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CHINA SECURITIES CO., LTD. — Investor Relations & Filings

Ticker · 601066 ISIN · CNE1000031T5 LEI · 3003006CDEBNKXHOI130 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,205 across all filing types
Latest filing 2021-03-31 Regulatory Filings
Country CN China
Listing Shanghai Stock Exchange 601066

About CHINA SECURITIES CO., LTD.

https://www.csc108.com/

CHINA SECURITIES CO., LTD., also known as CSC Financial Co., Ltd., is a leading integrated securities firm providing a comprehensive range of financial services. The company operates through four primary business segments: investment banking, wealth management, trading and institutional client services, and investment management. Its investment banking division offers equity and debt underwriting, financial advisory, and restructuring services. The wealth management segment provides securities brokerage, margin financing, and wealth management products to individual and corporate clients. In trading and institutional services, the firm engages in proprietary trading, equity and fixed-income sales, and investment research. Additionally, its investment management business encompasses asset management, fund management, and private equity investment. The company serves a diverse client base, including large corporations, institutional investors, and retail customers.

Recent filings

Filing Released Lang Actions
第二届监事会第十四次会议决议公告
Regulatory Filings Classification · 95% confidence The document is a resolution announcement from the Supervisory Board (监事会) of 中信建投证券股份有限公司 regarding various reports and plans for the year 2020 and 2021. It includes voting results on multiple agenda items such as the 2020 Supervisory Board Work Report, internal audit work, financial statements, profit distribution, annual report and performance announcement, risk report, compliance report, anti-money laundering reports, internal control evaluation, social responsibility and ESG report, fundraising usage report, and plans for 2021. The document is a formal announcement of the Supervisory Board's meeting decisions and approvals, not the reports themselves. It is also relatively short (2305 characters) and serves as a meeting resolution announcement rather than a full report. Therefore, it fits best under Regulatory Filings (RNS) as a general regulatory announcement and meeting resolution notice rather than a full Annual Report or Audit Report.
2021-03-31 Chinese
独立董事候选人声明-赖观荣
Board/Management Information Classification · 95% confidence The document is a declaration statement by an independent director candidate, detailing qualifications, independence criteria, and compliance with regulatory requirements. It does not contain financial data, audit information, or report results. It is not an announcement of voting results or a proxy solicitation. It is a formal statement related to board/management information, specifically about a director candidate's qualifications and declarations. Therefore, it fits best under Board/Management Information (MANG). The document length is short and focused on director candidacy, not a full report or announcement of a meeting result.
2021-03-31 Chinese
2020年度社会责任暨环境、社会与管治报告
Environmental & Social Information Classification · 100% confidence The document is titled as a "社会责任暨环境、社会与管治(ESG)报告" which translates to "Social Responsibility and Environmental, Social and Governance (ESG) Report". It contains detailed information about the company's ESG management, social responsibility initiatives, environmental data, social contributions, governance practices, and related awards and recognitions. The content is comprehensive and focused on ESG factors rather than financial results or regulatory filings. There is no indication that this is an announcement or a brief summary; it is a full report. Therefore, the document fits the category of Environmental & Social Information (SR).
2021-03-31 Chinese
关于公司2020年度募集资金存放与实际使用情况的专项报告
Capital/Financing Update Classification · 95% confidence The document is a detailed report on the company's 2020 annual fundraising (募集资金) storage and actual usage situation, including amounts raised, usage, management, and verification by auditors and sponsors. It references specific regulatory approvals, fundraising amounts, usage tables, and auditor opinions. The content is focused on the use and management of raised capital funds, which aligns with a Capital/Financing Update. It is not a full annual report, audit report, or earnings release, but a specialized report on fundraising and capital usage. Therefore, the most appropriate classification is Capital/Financing Update (CAP). The document length and detail confirm it is the report itself, not just an announcement or certification.
2021-03-31 Chinese
独立董事关于公司担保情况的专项说明和独立意见
Audit Report / Information Classification · 95% confidence The document is a special statement and independent opinion by the independent directors of CITIC Securities Co., Ltd. regarding the company's guarantee situation as of December 31, 2020. It discusses the guarantees provided by the company and its subsidiaries, compliance with laws and regulations, and risk control measures. The document is focused on a specific topic related to guarantees and includes independent directors' opinions and signatures. It is not a full annual or interim report, nor is it an earnings release or a general regulatory filing. It is a standalone audit-related or compliance-related statement concerning guarantees, which fits the category of Audit Report / Information (AR). The document length is under 5,000 characters but contains substantive content and independent opinions, not merely an announcement or certification. Therefore, it should be classified as AR with high confidence. FY 2020
2021-03-31 Chinese
2020年年度报告摘要
Annual Report Classification · 100% confidence The document is titled as a 2020 annual report summary for 中信建投证券股份有限公司 (CITIC Securities Co., Ltd.). It contains detailed financial data for the year 2020, including total assets, revenue, net profit, earnings per share, quarterly financial data, shareholder information, and bond issuance details. The document references the full annual report and includes audited financial statements with auditor opinions. The length is substantial (15,000 characters), and it contains comprehensive financial and operational data typical of an annual report. Therefore, this document is the actual Annual Report (10-K equivalent) rather than an announcement or summary notice. FY 2020
2021-03-31 Chinese

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