M&A advisory. The Asset Management segment focuses on the development and management of investment trusts and provides investment advisory services to pension funds and other institutional investors. The Investment division engages in principal investments. Supporting these operations are specialized subsidiaries, including a research institute and a banking entity, which contribute to the group's integrated service model.

Recent filings

Filing Released Lang Actions
変更報告書
Major Shareholding Notification Classification · 100% confidence The document is a 'Large Volume Holding Report' (大量保有報告書) filed in Japan under the Financial Instruments and Exchange Act. This type of filing is used to disclose significant share ownership (typically exceeding 5%) in a publicly traded company. In the provided classification schema, this falls under 'Major Shareholding Notification' (MRQ), which covers notifications of changes in significant share ownership levels.
2021-11-16 Japanese
四半期報告書-第85期第2四半期(令和3年7月1日-令和3年9月30日)
Interim / Quarterly Report Classification · 100% confidence The document is a 'Quarterly Report' (四半期報告書) for Daiwa Securities Group Inc., covering the second quarter of the 85th fiscal period (July 1, 2021, to September 30, 2021). It contains detailed financial statements, management analysis (MD&A), and business performance metrics. It is a comprehensive financial report for a period shorter than a full fiscal year, fitting the definition of an Interim/Quarterly Report (IR). H1 2022
2021-11-12 Japanese
訂正報告書(大量保有報告書・変更報告書)
Major Shareholding Notification Classification · 100% confidence The document is a 'Large Volume Holding Report' (大量保有報告書) filed in Japan, specifically a 'Change Report' (変更報告書). This type of filing is required when a shareholder's stake in a publicly traded company crosses certain thresholds (e.g., 5%). In the provided taxonomy, 'Major Shareholding Notification' (MRQ) is the correct category for filings that disclose changes in significant share ownership levels.
2021-10-01 Japanese
変更報告書
Major Shareholding Notification Classification · 100% confidence The document is a 'Large Volume Holding Report' (大量保有報告書) filed in Japan, specifically a 'Change Report' (変更報告書). This is a regulatory filing required by the Financial Services Agency (Kanto Local Finance Bureau) when a shareholder's stake in a listed company crosses certain thresholds. In the provided filing categories, 'Major Shareholding Notification' (MRQ) is the correct classification for documents detailing changes in significant share ownership levels.
2021-09-30 Japanese
変更報告書
Major Shareholding Notification Classification · 100% confidence The document is a 'Large Shareholding Report' (大量保有報告書) filed with the Kanto Local Finance Bureau in Japan. It details the shareholding status of Daiwa Securities Group Inc. and its affiliates in Daiwa Securities Living Investment Corporation. This type of filing is a regulatory requirement for entities that acquire more than 5% of a company's shares. In the provided taxonomy, 'Major Shareholding Notification' (MRQ) is the correct category for documents detailing changes in significant share ownership levels.
2021-09-22 Japanese
変更報告書
Major Shareholding Notification Classification · 100% confidence The document is a 'Large Shareholding Report' (大量保有報告書) filed in Japan, specifically a 'Change Report' (変更報告書). This document is a regulatory filing required when a shareholder's stake in a company changes significantly. In the provided classification schema, 'Major Shareholding Notification' (MRQ) is the correct category for filings that report changes in significant share ownership levels.
2021-09-21 Japanese

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