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CHINA SECURITIES CO., LTD. — Investor Relations & Filings

Ticker · 601066 ISIN · CNE1000031T5 LEI · 3003006CDEBNKXHOI130 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,202 across all filing types
Latest filing 2026-05-22 Capital/Financing Update
Country CN China
Listing Shanghai Stock Exchange 601066

About CHINA SECURITIES CO., LTD.

https://www.csc108.com/

CHINA SECURITIES CO., LTD., also known as CSC Financial Co., Ltd., is a leading integrated securities firm providing a comprehensive range of financial services. The company operates through four primary business segments: investment banking, wealth management, trading and institutional client services, and investment management. Its investment banking division offers equity and debt underwriting, financial advisory, and restructuring services. The wealth management segment provides securities brokerage, margin financing, and wealth management products to individual and corporate clients. In trading and institutional services, the firm engages in proprietary trading, equity and fixed-income sales, and investment research. Additionally, its investment management business encompasses asset management, fund management, and private equity investment. The company serves a diverse client base, including large corporations, institutional investors, and retail customers.

Recent filings

Filing Released Lang Actions
关于间接全资附属公司根据中期票据计划进行发行并由全资子公司提供担保的公告
Capital/Financing Update Classification · 90% confidence The document is a corporate announcement in Chinese regarding an indirect wholly-owned subsidiary’s issuance under a medium-term note program and a guarantee provided by the parent’s wholly-owned subsidiary. It details financing activities, the guarantee amount, internal approvals, and risk considerations tied to debt issuance. This is not a financial report, earnings release, or board change notice but clearly an update on the company’s financing activity. Thus it fits the Capital/Financing Update category (CAP).
2026-05-22 Chinese
关于间接全资附属公司根据中期票据计划进行发行并由全资子公司提供担保的公告
Capital/Financing Update Classification · 89% confidence The document is a formal announcement by a listed company regarding its indirect wholly-owned subsidiary’s issuance of medium-term notes and the guarantee provided by another wholly-owned subsidiary. It details the debt issuance amounts, guarantee terms, internal approvals, and relevant financial metrics. This clearly relates to a financing activity/update, matching the "Capital/Financing Update (CAP)" category.
2026-05-19 Chinese
关于间接全资附属公司根据中期票据计划进行发行并由全资子公司提供担保的公告
Capital/Financing Update Classification · 90% confidence The document is a corporate announcement detailing the issuance of medium-term notes by an indirect wholly-owned subsidiary and the guarantee provided by a wholly-owned subsidiary. It focuses on a debt financing arrangement (principal amount, guarantee terms, board approvals, SPV structure, etc.) rather than financial statements, earnings, governance changes, or share transactions. This matches the Capital/Financing Update category, as it covers fundraising and financing activities.
2026-05-18 Chinese
H股市场公告：截至2026年4月30日止月份之股份發行人的證券變動月報表
Regulatory Filings Classification · 95% confidence The document is a monthly securities movement report (FF301) submitted to the Hong Kong Stock Exchange (HKEX) regarding changes in the registered and issued share capital of the company 中信建投證券股份有限公司 as of April 30, 2026. It details share classifications, issued shares, public float confirmations, and confirms compliance with public float requirements under HKEX listing rules. The document is a regulatory monthly report on share capital and shareholding changes, not a full financial report, earnings release, or management discussion. It is not an announcement of voting results, nor a proxy statement, nor a remuneration report. It is a regulatory filing related to share capital and shareholding disclosures required by the exchange rules. The document length is 3656 characters, which is relatively short and focused on regulatory compliance data. Therefore, the best fitting category is Regulatory Filings (RNS), which is the fallback for miscellaneous regulatory announcements and compliance documents that do not fit other specific categories.
2026-05-06 Chinese
中信建投证券股份有限公司董事会审计委员会2025年度履职情况报告
Audit Report / Information Classification · 95% confidence The document is titled as the "2025年度履职情况报告" (2025 Annual Performance Report) of the Board Audit Committee of CITIC Securities Co., Ltd. It details the audit committee's activities, meetings, oversight of financial reports, supervision of internal and external audits, and other governance-related duties for the year 2025. The content focuses on the audit committee's work and compliance with regulations rather than presenting full financial statements or audit opinions themselves. It is a report on the audit committee's performance and oversight activities, which aligns with the category of Audit Report / Information (AR). The document is over 7,000 characters, indicating it is a substantive report rather than a brief announcement. Therefore, the appropriate classification is AR (Audit Report / Information).
2026-03-26 Chinese
中信建投证券股份有限公司2025年度会计师事务所履职情况评估报告
Audit Report / Information Classification · 95% confidence The document is titled as an evaluation report on the performance of the external audit firm (KPMG) for the fiscal year 2025. It discusses the auditor's independence, resource allocation, audit plan execution, quality management, and information security management related to the audit work performed. The document does not contain actual financial statements or detailed financial data but rather assesses the auditor's performance and compliance with professional standards. It is a standalone audit-related report focused on the audit firm's duties and quality, which fits the category of an Audit Report / Information (AR). The document length is short (1866 characters), but it is not merely an announcement or publication notice; it contains substantive content about the audit firm's evaluation. Therefore, the appropriate classification is AR with high confidence.
2026-03-26 Chinese

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