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Daiwa Securities Group Inc. — Investor Relations & Filings

Ticker · 8601 ISIN · JP3502200003 LEI · 353800WRC7Y23PWFJG38 SGX Financial and insurance activities
Filings indexed 148 across all filing types
Latest filing 2021-02-10 Interim / Quarterly Rep…
Country JP Japan
Listing SGX 8601

About Daiwa Securities Group Inc.

https://www.daiwa-grp.jp/english/

Daiwa Securities Group Inc. is a comprehensive financial services holding company. The group's core operations are structured around several key segments: Retail, Wholesale, Asset Management, and Investment. The Retail division offers a wide range of financial products and consulting services to individual and corporate clients. The Wholesale division encompasses global markets and investment banking activities, providing services such as sales and trading of securities and derivatives, underwriting of stocks and bonds, and M&A advisory. The Asset Management segment focuses on the development and management of investment trusts and provides investment advisory services to pension funds and other institutional investors. The Investment division engages in principal investments. Supporting these operations are specialized subsidiaries, including a research institute and a banking entity, which contribute to the group's integrated service model.

Recent filings

Filing Released Lang Actions
四半期報告書-第84期第3四半期(令和2年10月1日-令和2年12月31日)
Interim / Quarterly Report Classification · 100% confidence The document is a 'Quarterly Report' (四半期報告書) filed by Daiwa Securities Group Inc. with the Kanto Local Finance Bureau in Japan. It contains detailed financial statements, management analysis of financial conditions, and segment performance for the third quarter of the 84th fiscal period (ending December 31, 2020). It is a comprehensive financial report rather than an announcement or a summary, fitting the definition of an Interim/Quarterly Report (IR). 9M 2021
2021-02-10 Japanese
大量保有報告書
Major Shareholding Notification
2021-01-04 Japanese
変更報告書
Regulatory Filings Classification · 100% confidence The document is a 'Large Volume Holding Report' (大量保有報告書) filed under the Financial Instruments and Exchange Act of Japan. It details the shareholding status of Daiwa Securities Group Inc. and its affiliates in Daiwa Securities Living Investment Corporation. This type of regulatory filing, which discloses significant ownership stakes (often referred to as a 5% rule filing in other jurisdictions), does not fit into the specific categories like 10-K, ER, or M&A. Therefore, it is classified under the fallback category for regulatory filings.
2020-12-09 Japanese
変更報告書
Major Shareholding Notification Classification · 100% confidence The document is a 'Large Volume Holding Report' (大量保有報告書) filed in Japan, specifically a 'Change Report' (変更報告書). This type of filing is required when a shareholder's stake in a publicly traded company crosses certain thresholds (e.g., 5%). In the context of the provided categories, this falls under 'Major Shareholding Notification' (MRQ), which covers notifications of changes in significant share ownership levels.
2020-11-13 Japanese
四半期報告書-第84期第2四半期(令和2年7月1日-令和2年9月30日)
Interim / Quarterly Report Classification · 100% confidence The document is a 'Quarterly Report' (四半期報告書) filed by Daiwa Securities Group Inc. with the Kanto Local Finance Bureau. It contains detailed financial statements, management analysis (MDA), and segment information for the second quarter of the 84th fiscal period (July 1, 2020, to September 30, 2020). It is a comprehensive financial report rather than a mere announcement or certification, fitting the definition of an Interim/Quarterly Report (IR). Q2 2020
2020-11-10 Japanese
変更報告書
Major Shareholding Notification Classification · 100% confidence The document is a 'Large Volume Holding Report' (大量保有報告書) filed in Japan, which is a regulatory requirement when an entity's shareholding in a listed company crosses certain thresholds. This specific document is a 'Change Report' (変更報告書) detailing changes in share ownership of GMO Financial Holdings by Daiwa Securities Group. This falls under the category of Major Shareholding Notification.
2020-10-21 Japanese

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