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CHINA SECURITIES CO., LTD. — Investor Relations & Filings

Ticker · 601066 ISIN · CNE1000031T5 LEI · 3003006CDEBNKXHOI130 Shanghai Stock Exchange Financial and insurance activities
Filings indexed 1,205 across all filing types
Latest filing 2021-03-31 Audit Report / Informat…
Country CN China
Listing Shanghai Stock Exchange 601066

About CHINA SECURITIES CO., LTD.

https://www.csc108.com/

CHINA SECURITIES CO., LTD., also known as CSC Financial Co., Ltd., is a leading integrated securities firm providing a comprehensive range of financial services. The company operates through four primary business segments: investment banking, wealth management, trading and institutional client services, and investment management. Its investment banking division offers equity and debt underwriting, financial advisory, and restructuring services. The wealth management segment provides securities brokerage, margin financing, and wealth management products to individual and corporate clients. In trading and institutional services, the firm engages in proprietary trading, equity and fixed-income sales, and investment research. Additionally, its investment management business encompasses asset management, fund management, and private equity investment. The company serves a diverse client base, including large corporations, institutional investors, and retail customers.

Recent filings

Filing Released Lang Actions
董事会审计委员会2020年度履职情况报告
Audit Report / Information Classification · 95% confidence The document is titled as the "2020年度履职情况报告" (2020 Annual Performance Report) of the Board Audit Committee of CITIC Securities Co., Ltd. It details the audit committee's composition, meetings held in 2020, their duties including review of annual audit, financial reports, external audit supervision, related party transactions, and internal control evaluation. The document is a report on the audit committee's activities and oversight related to the company's audit and financial reporting for the year 2020. It is not the full annual report or audit report itself but a specific committee report on audit-related governance and oversight. This fits the category of Audit Report / Information (AR), which includes standalone audit reports and related information excluding full annual reports. The document length is 2375 characters, which is relatively short but contains substantive content about audit committee activities rather than just an announcement or certification. Therefore, the best classification is AR with high confidence. FY 2020
2021-03-31 Chinese
关于续聘会计师事务所的公告
Audit Report / Information Classification · 95% confidence The document is an announcement by 中信建投证券股份有限公司 regarding the reappointment of accounting firms 普华永道中天 and 罗兵咸永道 as external and internal auditors for the year 2021. It details the qualifications, independence, and integrity of the firms and the procedures followed for the reappointment, including board and independent director approvals. The document does not contain any financial statements or audit results but is a formal announcement about the auditor appointment for the upcoming fiscal year. The document length is 4031 characters, which is relatively short and consistent with an announcement rather than a full audit report. Therefore, this document fits the category of Audit Report / Information (AR) as it relates to audit firm appointment and audit-related information but is not a full annual report or audit report itself. However, since it is an announcement of auditor reappointment and not the audit report or audit results, it is best classified as Audit Report / Information (AR). FY 2021
2021-03-31 Chinese
独立董事关于第二届董事会第三十次会议相关事项的独立意见
Regulatory Filings
2021-03-31 Chinese
独立董事提名人声明
Regulatory Filings
2021-03-31 Chinese
2020年度财务报表及审计报告
Regulatory Filings
2021-03-31 Chinese
2020年年度报告
Annual Report Classification · 100% confidence The document is titled "2020 年年度报告" which translates to "2020 Annual Report". It contains detailed sections typical of an annual report such as company overview, financial highlights, business summary, management discussion and analysis, corporate governance, financial statements, and auditor's report. The document length is substantial (15,000 characters and more), indicating it is the full report rather than a brief announcement. It includes audited financial data, management commentary, and comprehensive disclosures. The presence of auditor opinions and detailed financial data confirms it is the official yearly report covering company activity and full financial performance. Therefore, the document fits the definition of an Annual Report (10-K). FY 2020
2021-03-31 Chinese

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